| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GOLDSTEIN PHILLIP | Secretary, Director, Affiliate of the Adviser | 60 HERITAGE DRIVE, PLEASANTVILLE | /s/ Stephanie Darling, Power of Attorney for Phillip Goldstein | 05 Mar 2026 | 0001067621 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWZ | Common Stock | Small acquisition under Rule 16a-6 | +256 | +0.29% | $6.16* | 88,166 | 26 Feb 2026 | Direct | ||
| transaction | SWZ | Common Stock | Small acquisition under Rule 16a-6 | +68 | +0.08% | $6.16* | 88,234 | 27 Feb 2026 | Direct | ||
| transaction | SWZ | Common Stock | Purchase | $30,050 | +5,000 | +5.7% | $6.01 | 93,234 | 03 Mar 2026 | Direct |