AMERICAN INTERNATIONAL GROUP, INC. - 06 Feb 2024 Form 4 Insider Report for Fractyl Health, Inc. (GUTS)

Role
10%+ Owner
Signature
/s/ Sabra R. Purtill, Chief Financial Officer of American International Group, Inc.
Issuer symbol
GUTS
Transactions as of
06 Feb 2024
Net transactions value
$0
Form type
4
Filing time
08 Feb 2024, 16:53:03 UTC
Previous filing
01 Feb 2024
Next filing
03 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUTS Common Stock Conversion of derivative security +673,391 673,391 06 Feb 2024 Held by Corebridge DECO II, LLC F1, F2
transaction GUTS Common Stock Conversion of derivative security +283,878 283,878 06 Feb 2024 Held by American Home Assurance Company F1, F3
transaction GUTS Common Stock Conversion of derivative security +182,735 182,735 06 Feb 2024 Held by Lexington Insurance Company F1, F4
transaction GUTS Common Stock Conversion of derivative security +199,257 199,257 06 Feb 2024 Held by National Union Fire Insurance Company of Pittsburgh, Pa. F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUTS Series E Preferred Shares Conversion of derivative security $0 -1,172,236 -100% $0.000000* 0 06 Feb 2024 Common Stock 546,242 Held by Corebridge DECO II, LLC F1, F2
transaction GUTS Series E Preferred Shares Conversion of derivative security $0 -494,173 -100% $0.000000* 0 06 Feb 2024 Common Stock 230,276 Held by American Home Assurance Company F1, F3
transaction GUTS Series E Preferred Shares Conversion of derivative security $0 -318,105 -100% $0.000000* 0 06 Feb 2024 Common Stock 148,231 Held by Lexington Insurance Company F1, F4
transaction GUTS Series E Preferred Shares Conversion of derivative security $0 -346,868 -100% $0.000000* 0 06 Feb 2024 Common Stock 161,634 Held by National Union Fire Insurance Company of Pittsburgh, Pa. F1, F5
transaction GUTS Series F Preferred Shares Conversion of derivative security $0 -272,863 -100% $0.000000* 0 06 Feb 2024 Common Stock 127,149 Held by Corebridge DECO II, LLC F1, F2
transaction GUTS Series F Preferred Shares Conversion of derivative security $0 -115,030 -100% $0.000000* 0 06 Feb 2024 Common Stock 53,602 Held by American Home Assurance Company F1, F3
transaction GUTS Series F Preferred Shares Conversion of derivative security $0 -74,046 -100% $0.000000* 0 06 Feb 2024 Common Stock 34,504 Held by Lexington Insurance Company F1, F4
transaction GUTS Series F Preferred Shares Conversion of derivative security $0 -80,741 -100% $0.000000* 0 06 Feb 2024 Common Stock 37,623 Held by National Union Fire Insurance Company of Pittsburgh, Pa. F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

AMERICAN INTERNATIONAL GROUP, INC. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date.
F2 Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc.
F3 American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc.
F4 Lexington Insurance Company is a wholly owned, indirect subsidiary of American International Group, Inc.
F5 National Union Fire Insurance Company of Pittsburgh, Pa. is a wholly owned, indirect subsidiary of American International Group, Inc.