Insider Trading & Ownership of PHILLIP GOLDSTEIN

Location: Pleasantville, NY
Summary: The estimated net worth of PHILLIP GOLDSTEIN is at least $1,275,592 dollars as of 18 Dec 2025. PHILLIP GOLDSTEIN is the Director of Total Return Securities Fund and owns shares of Total Return Securities Fund (SWZ) stock worth about $565.9K. PHILLIP GOLDSTEIN is the Chairman and Secretary, Director of SPECIAL OPPORTUNITIES FUND, INC. and owns shares of SPECIAL OPPORTUNITIES FUND, INC. (SPE) stock worth about $538.6K. PHILLIP GOLDSTEIN is the Director of MEXICO EQUITY & INCOME FUND INC and owns shares of MEXICO EQUITY & INCOME FUND INC (MXE) stock worth about $75.7K. PHILLIP GOLDSTEIN is the 10%+ Owner of MFS INVESTMENT GRADE MUNICIPAL TRUST and owns shares of MFS INVESTMENT GRADE MUNICIPAL TRUST (CXH) stock worth about $59.9K. PHILLIP GOLDSTEIN is the Director of HIGH INCOME SECURITIES FUND and owns shares of HIGH INCOME SECURITIES FUND (PCF) stock worth about $35.5K.
Signature: /s/ Stephanie Darling, as Power of Attorney for Phillip Goldstein
All Insider Reports: All Insider Reports

Notify me when PHILLIP GOLDSTEIN files a new Insider Trading report.

Ownership of PHILLIP GOLDSTEIN

Symbol	Company	Relationship	Holdings Value	Past Year Net Change	Change %	Report Period
SWZ	Total Return Securities Fund	Director	$565,869			11 Dec 2025
SPE, SPE-PC	SPECIAL OPPORTUNITIES FUND, INC.	Chairman and Secretary, Director	$538,574	-$33,900	-5.9%	22 Aug 2025
MXE	MEXICO EQUITY & INCOME FUND INC	Director	$75,715			15 Oct 2021
CXH	MFS INVESTMENT GRADE MUNICIPAL TRUST	10%+ Owner	$59,890			13 Feb 2024
PCF	HIGH INCOME SECURITIES FUND	Director	$35,544	-$145,109	-80%	16 Dec 2025
DMF	BNY MELLON MUNICIPAL INCOME, INC.	Director				12 Jun 2024
LRFC	Logan Ridge Finance Corp.	10%+ Owner				13 Mar 2025
NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC.	10%+ Owner				30 Apr 2021

Sym	Company	Class	Transaction	%	Value $	* Price $	Shares	Shares After	Date	Ownership

* An asterisk sign (*) next to the price indicates that the price is likely invalid.