Key facts
- This page summarizes AMERICAN INTERNATIONAL GROUP, INC.'s Form 4 filing for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 17 Oct 2023, 16:05.
AMERICAN INTERNATIONAL GROUP, INC. - 15 Oct 2023 Form 4 Insider Report for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)
- Reporting relationship
- Other*
- Issuer ticker
- EMO
- Reported as of
- 15 Oct 2023
- Net transaction value
- -$17,171,371,696,555
- SEC form
- 4
- Accepted by SEC
- 17 Oct 2023, 16:05:55 UTC
- Prior SEC filing
- 07 Aug 2023
- Next SEC filing
- 13 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sabra Purtill, Authorized Signatory of American International Group, Inc.
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
AMERICAN INTERNATIONAL GROUP, INC. filed Form 4 for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) on 17 Oct 2023.
Change
- Previous filing in this sequence was filed on 07 Aug 2023.
- Current net transaction value: -$17,171,371,696,555.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EMO
transaction
4.51% Series G Senior Secured Notes due October 15, 2023
Other
- Transaction value
- $17,171,371,696,555
- Shares
- -4,097,638
- Change %
- Price
- $4190553.34*
- Shares after
- $0
- Date
- 15 Oct 2023
- Ownership
- Held through subsidiaries
- Footnotes
- F1, F2
EMO
holding
4.66% Series H Senior Secured Notes due October 15, 2025
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $5,494,299
- Date
- 15 Oct 2023
- Ownership
- Held through subsidiaries
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reported disposition was pursuant to a full payment at maturity by the issuer of 100% of the aggregate principal amount outstanding of the securities, plus accrued and unpaid interest.
Footnote F2
Prior to their maturity, American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), and American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, directly held $2,796,638.11 principal amount and $1,301,000.15 principal amount of the reported securities, respectively. AIG was an indirect beneficial owner of the 4.51% Series G Senior Secured Notes due October 15, 2023.
Footnote F3
AGLIC, AHAC, The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, and The Variable Annuity Life Insurance Company, an indirectly controlled subsidiary of AIG, directly hold $727,994.46 principal amount, $1,744,439.63 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. AIG is an indirect beneficial owner of the 4.66% Series H Senior Secured Notes due October 15, 2025.
SEC remarks
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. As a result of the transaction reported on this Form 4, AGLIC is no longer a reporting person subject to Section 16.