Key facts
- This page summarizes Gerald Hellerman's Form 4 filing for Total Return Securities Fund (SWZ).
- 1 reported transaction and 0 derivative rows are listed below.
- Filing timestamp: 27 Jan 2026, 16:32.
Gerald Hellerman - 23 Jan 2026 Form 4 Insider Report for Total Return Securities Fund (SWZ)
- Role
- Director
- Signature
- /s/ Stephanie Darling, as Power of Attorney
- Issuer symbol
- SWZ
- Transactions as of
- 23 Jan 2026
- Net transactions value
- -$11,952
- Form type
- 4
- Filing time
- 27 Jan 2026, 16:32:53 UTC
- Previous filing
- 03 Apr 2025
- SEC
- View on sec.gov
Key filing fact
Gerald Hellerman filed Form 4 for Total Return Securities Fund (SWZ) on 27 Jan 2026.
Change
- Previous filing in this sequence was filed on 03 Apr 2025.
- Current net transaction value: -$11,952.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001222911
Primary reporting owner
HELLERMAN GERALD
- Relationship
- Director
- Address
- 5431 NW 21ST AVE., BOCA RATON
- Signature
- /s/ Stephanie Darling, as Power of Attorney
- Signature date
- 27 Jan 2026
Transactions Table
SWZ
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $11,952
- Shares
- -1,755
- Change %
- -33%
- Price
- $6.81
- Shares after
- 3,527
- Date
- 23 Jan 2026
- Ownership
- Direct
- Footnotes
- F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Represents the sale of shares to the issuer pursuant to issuer tender offer exempt under Rule 16b-3. |