GERALD HELLERMAN - 23 Jan 2026 Form 4 Insider Report for Total Return Securities Fund (SWZ)

Role
Director
Signature
/s/ Stephanie Darling, as Power of Attorney
Issuer symbol
SWZ
Transactions as of
23 Jan 2026
Net transactions value
-$11,952
Form type
4
Filing time
27 Jan 2026, 16:32:53 UTC
Previous filing
03 Apr 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HELLERMAN GERALD Director 5431 NW 21ST AVE., BOCA RATON /s/ Stephanie Darling, as Power of Attorney 27 Jan 2026 0001222911

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWZ Common Stock Disposed to Issuer $11,952 -1,755 -33% $6.81 3,527 23 Jan 2026 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the sale of shares to the issuer pursuant to issuer tender offer exempt under Rule 16b-3.