Phillip Goldstein - 23 Jan 2026 Form 4 Insider Report for Total Return Securities Fund (SWZ)

Role
Director
Signature
/s/ Stephanie Darling, Power of Attorney for Phillip Goldstein
Issuer symbol
SWZ
Transactions as of
23 Jan 2026
Net transactions value
-$213,248
Form type
4
Filing time
27 Jan 2026, 16:05:13 UTC
Previous filing
18 Dec 2025
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GOLDSTEIN PHILLIP Director 60 HERITAGE DRIVE, PLEASANTVILLE /s/ Stephanie Darling, Power of Attorney for Phillip Goldstein 27 Jan 2026 0001067621

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWZ Common Stock Disposed to Issuer $213,248 -31,314 -33% $6.81 62,910 23 Jan 2026 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents sale of shares to the issuer pursuant to tender offer exempt under Rule 16b-3
F2 Reflects an additional 1,000 shares that were purchased in a rights offering and inadvertently omitted from Mr. Goldstein's Form 4 filed on December 12, 2025.