RIVERNORTH CAPITAL MANAGEMENT, LLC SEC EDGAR Filings (CIK 0001447578)

SEC EDGAR filings, ownership reports, and insider transactions for RIVERNORTH CAPITAL MANAGEMENT, LLC.

Business address
360 S. Rosemary Ave, Suite 1420, West Palm Beach, FL, 33401
Top securities (13F)
VKQ, PDI, MHD, MYD, BLE, VMO, PML, USA, BSTZ, BFK, PDX, UTF, MMU, OTF, MQY, BTT, MVT, MUC, CGBD, and GBDC
Top holdings (Schedule 13G)
VKQ, MMU, MYD, VMO, VGM, SABA, MVF, GLO, BRW, PMX, MIO, MHI, MQT, MPA, SBI, GLQ, CMU, FGMCU, FGMC, and HCVI
State of incorporation
DE
Fiscal year end
31 December
Former names
RIVERNORTH CAPITAL MANAGEMENT, INC. (to 05 Feb 2010)
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RIVERNORTH CAPITAL MANAGEMENT, LLC has filed 703 SEC EDGAR filings since 14 Nov 2008

Latest Filings

Recent SEC filings for RIVERNORTH CAPITAL MANAGEMENT, LLC including SCHEDULE 13G, 13F-HR, SCHEDULE 13G/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 17 Feb 2026
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Feb 2026 31 Dec 2025 028-13256
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 17 Feb 2026
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 17 Feb 2026
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 17 Feb 2026
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 17 Feb 2026
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 17 Feb 2026
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 08 Jan 2026
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2025 30 Sep 2025 028-13256
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Nov 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Nov 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Nov 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Nov 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Nov 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Nov 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Nov 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Nov 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 07 Oct 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Aug 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Aug 2025
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2025 30 Jun 2025 028-13256
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Aug 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Aug 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Aug 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Aug 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Aug 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Aug 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Aug 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Aug 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Aug 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Aug 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Aug 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Aug 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Aug 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Aug 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 11 Jun 2025
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2025 31 Mar 2025 028-13256
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 15 May 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 15 May 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 15 May 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 15 May 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 15 May 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 15 May 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 15 May 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 15 May 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 15 May 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 15 May 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 15 May 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 11 Apr 2025
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2025 31 Dec 2024 028-13256
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Feb 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Feb 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Feb 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Feb 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Feb 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Feb 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Feb 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Feb 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 14 Feb 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 10 Jan 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 10 Jan 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 10 Jan 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 10 Jan 2025
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 03 Dec 2024 30 Sep 2024 028-13256
