Phillip Goldstein - 05 Mar 2026 Form 4 Insider Report for Total Return Securities Fund (SWZ)

Signature
/s/ Stephanie Darling, Power of Attorney for Phillip Goldstein
Issuer symbol
SWZ
Transactions as of
05 Mar 2026
Net transactions value
+$59,900
Form type
4
Filing time
09 Mar 2026, 16:05:09 UTC
Previous filing
09 Mar 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GOLDSTEIN PHILLIP Secretary, Director, Affiliate of the Adviser 60 HERITAGE DRIVE, PLEASANTVILLE /s/ Stephanie Darling, Power of Attorney for Phillip Goldstein 09 Mar 2026 0001067621

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWZ Common Stock Purchase $59,900 +10,000 +11% $5.99 103,234 05 Mar 2026 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.