What does CUSIP 870875101 represent in this 13F holders report?

CUSIP 870875101 is the security identifier for SWZ - Total Return Securities Fund - Mutual Fund SH CL B used to aggregate holder disclosures.

How many institutions held SWZ - Total Return Securities Fund - Mutual Fund SH CL B in Q2 2014?

56 institutional investors reported SWZ - Total Return Securities Fund - Mutual Fund SH CL B for Q2 2014. Use the holders table for investor-level position and value details.

Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

CUSIP: 870875101

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class: Equity / Mutual Fund SH CL B
Shares outstanding: 13,014,040
Total 13F shares: 13,209,841
Share change: -452,922
Total reported value: $192,468,084
Price per share: $14.57
Number of holders: 56
Value change: -$6,352,545
Number of buys: 21
Number of sells: 16

Quarterly Holders Quick Answers

What is CUSIP 870875101?
CUSIP 870875101 identifies SWZ - Total Return Securities Fund - Mutual Fund SH CL B in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2014
Previous quarter: Q1 2014

Recent filing periods for CUSIP 870875101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
LAZARD ASSET MANAGEMENT LLC	13F	Company	32%	4,109,274	$59,091,000	—	31 Mar 2014	13F
1607 Capital Partners, LLC	13F	Company	25%	3,269,651	$47,018,000	—	31 Mar 2014	13F
Bulldog Investors, LLP	13F	Company	11%	1,493,323	$21,474,000	—	31 Mar 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	11%	1,458,807	$20,977,000	—	31 Mar 2014	13F
Karpus Management, Inc.	13F	Company	6.8%	884,563	$12,720,000	—	31 Mar 2014	13F
Grantham, Mayo, Van Otterloo & Co. LLC	13F	Company	3%	388,876	$5,592,000	—	31 Mar 2014	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	1.1%	144,967	$2,085,000	—	31 Mar 2014	13F
JPMORGAN CHASE & CO	13F	Company	0.9%	116,752	$1,679,000	—	31 Mar 2014	13F
Cutter & CO Brokerage, Inc.	13F	Company	0.89%	115,481	$1,661,000	—	31 Mar 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.86%	112,320	$1,616,000	—	31 Mar 2014	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	0.68%	88,064	$1,267,000	—	31 Mar 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.66%	85,761	$1,233,000	—	31 Mar 2014	13F
GARDNER RUSSO & QUINN LLC	13F	Company	0.52%	67,543	$971,000	—	31 Mar 2014	13F
MORGAN STANLEY	13F	Company	0.51%	66,446	$955,000	—	31 Mar 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.5%	64,983	$934,000	—	31 Mar 2014	13F
Cutler Capital Management, LLC	13F	Company	0.49%	64,305	$925,000	—	31 Mar 2014	13F
CSS LLC/IL	13F	Company	0.46%	59,487	$855,000	—	31 Mar 2014	13F
JOHN G ULLMAN & ASSOCIATES INC	13F	Company	0.41%	54,000	$777,000	—	31 Mar 2014	13F
DOLIVER ADVISORS, LP	13F	Company	0.38%	49,850	$717,000	—	31 Mar 2014	13F
Shaker Financial Services, LLC	13F	Company	0.38%	49,561	$713,000	—	31 Mar 2014	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.35%	45,617	$655,000	—	31 Mar 2014	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.32%	41,799	$601,000	—	31 Mar 2014	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0.31%	40,649	$585,752	—	31 Mar 2014	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	0.26%	33,935	$488,000	—	31 Mar 2014	13F
SHUFRO ROSE & CO LLC	13F	Company	0.23%	29,496	$424,000	—	31 Mar 2014	13F
Yakira Capital Management, Inc.	13F	Company	0.19%	24,249	$349,000	—	31 Mar 2014	13F
TFS CAPITAL LLC	13F	Company	0.18%	23,574	$339,000	—	31 Mar 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.17%	21,662	$311,000	—	31 Mar 2014	13F
UBS AG	13F	Company	0.16%	21,126	$304,000	—	31 Mar 2014	13F
BROWN BROTHERS HARRIMAN & CO	13F	Company	0.15%	19,947	$287,000	—	31 Mar 2014	13F
Bartlett & Co. LLC	13F	Company	0.15%	19,551	$281,000	—	31 Mar 2014	13F
TRUIST FINANCIAL CORP	13F	Company	0.14%	17,678	$254,000	—	31 Mar 2014	13F
Ancora Advisors LLC	13F	Company	0.13%	17,432	$251,000	—	31 Mar 2014	13F
LPL Financial LLC	13F	Company	0.12%	15,598	$224,000	—	31 Mar 2014	13F
Smith Salley Wealth Management	13F	Company	0.11%	13,679	$197,000	—	31 Mar 2014	13F
SOL Capital Management CO	13F	Company	0.09%	12,227	$176,000	—	31 Mar 2014	13F
ADVISOR PARTNERS LLC	13F	Company	0.09%	12,059	$173,000	—	31 Mar 2014	13F
Wilmington Savings Fund Society, FSB	13F	Company	0.09%	11,771	$169,000	—	31 Mar 2014	13F
Cetera Advisor Networks LLC	13F	Company	0.09%	11,746	$169,000	—	31 Mar 2014	13F
CITIGROUP INC	13F	Company	0.08%	10,821	$156,000	—	31 Mar 2014	13F
CMT TRADING LLC	13F	Company	0.08%	10,235	$147,000	—	31 Mar 2014	13F
Gramercy Funds Management LLC	13F	Company	0.04%	5,336	$77,000	—	31 Mar 2014	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.03%	4,216	$61,000	—	31 Mar 2014	13F
FIRST MANHATTAN CO. LLC.	13F	Company	0.02%	2,915	$41,000	—	31 Mar 2014	13F
Tower Research Capital LLC (TRC)	13F	Company	0.02%	2,118	$30,000	—	31 Mar 2014	13F
WFG Advisors, LP	13F	Company	0.01%	1,930	$28,000	—	31 Mar 2014	13F
Community Financial Services Group, LLC	13F	Company	0.01%	1,640	$24,000	—	31 Mar 2014	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.01%	1,173	$17,000	—	31 Mar 2014	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.01%	900	$13,000	—	31 Mar 2014	13F
US BANCORP \DE\	13F	Company	0.01%	734	$11,000	—	31 Mar 2014	13F

Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q2 2014

As of 30 Jun 2014, Total Return Securities Fund - Mutual Fund SH CL B (SWZ) was held by 56 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 13,209,841 shares. The largest 10 holders included LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, Bulldog Investors, LLC, WELLS FARGO & COMPANY/MN, Karpus Management, Inc., Grantham, Mayo, Van Otterloo & Co. LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, WOLVERINE ASSET MANAGEMENT LLC, Cutter & CO Brokerage, Inc., and BANK OF AMERICA CORP /DE/. This page lists 56 institutional shareholders reporting positions in this security for the Q2 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2014 vs Q1 2014 Across Filers

Q1 2014 holders

Q2 2014 holders

Holder diff

Investor	Q1 2014 Shares	Q2 2014 Shares	Share Diff	Share Chg %	Q1 2014 Value $	Q2 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.