4 Open 4 document View SEC filing for 4 27 Nov 2024 22 Nov 2024 811-23713
4 Open 4 document View SEC filing for 4 27 Nov 2024 22 Nov 2024 811-23166
4 Open 4 document View SEC filing for 4 27 Nov 2024 22 Nov 2024 811-23434
4 Open 4 document View SEC filing for 4 27 Nov 2024 22 Nov 2024 811-23586
4 Open 4 document View SEC filing for 4 27 Nov 2024 22 Nov 2024 811-23481
4 Open 4 document View SEC filing for 4 27 Nov 2024 22 Nov 2024 811-23366
4 Open 4 document View SEC filing for 4 27 Nov 2024 22 Nov 2024 811-22472
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Nov 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2024 30 Sep 2024 028-13256
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Nov 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Nov 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Nov 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Nov 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Nov 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 10 Sep 2024
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2024 30 Jun 2024 028-13256
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2024 31 Mar 2024 028-13256
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 10 Apr 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 10 Apr 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 10 Apr 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 05 Mar 2024
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2024 31 Dec 2023 028-13256
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2024
4 Open 4 document View SEC filing for 4 28 Dec 2023 27 Dec 2023 811-23586
4 Open 4 document View SEC filing for 4 28 Dec 2023 27 Dec 2023 811-22472
4 Open 4 document View SEC filing for 4 22 Dec 2023 21 Dec 2023 811-23166
4 Open 4 document View SEC filing for 4 22 Dec 2023 21 Dec 2023 811-23586
4 Open 4 document View SEC filing for 4 21 Dec 2023 19 Dec 2023 811-23586
4 Open 4 document View SEC filing for 4 21 Dec 2023 19 Dec 2023 811-23713
4 Open 4 document View SEC filing for 4 18 Dec 2023 15 Dec 2023 811-23586
4 Open 4 document View SEC filing for 4 18 Dec 2023 15 Dec 2023 811-23713
4 Open 4 document View SEC filing for 4 15 Dec 2023 14 Dec 2023 811-22472
4 Open 4 document View SEC filing for 4 15 Dec 2023 14 Dec 2023 811-23586
4 Open 4 document View SEC filing for 4 11 Dec 2023 08 Dec 2023 811-23586
4 Open 4 document View SEC filing for 4 11 Dec 2023 08 Dec 2023 811-23713
4 Open 4 document View SEC filing for 4 11 Dec 2023 08 Dec 2023 811-22472
4 Open 4 document View SEC filing for 4 07 Dec 2023 07 Dec 2023 811-23713
4 Open 4 document View SEC filing for 4 07 Dec 2023 07 Dec 2023 811-22472
4 Open 4 document View SEC filing for 4 06 Dec 2023 04 Dec 2023 811-22472
SC 13G Open SC 13G document View SEC filing for SC 13G 05 Dec 2023
4 Open 4 document View SEC filing for 4 04 Dec 2023 01 Dec 2023 811-22472
4 Open 4 document View SEC filing for 4 22 Nov 2023 21 Nov 2023 811-22472
4 Open 4 document View SEC filing for 4 22 Nov 2023 21 Nov 2023 811-23713
4 Open 4 document View SEC filing for 4 21 Nov 2023 20 Nov 2023 811-22472
4 Open 4 document View SEC filing for 4 21 Nov 2023 20 Nov 2023 811-23713
4 Open 4 document View SEC filing for 4 20 Nov 2023 17 Nov 2023 811-22472
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2023 30 Sep 2023 028-13256
SC 13G Open SC 13G document View SEC filing for SC 13G 23 Aug 2023
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2023 30 Jun 2023 028-13256
4 Open 4 document View SEC filing for 4 12 Jun 2023 09 Jun 2023 811-23586
4 Open 4 document View SEC filing for 4 12 Jun 2023 09 Jun 2023 811-23713
4 Open 4 document View SEC filing for 4 05 Jun 2023 02 Jun 2023 811-22472
4 Open 4 document View SEC filing for 4 05 Jun 2023 02 Jun 2023 811-23713
4 Open 4 document View SEC filing for 4 05 Jun 2023 02 Jun 2023 811-23586
4 Open 4 document View SEC filing for 4 26 May 2023 25 May 2023 811-23586
4 Open 4 document View SEC filing for 4 24 May 2023 23 May 2023 811-23166
4 Open 4 document View SEC filing for 4 24 May 2023 23 May 2023 811-23586
4 Open 4 document View SEC filing for 4 15 May 2023 12 May 2023 811-23481
4 Open 4 document View SEC filing for 4 15 May 2023 12 May 2023 811-22472
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2023 31 Mar 2023 028-13256
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 15 May 2023
4 Open 4 document View SEC filing for 4 12 May 2023 11 May 2023 811-23586
4 Open 4 document View SEC filing for 4 12 May 2023 11 May 2023 811-22472
4 Open 4 document View SEC filing for 4 11 May 2023 10 May 2023 811-22472
4 Open 4 document View SEC filing for 4 10 May 2023 09 May 2023 811-23481
4 Open 4 document View SEC filing for 4 10 May 2023 09 May 2023 811-23586
4 Open 4 document View SEC filing for 4 02 May 2023 01 May 2023 811-23586
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2023 31 Dec 2022 028-13256
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2023
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2023
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2023
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2023
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2023
144 Open 144 document View SEC filing for 144 15 Dec 2022
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2022 30 Sep 2022 028-13256
144 Open 144 document View SEC filing for 144 20 Sep 2022
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2022 30 Jun 2022 028-13256
144 Open 144 document View SEC filing for 144 29 Jun 2022
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2022 31 Mar 2022 028-13256
SC 13G Open SC 13G document View SEC filing for SC 13G 15 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 15 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 15 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 15 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 15 Feb 2022
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 15 Feb 2022
3 Open 3 document View SEC filing for 3 14 Feb 2022 10 Feb 2022 811-23713
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2022
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2022
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2022
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2022
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2022
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2022 31 Dec 2021 028-13256
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2022
144 Open 144 document View SEC filing for 144 04 Feb 2022
4 Open 4 document View SEC filing for 4 04 Feb 2022 03 Feb 2022 811-23481
SC 13G Open SC 13G document View SEC filing for SC 13G 02 Feb 2022
4 Open 4 document View SEC filing for 4 13 Jan 2022 10 Jan 2022 811-23481
4 Open 4 document View SEC filing for 4 27 Dec 2021 23 Dec 2021 811-23481
4 Open 4 document View SEC filing for 4 17 Dec 2021 16 Dec 2021 811-23481
4 Open 4 document View SEC filing for 4 08 Dec 2021 07 Dec 2021 811-23481
4 Open 4 document View SEC filing for 4 02 Dec 2021 30 Nov 2021 811-23481
4 Open 4 document View SEC filing for 4 01 Dec 2021 29 Nov 2021 811-23481
4 Open 4 document View SEC filing for 4 22 Nov 2021 19 Nov 2021 811-23481
4 Open 4 document View SEC filing for 4 19 Nov 2021 18 Nov 2021 811-23481
4 Open 4 document View SEC filing for 4 18 Nov 2021 17 Nov 2021 811-23481
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Nov 2021 30 Sep 2021 028-13256
144 Open 144 document View SEC filing for 144 08 Nov 2021
4 Open 4 document View SEC filing for 4 27 Oct 2021 26 Oct 2021 811-23481
4 Open 4 document View SEC filing for 4 19 Oct 2021 18 Oct 2021 811-23481
4 Open 4 document View SEC filing for 4 15 Oct 2021 14 Oct 2021 811-23481
4 Open 4 document View SEC filing for 4 14 Oct 2021 13 Oct 2021 811-23481
4 Open 4 document View SEC filing for 4 12 Oct 2021 08 Oct 2021 811-23481
4 Open 4 document View SEC filing for 4 08 Oct 2021 06 Oct 2021 811-23481
4 Open 4 document View SEC filing for 4 30 Sep 2021 29 Sep 2021 811-23481
4 Open 4 document View SEC filing for 4 22 Sep 2021 21 Sep 2021 811-23481
4 Open 4 document View SEC filing for 4 21 Sep 2021 20 Sep 2021 811-23481
4 Open 4 document View SEC filing for 4 20 Sep 2021 16 Sep 2021 811-23481
4 Open 4 document View SEC filing for 4 16 Sep 2021 15 Sep 2021 811-23481
4 Open 4 document View SEC filing for 4 15 Sep 2021 14 Sep 2021 811-23481
4 Open 4 document View SEC filing for 4 14 Sep 2021 13 Sep 2021 811-23481
4 Open 4 document View SEC filing for 4 08 Sep 2021 07 Sep 2021 811-23481
4 Open 4 document View SEC filing for 4 07 Sep 2021 03 Sep 2021 811-23481
4 Open 4 document View SEC filing for 4 03 Sep 2021 01 Sep 2021 811-23481
4 Open 4 document View SEC filing for 4 01 Sep 2021 30 Aug 2021 811-23481
4 Open 4 document View SEC filing for 4 26 Aug 2021 25 Aug 2021 811-23481
4 Open 4 document View SEC filing for 4 19 Aug 2021 18 Aug 2021 811-23481
4 Open 4 document View SEC filing for 4 17 Aug 2021 16 Aug 2021 811-23481
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Aug 2021 30 Jun 2021 028-13256
4 Open 4 document View SEC filing for 4 16 Aug 2021 13 Aug 2021 811-23481
4 Open 4 document View SEC filing for 4 13 Aug 2021 12 Aug 2021 811-23481
4 Open 4 document View SEC filing for 4 12 Aug 2021 11 Aug 2021 811-23481
4 Open 4 document View SEC filing for 4 11 Aug 2021 10 Aug 2021 811-23481
144 Open 144 document View SEC filing for 144 05 Aug 2021
4 Open 4 document View SEC filing for 4 29 Jul 2021 28 Jul 2021 811-23481
4 Open 4 document View SEC filing for 4 26 Jul 2021 23 Jul 2021 811-23481
4 Open 4 document View SEC filing for 4 23 Jul 2021 21 Jul 2021 811-23481
