Q3 2019 13F Holders as of 30 Sep 2019
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
16,973,930
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Number of holders
-
35
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Total 13F shares, excl. options
-
3,986,443
-
Shares change
-
+390,644
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Total reported value, excl. options
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$32,010,152
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Value change
-
+$3,174,056
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Number of buys
-
13
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Number of sells
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-9
-
Price
-
$8.03
Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q3 2019
37 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q3 2019.
Total Return Securities Fund - Closed End Fund (SWZ) has 35 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3,986,443 shares
of 16,973,930 outstanding shares and own 23% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (645,170 shares), LAZARD ASSET MANAGEMENT LLC (515,619 shares), CSS LLC/IL (495,224 shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (486,441 shares), 1607 Capital Partners, LLC (387,589 shares), GEODE CAPITAL MANAGEMENT, LLC (263,946 shares), COMMONWEALTH EQUITY SERVICES, LLC (203,574 shares), Matisse Capital (195,998 shares), Bulldog Investors, LLC (155,364 shares), and WOLVERINE ASSET MANAGEMENT LLC (131,212 shares).
This table shows the top 35 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.