Security key
870875101
Total Return Securities Fund - Mutual Fund SH CL B (SWZ)
CUSIP: 870875101
Q2 2014 13F Holders as of 30 Jun 2014
- Security type / class
- Equity / Mutual Fund SH CL B
- Total 13F shares
- 13,209,841
- Total 13F value
- $192,468,084
- Share change
- -452,922
- SEC-reported price per share
- $14.57
- Number of holders
- 56
- Value change
- -$6,352,545
- Number of buys
- 21
- Number of sells
- 16
- Shares outstanding
- 13,014,040
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q2 2014
Institutions
56
Top holders
10
SWZ full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2014
Previous quarter: Q1 2014
Total Return Securities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 870875101
Recent filing periods:
Ownership snapshot
Top reported holders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
LAZARD ASSET MANAGEMENT LLC
Disclosed value leader
LAZARD ASSET MANAGEMENT LLC
Comparable rows
15/15
Latest evidence
31 Mar 2014
13F
Lead comparable stake: 32%
Showing 1-6 of 15 holder rows.
Quick read
LAZARD ASSET MANAGEMENT LLC leads the comparable SEC ownership view at 32%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens LAZARD ASSET MANAGEMENT LLC's linked filing trail.
Comparable ownership
Top 5
LAZARD ASSET MANAGEMENT LLC
32%
1607 Capital Partners, LLC
25%
Bulldog Investors, LLP
11%
WELLS FARGO & COMPANY/MN
11%
Karpus Management, Inc.
6.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
32%
|
$59,091,000
4,109,274 shares
|
— | 31 Mar 2014 |
| 1607 Capital Partners, LLC |
13F
Company
|
25%
|
$47,018,000
3,269,651 shares
|
— | 31 Mar 2014 |
| Bulldog Investors, LLP |
13F
Company
|
11%
|
$21,474,000
1,493,323 shares
|
— | 31 Mar 2014 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
11%
|
$20,977,000
1,458,807 shares
|
— | 31 Mar 2014 |
| Karpus Management, Inc. |
13F
Company
|
6.8%
|
$12,720,000
884,563 shares
|
— | 31 Mar 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC |
13F
Company
|
3%
|
$5,592,000
388,876 shares
|
— | 31 Mar 2014 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2014
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
56
Shares
13,209,841
Rows available
56
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
52
Q2 2014 holders
56
Holder diff
4
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 value | Q2 2014 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend