What does CUSIP 870875101 represent in this 13F holders report?

CUSIP 870875101 is the security identifier for SWZ - Total Return Securities Fund - Mutual Fund SH CL B used to aggregate holder disclosures.

How many institutions held SWZ - Total Return Securities Fund - Mutual Fund SH CL B in Q2 2018?

41 institutional investors reported SWZ - Total Return Securities Fund - Mutual Fund SH CL B for Q2 2018. Use the holders table for investor-level position and value details.

Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

CUSIP: 870875101

Q2 2018 13F Holders as of 30 Jun 2018

Type / Class: Equity / Mutual Fund SH CL B
Shares outstanding: 13,014,040
Total 13F shares: 15,149,773
Share change: +144,304
Total reported value: $187,151,525
Price per share: $12.35
Number of holders: 41
Value change: +$1,784,375
Number of buys: 11
Number of sells: 16

Security key

870875101

Report period

Q2 2018

Institutions

Top holders

SWZ full security history Ownership snapshot Full 13F holder table Newer quarter: Q3 2018 Previous quarter: Q1 2018 Total Return Securities Fund SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 870875101

Newer quarter: Q3 2018 Previous quarter: Q1 2018

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

WELLS FARGO & COMPANY/MN

13D/G signal

—

Evidence rows

Latest as of

31 Mar 2018

13F Lead comparable stake: 41% Showing first 8 of 44 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
WELLS FARGO & COMPANY/MN	13F Company 13F	41%	$65,727,000 5,365,495 shares	—	31 Mar 2018
1607 Capital Partners, LLC	13F Company 13F	21%	$33,615,000 2,744,094 shares	—	31 Mar 2018
LAZARD ASSET MANAGEMENT LLC	13F Company 13F	17%	$27,236,000 2,223,374 shares	—	31 Mar 2018
Bulldog Investors, LLP	13F Company 13F	16%	$25,869,000 2,111,785 shares	—	31 Mar 2018
Karpus Management, Inc.	13F Company 13F	7.1%	$11,378,000 928,849 shares	—	31 Mar 2018
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F Company 13F	3.9%	$6,282,000 512,361 shares	—	31 Mar 2018
JOHN G ULLMAN & ASSOCIATES INC	13F Company 13F	2.2%	$3,479,000 284,040 shares	—	31 Mar 2018
COMMONWEALTH EQUITY SERVICES, LLC	13F Company 13F	1.1%	$1,747,000 142,638 shares	—	31 Mar 2018

Show 36 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BOOTHBAY FUND MANAGEMENT, LLC	13F Company 13F	0.64%	$1,024,000 83,595 shares	—	31 Mar 2018
Uncommon Cents Investing LLC	13F Company 13F	0.49%	$777,000 63,459 shares	—	31 Mar 2018
CITIGROUP INC	13F Company 13F	0.4%	$635,000 51,827 shares	—	31 Mar 2018
PNC FINANCIAL SERVICES GROUP, INC.	13F Company 13F	0.37%	$588,000 48,036 shares	—	31 Mar 2018
CSS LLC/IL	13F Company 13F	0.35%	$551,000 45,012 shares	—	31 Mar 2018
ROYAL BANK OF CANADA	13F Company 13F	0.32%	$510,000 41,653 shares	—	31 Mar 2018
Peak Asset Management, LLC	13F Company 13F	0.25%	$405,000 33,090 shares	—	31 Mar 2018
GAM Holding AG	13F Company 13F	0.25%	$397,000 32,414 shares	—	31 Mar 2018
Shaker Financial Services, LLC	13F Company 13F	0.24%	$380,000 31,011 shares	—	31 Mar 2018
BRINKER CAPITAL INC	13F Company 13F	0.23%	$373,000 30,488 shares	—	31 Mar 2018
MORGAN STANLEY	13F Company 13F	0.2%	$319,000 26,057 shares	—	31 Mar 2018
MERIDIAN INVESTMENT COUNSEL INC.	13F Company 13F	0.19%	$309,000 25,231 shares	—	31 Mar 2018
Ancora Advisors LLC	13F Company 13F	0.19%	$309,000 25,219 shares	—	31 Mar 2018
Relative Value Partners Group, LLC	13F Company 13F	0.19%	$295,000 24,106 shares	—	31 Mar 2018
BANK OF AMERICA CORP /DE/	13F Company 13F	0.16%	$257,000 20,969 shares	—	31 Mar 2018
Smith Salley Wealth Management	13F Company 13F	0.11%	$170,000 13,875 shares	—	31 Mar 2018
DOLIVER ADVISORS, LP	13F Company 13F	0.1%	$163,000 13,337 shares	—	31 Mar 2018
NORTHERN TRUST CORP	13F Company 13F	0.1%	$155,000 12,613 shares	—	31 Mar 2018
UBS Group AG	13F Company 13F	0.09%	$151,000 12,300 shares	—	31 Mar 2018
ADVISOR PARTNERS LLC	13F Company 13F	0.09%	$148,000 12,059 shares	—	31 Mar 2018
RAYMOND JAMES & ASSOCIATES	13F Company 13F	0.08%	$130,000 10,633 shares	—	31 Mar 2018
FineMark National Bank & Trust	13F Company 13F	0.08%	$123,000 10,028 shares	—	31 Mar 2018
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F Company 13F	0.05%	$81,000 6,648 shares	—	31 Mar 2018
Stratos Wealth Partners, LTD.	13F Company 13F	0.03%	$49,000 4,000 shares	—	31 Mar 2018
BROWN BROTHERS HARRIMAN & CO	13F Company 13F	0.02%	$37,000 3,040 shares	—	31 Mar 2018
Smithfield Trust Co	13F Company 13F	0.02%	$34,000 2,780 shares	—	31 Mar 2018
Tower Research Capital LLC (TRC)	13F Company 13F	0.02%	$26,000 2,129 shares	—	31 Mar 2018
Thomas J. Herzfeld Advisors, Inc.	13F Company 13F	0.01%	$24,000 1,950 shares	—	31 Mar 2018
JPMORGAN CHASE & CO	13F Company 13F	0.01%	$22,000 1,763 shares	—	31 Mar 2018
Federation Des Caisses Desjardins du Quebec	13F Individual 13F	0.01%	$13,818 1,128 shares	—	31 Mar 2018
North Star Investment Management Corp.	13F Company 13F	0.01%	$12,000 990 shares	—	31 Mar 2018
TOMPKINS FINANCIAL CORP	13F Company 13F	0%	$6,000 500 shares	—	31 Mar 2018
US BANCORP \DE\	13F Company 13F	0%	$4,000 295 shares	—	31 Mar 2018
Bartlett & Co. LLC	13F Company 13F	0%	$3,000 210 shares	—	31 Mar 2018
BARTLETT & CO. WEALTH MANAGEMENT LLC	13F Company 13F	0%	$2,573 210 shares	—	31 Mar 2018
Private Capital Group, LLC	13F Company 13F	0%	$2,000 178 shares	—	31 Mar 2018

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2018

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

15,149,773

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q2 2018 vs Q1 2018 Across Filers

Q1 2018 holders

Q2 2018 holders

Holder diff

-3

Investor	Q1 2018 Shares	Q2 2018 Shares	Share Diff	Share Chg %	Q1 2018 value	Q2 2018 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend