American International Group, Inc. - Dec 19, 2023 Form 4 Insider Report for Cliffwater Corporate Lending Fund (CCLFX)

Role
10%+ Owner
Signature
/s/ Sabra Purtill, Authorized Signatory of American International Group, Inc.
Stock symbol
CCLFX
Transactions as of
Dec 19, 2023
Transactions value $
$4,021,000,000,000,000
Form type
4
Date filed
12/21/2023, 04:05 PM
Previous filing
Dec 19, 2023
Next filing
Feb 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCLFX 7.23% Series Q Senior Secured Notes due January 20, 2031 Purchase $1.52Q +39M $39,000,000.00* $39M Dec 19, 2023 Held through subsidiary F1
transaction CCLFX 7.40% Series R Senior Secured Notes due January 20, 2034 Purchase $2.5Q +50M $50,000,000.00* $50M Dec 19, 2023 Held through subsidiaries F2
holding CCLFX 6.75% Series K Senior Secured Notes due August 4, 2026 $6M Dec 19, 2023 Held through subsidiary F3
holding CCLFX 6.77% Series L Senior Secured Notes due August 4, 2028 $24.5M Dec 19, 2023 Held through subsidiaries F4
holding CCLFX 6.81% Series M Senior Secured Notes due August 4, 2030 $29.5M Dec 19, 2023 Held through subsidiaries F5
holding CCLFX 5.44% Series B Senior Secured Notes due July 19, 2025 $12.5M Dec 19, 2023 Held through subsidiaries F6
holding CCLFX 5.50% Series C Senior Secured Notes due July 19, 2026 $34M Dec 19, 2023 Held through subsidiaries F7
holding CCLFX 5.61% Series E Senior Secured Notes due July 19, 2027 $42.5M Dec 19, 2023 Held through subsidiaries F8
holding CCLFX 5.72% Series F Senior Secured Notes due July 19, 2029 $33M Dec 19, 2023 Held through subsidiaries F9
holding CCLFX 5.72% Series G Senior Secured Notes due July 19, 2029 $28M Dec 19, 2023 Held through subsidiary F10
holding CCLFX 4.10% Series A Senior Secured Notes due March 28, 2027 $25M Dec 19, 2023 Held through subsidiaries F11
holding CCLFX 7.10% Series I Senior Secured Notes due December 6, 2027 $60M Dec 19, 2023 Held through subsidiary F12
holding CCLFX 7.17% Series J Senior Secured Notes due December 6, 2029 $40M Dec 19, 2023 Held through subsidiary F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), directly holds $39,000,000 principal amount of the reported securities.
F2 AGLIC and The United States Life Insurance Company in the City of New York ("USL"), an indirectly controlled subsidiary of AIG, directly hold $40,000,000 principal amount and $10,000,000 principal amount of the reported securities, respectively.
F3 American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, directly holds $6,000,000 principal amount of the reported securities.
F4 AGLIC, USL, AHAC, National Union Fire Insurance Company of Pittsburgh, PA ("National Union"), an indirect wholly owned subsidiary of AIG, Commerce and Industry Company ("Commerce"), an indirect wholly owned subsidiary of AIG, and Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, directly hold $6,000,000 principal amount, $6,000,000 principal amount, $4,600,000 principal amount, $3,700,000 principal amount, $500,000 principal amount and $3,700,000 principal amount of the reported securities, respectively.
F5 AGLIC, AHAC, National Union, Commerce, Lexington and American International Group UK Limited, a indirect wholly owned subsidiary of AIG, directly hold $12,000,000 principal amount, $4,600,000 principal amount, $3,700,000 principal amount, $500,000 principal amount, $3,700,000 principal amount and $5,000,000 principal amount of the reported securities, respectively.
F6 AGLIC and National Union directly hold $10,967,500 principal amount and $1,532,500 principal amount of the reported securities, respectively.
F7 National Union and USL directly hold $4,168,400 principal amount and $29,831,600 principal amount of the reported securities, respectively.
F8 AGLIC, National Union and The Variable Annuity Life Insurance Company ("VAL"), an indirectly controlled subsidiary of AIG, directly hold $27,289,500 principal amount, $5,210,500 principal amount and $10,000,000 principal amount of the reported securities, respectively.
F9 AGLIC and VAL directly hold $18,000,000 principal amount and $15,000,000 principal amount of the reported securities, respectively.
F10 AGLIC directly holds $28,000,000 principal amount of the reported securities.
F11 AGLIC directly holds $25,000,000 principal amount of the reported securities.
F12 AGLIC and Lexington directly hold $52,644,000 principal amount and $7,356,000 principal amount of the reported securities, respectively.
F13 AGLIC directly holds $40,000,000 principal amount of the reported securities.

Remarks:

Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The Reporting Person indirectly beneficially owns in excess of 10% of the referenced securities.