Key facts
- Phillip Goldstein has 8 issuer positions tracked on this page.
- Estimated disclosed ownership value: $1,746,466.
- Recent insider filing activity is available below.
Insider Trading & Ownership of Phillip Goldstein
- Location
- Pleasantville, NY
- Summary
- The estimated net worth of Phillip Goldstein is at least $1,746,466 dollars as of 09 Apr 2026. Phillip Goldstein is the Secretary, Director, Affiliate of the Adviser of Total Return Securities Fund and owns shares of Total Return Securities Fund (SWZ) stock worth about $677.1K. Phillip Goldstein is the Chairman and Secretary, Director, Affiliate of the Adviser of SPECIAL OPPORTUNITIES FUND, INC. and owns shares of SPECIAL OPPORTUNITIES FUND, INC. (SPE) stock worth about $673.6K. Phillip Goldstein is the Director, Affiliate of the Adviser of HIGH INCOME SECURITIES FUND and owns shares of HIGH INCOME SECURITIES FUND (PCF) stock worth about $260.1K. Phillip Goldstein is the Director of MEXICO EQUITY & INCOME FUND INC and owns shares of MEXICO EQUITY & INCOME FUND INC (MXE) stock worth about $75.7K. Phillip Goldstein is the 10%+ Owner of MFS INVESTMENT GRADE MUNICIPAL TRUST and owns shares of MFS INVESTMENT GRADE MUNICIPAL TRUST (CXH) stock worth about $59.9K.
- Signature
- /s/ Stephanie Darling, as Power of Attorney for Phillip Goldstein
- All Insider Reports
- All Insider Reports
Follow Filing Activity
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Change
- Largest disclosed position: Total Return Securities Fund ($677,139).
- Past-year value change for that position: +$300,300.
Research use
- This page translates Forms 3/4/5 into a quick ownership context before you inspect each transaction row.
- You can cross-check role, issuer, and filing chronology directly against the SEC source.
Evidence
Filed on Form 4
See Original Filing
Insider ownership context is sourced from SEC Forms 3, 4, and 5.
Ownership of Phillip Goldstein
SWZ
Forms 3/4/5
Total Return Securities Fund
- Relationship
- Secretary, Director, Affiliate of the Adviser
- Holdings value
- $677,139
- Past year net change
- +$300,300
- Change %
- +80%
- Report period
- 18 Mar 2026
SPE, SPE-PC
Forms 3/4/5
SPECIAL OPPORTUNITIES FUND, INC.
- Holdings value
- $673,586
- Past year net change
- +$74,684
- Change %
- +12%
- Report period
- 02 Mar 2026
PCF
Forms 3/4/5
HIGH INCOME SECURITIES FUND
- Relationship
- Director, Affiliate of the Adviser
- Holdings value
- $260,136
- Past year net change
- +$269,584
- Change %
- +104%
- Report period
- 07 Apr 2026
MXE
Forms 3/4/5
MEXICO EQUITY & INCOME FUND INC
- Relationship
- Director
- Holdings value
- $75,715
- Past year net change
- Change %
- Report period
- 15 Oct 2021
CXH
Forms 3/4/5
MFS INVESTMENT GRADE MUNICIPAL TRUST
- Relationship
- 10%+ Owner
- Holdings value
- $59,890
- Past year net change
- Change %
- Report period
- 13 Feb 2024
DMF
Forms 3/4/5
BNY MELLON MUNICIPAL INCOME, INC.
- Relationship
- Director
- Holdings value
- Past year net change
- Change %
- Report period
- 12 Jun 2024
LRFC
Forms 3/4/5
Logan Ridge Finance Corp.
- Relationship
- 10%+ Owner
- Holdings value
- Past year net change
- Change %
- Report period
- 13 Mar 2025
NDP
Forms 3/4/5
TORTOISE ENERGY INDEPENDENCE FUND, INC.
- Relationship
- 10%+ Owner
- Holdings value
- Past year net change
- Change %
- Report period
- 30 Apr 2021
Insider Transactions Reported by Phillip Goldstein:
| Sym | Company | Class | Transaction | % | Value $ | * Price $ | Shares | Shares After | Date | Ownership |
|---|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.