Security key
870875101
Total Return Securities Fund - Mutual Fund SH CL B (SWZ)
CUSIP: 870875101
Q3 2018 13F Holders as of 30 Sep 2018
- Security type / class
- Equity / Mutual Fund SH CL B
- Total 13F shares
- 14,998,997
- Total 13F value
- $127,640,647
- Share change
- -125,049
- SEC-reported price per share
- $8.51
- Number of holders
- 45
- Value change
- -$3,291,265
- Number of buys
- 20
- Number of sells
- 15
- Shares outstanding
- 13,014,040
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2018
Institutions
45
Top holders
10
SWZ full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
Total Return Securities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 870875101
Recent filing periods:
Ownership snapshot
Top reported holders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
15/15
Latest evidence
30 Jun 2018
13F
Lead comparable stake: 44%
Showing 1-6 of 15 holder rows.
Quick read
WELLS FARGO & COMPANY/MN leads the comparable SEC ownership view at 44%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WELLS FARGO & COMPANY/MN's linked filing trail.
Comparable ownership
Top 5
WELLS FARGO & COMPANY/MN
44%
1607 Capital Partners, LLC
21%
Bulldog Investors, LLP
16%
LAZARD ASSET MANAGEMENT LLC
15%
Karpus Management, Inc.
7.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
Company
|
44%
|
$70,064,000
5,673,170 shares
|
— | 30 Jun 2018 |
| 1607 Capital Partners, LLC |
13F
Company
|
21%
|
$33,678,000
2,726,943 shares
|
— | 30 Jun 2018 |
| Bulldog Investors, LLP |
13F
Company
|
16%
|
$26,081,000
2,111,785 shares
|
— | 30 Jun 2018 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
15%
|
$24,802,000
2,008,274 shares
|
— | 30 Jun 2018 |
| Karpus Management, Inc. |
13F
Company
|
7.1%
|
$11,387,000
917,576 shares
|
— | 30 Jun 2018 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
4.4%
|
$7,013,000
568,281 shares
|
— | 30 Jun 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
45
Shares
14,998,997
Rows available
45
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2018 vs Q1 2026 Across Filers
Q1 2026 holders
41
Q3 2018 holders
45
Holder diff
4
| Investor | Q1 2026 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend