Quick Takeaways
- Phillip Goldstein has 8 issuer positions tracked on this page.
- Estimated disclosed ownership value: $1,746,466.
- Recent insider filing activity is available below.
Insider Trading & Ownership of Phillip Goldstein
- Location
- Pleasantville, NY
- Summary
- The estimated net worth of Phillip Goldstein is at least $1,746,466 dollars as of 09 Apr 2026. Phillip Goldstein is the Secretary, Director, Affiliate of the Adviser of Total Return Securities Fund and owns shares of Total Return Securities Fund (SWZ) stock worth about $677.1K. Phillip Goldstein is the Chairman and Secretary, Director, Affiliate of the Adviser of SPECIAL OPPORTUNITIES FUND, INC. and owns shares of SPECIAL OPPORTUNITIES FUND, INC. (SPE) stock worth about $673.6K. Phillip Goldstein is the Director, Affiliate of the Adviser of HIGH INCOME SECURITIES FUND and owns shares of HIGH INCOME SECURITIES FUND (PCF) stock worth about $260.1K. Phillip Goldstein is the Director of MEXICO EQUITY & INCOME FUND INC and owns shares of MEXICO EQUITY & INCOME FUND INC (MXE) stock worth about $75.7K. Phillip Goldstein is the 10%+ Owner of MFS INVESTMENT GRADE MUNICIPAL TRUST and owns shares of MFS INVESTMENT GRADE MUNICIPAL TRUST (CXH) stock worth about $59.9K.
- Signature
- /s/ Stephanie Darling, as Power of Attorney for Phillip Goldstein
- All Insider Reports
- All Insider Reports
Follow Filing Activity
Follow Phillip Goldstein and return when a new Insider Trading filing changes the record on this page.
This uses the existing product follow flow to surface future filing-backed changes without guessing what they mean.
What Changed
- Largest disclosed position: Total Return Securities Fund ($677,139).
- Past-year value change for that position: +$300,300.
Why This Matters
- This page translates Forms 3/4/5 into a quick ownership context before you inspect each transaction row.
- You can cross-check role, issuer, and filing chronology directly against the SEC source.
Source Evidence
Filed on Form 4
See Original Filing
Insider ownership context is sourced from SEC Forms 3, 4, and 5.
Ownership of Phillip Goldstein
| Symbol | Company | Relationship | Holdings Value | Past Year Net Change | Change % | Report Period |
|---|---|---|---|---|---|---|
| SWZ | Total Return Securities Fund | Secretary, Director, Affiliate of the Adviser | $677,139 | +$300,300 | +80% | 18 Mar 2026 |
| SPE, SPE-PC | SPECIAL OPPORTUNITIES FUND, INC. | Chairman and Secretary, Director, Affiliate of the Adviser | $673,586 | +$74,684 | +12% | 02 Mar 2026 |
| PCF | HIGH INCOME SECURITIES FUND | Director, Affiliate of the Adviser | $260,136 | +$269,584 | +104% | 07 Apr 2026 |
| MXE | MEXICO EQUITY & INCOME FUND INC | Director | $75,715 | 15 Oct 2021 | ||
| CXH | MFS INVESTMENT GRADE MUNICIPAL TRUST | 10%+ Owner | $59,890 | 13 Feb 2024 | ||
| DMF | BNY MELLON MUNICIPAL INCOME, INC. | Director | 12 Jun 2024 | |||
| LRFC | Logan Ridge Finance Corp. | 10%+ Owner | 13 Mar 2025 | |||
| NDP | TORTOISE ENERGY INDEPENDENCE FUND, INC. | 10%+ Owner | 30 Apr 2021 |
Insider Transactions Reported by Phillip Goldstein:
| Sym | Company | Class | Transaction | % | Value $ | * Price $ | Shares | Shares After | Date | Ownership |
|---|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.