| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Dakos Andrew | President and CEO, Director, Affiliate of Adviser | 250 PEHLE AVE., SUITE 708, SADDLE BROOK | /s/ Stephanie Darling, Power of Attorney for Andrew Dakos | 09 Mar 2026 | 0001341021 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWZ | Common Stock | Purchase | $72,120 | +12,000 | +32% | $6.01 | 49,595 | 05 Mar 2026 | Limited Partnership | F1, F2 |
| transaction | SWZ | Common Stock | Purchase | $74,625 | +12,500 | +25% | $5.97 | 62,095 | 06 Mar 2026 | Limited Partnership | F1, F2 |
| holding | SWZ | Common Stock | 39,453 | 05 Mar 2026 | Direct |
| Id | Content |
|---|---|
| F1 | Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. |
| F2 | Represents the weighted average price. |