Andrew Dakos - 05 Mar 2026 Form 4 Insider Report for Total Return Securities Fund (SWZ)

Signature
/s/ Stephanie Darling, Power of Attorney for Andrew Dakos
Issuer symbol
SWZ
Transactions as of
05 Mar 2026
Net transactions value
+$146,745
Form type
4
Filing time
09 Mar 2026, 16:05:11 UTC
Previous filing
04 Mar 2026
Next filing
13 Mar 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Dakos Andrew President and CEO, Director, Affiliate of Adviser 250 PEHLE AVE., SUITE 708, SADDLE BROOK /s/ Stephanie Darling, Power of Attorney for Andrew Dakos 09 Mar 2026 0001341021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWZ Common Stock Purchase $72,120 +12,000 +32% $6.01 49,595 05 Mar 2026 Limited Partnership F1, F2
transaction SWZ Common Stock Purchase $74,625 +12,500 +25% $5.97 62,095 06 Mar 2026 Limited Partnership F1, F2
holding SWZ Common Stock 39,453 05 Mar 2026 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
F2 Represents the weighted average price.