Andrew Dakos - 23 Feb 2026 Form 4 Insider Report for Total Return Securities Fund (SWZ)

Role
President and CEO, Director
Signature
/s/ Stephanie Darling, Power of Attorney for Andrew Dakos
Issuer symbol
SWZ
Transactions as of
23 Feb 2026
Net transactions value
+$34,859
Form type
4
Filing time
25 Feb 2026, 16:06:28 UTC
Previous filing
23 Feb 2026
Next filing
02 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Dakos Andrew President and CEO, Director 250 PEHLE AVE., SUITE 708, SADDLE BROOK /s/ Stephanie Darling, Power of Attorney for Andrew Dakos 25 Feb 2026 0001341021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWZ Common Stock Purchase $12,280 +2,000 +20% $6.14 12,003 23 Feb 2026 Limited Partnership F1
transaction SWZ Common Stock Purchase $12,260 +2,000 +17% $6.13 14,003 23 Feb 2026 Limited Partnership F1
transaction SWZ Common Stock Purchase $2,002 +326 +2.3% $6.14 14,329 24 Feb 2026 Limited Partnership F1
transaction SWZ Common Stock Purchase $8,317 +1,348 +9.4% $6.17 15,677 24 Feb 2026 Limited Partnership F1
holding SWZ Common Stock 39,453 23 Feb 2026 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.