4 Open 4 document View SEC filing for 4 21 Jul 2021 19 Jul 2021 811-23481
4 Open 4 document View SEC filing for 4 16 Jul 2021 14 Jul 2021 811-23481
4 Open 4 document View SEC filing for 4 14 Jul 2021 12 Jul 2021 811-23481
4 Open 4 document View SEC filing for 4 12 Jul 2021 08 Jul 2021 811-23481
4 Open 4 document View SEC filing for 4 08 Jul 2021 06 Jul 2021 811-23481
4 Open 4 document View SEC filing for 4 28 Jun 2021 24 Jun 2021 811-23481
4 Open 4 document View SEC filing for 4 21 Jun 2021 15 Jun 2021 811-23481
4 Open 4 document View SEC filing for 4 14 Jun 2021 10 Jun 2021 811-23481
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 11 Jun 2021
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 11 Jun 2021
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 11 Jun 2021
4 Open 4 document View SEC filing for 4 08 Jun 2021 03 Jun 2021 811-23481
4 Open 4 document View SEC filing for 4 02 Jun 2021 01 Jun 2021 811-23481
4 Open 4 document View SEC filing for 4 27 May 2021 24 May 2021 811-23481
4 Open 4 document View SEC filing for 4 27 May 2021 18 May 2021 811-23481
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 May 2021 31 Mar 2021 028-13256
4 Open 4 document View SEC filing for 4 17 May 2021 14 May 2021 811-23481
4 Open 4 document View SEC filing for 4 17 May 2021 12 May 2021 811-23481
4 Open 4 document View SEC filing for 4 11 May 2021 07 May 2021 811-22472
4 Open 4 document View SEC filing for 4 11 May 2021 07 May 2021 811-23481
4 Open 4 document View SEC filing for 4 05 May 2021 30 Apr 2021 811-22472
4 Open 4 document View SEC filing for 4 05 May 2021 30 Apr 2021 811-23481
4 Open 4 document View SEC filing for 4 03 May 2021 29 Apr 2021 811-23481
144 Open 144 document View SEC filing for 144 28 Apr 2021
4 Open 4 document View SEC filing for 4 28 Apr 2021 13 Apr 2021 811-22472
144 Open 144 document View SEC filing for 144 28 Apr 2021
4 Open 4 document View SEC filing for 4 28 Apr 2021 23 Apr 2021 811-23481
4 Open 4 document View SEC filing for 4 15 Apr 2021 13 Apr 2021 811-22472
4 Open 4 document View SEC filing for 4 15 Apr 2021 13 Apr 2021 811-23481
4 Open 4 document View SEC filing for 4 06 Apr 2021 21 Mar 2021 811-22472
4 Open 4 document View SEC filing for 4 06 Apr 2021 26 Mar 2021 811-23586
4 Open 4 document View SEC filing for 4 30 Mar 2021 26 Mar 2021 811-23586
4 Open 4 document View SEC filing for 4 26 Mar 2021 24 Mar 2021 811-23586
4 Open 4 document View SEC filing for 4 24 Mar 2021 21 Mar 2021 811-22472
4 Open 4 document View SEC filing for 4 24 Mar 2021 21 Mar 2021 811-23586
4 Open 4 document View SEC filing for 4 19 Mar 2021 17 Mar 2021 811-22472
4 Open 4 document View SEC filing for 4 19 Mar 2021 17 Mar 2021 811-23481
4 Open 4 document View SEC filing for 4 17 Mar 2021 03 Mar 2021 811-23481
4 Open 4 document View SEC filing for 4 17 Mar 2021 03 Mar 2021 811-22472
4 Open 4 document View SEC filing for 4 04 Mar 2021 03 Mar 2021 811-23481
4 Open 4 document View SEC filing for 4 04 Mar 2021 03 Mar 2021 811-22472
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Feb 2021 31 Dec 2020 028-13256
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 16 Feb 2021
SC 13G Open SC 13G document View SEC filing for SC 13G 16 Feb 2021
SC 13G Open SC 13G document View SEC filing for SC 13G 16 Feb 2021
SC 13G Open SC 13G document View SEC filing for SC 13G 16 Feb 2021
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 16 Feb 2021
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13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2016 30 Sep 2016 028-13256
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SCHEDULE 13D/A 02 Nov 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Nov 2016 27 Oct 2016 811-21357
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 27 Sep 2016 27 Sep 2016 811-23166
40-APP Open 40-APP document View SEC filing for 40-APP 01 Sep 2016 812-14698-01
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 22 Aug 2016 18 Aug 2016 811-21357
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 22 Aug 2016 10 Aug 2016 811-21357
SC 13D Open SC 13D document View SEC filing for SC 13D SCHEDULE 13D 22 Aug 2016
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2016 30 Jun 2016 028-13256
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 05 Aug 2016
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2016 31 Mar 2016 028-13256
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 May 2016 13 Apr 2016 811-05639
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SCHEDULE 13D/A 05 May 2016
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 03 Mar 2016
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 22 Feb 2016
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Feb 2016 31 Dec 2015 028-13256
SC 13G Open SC 13G document View SEC filing for SC 13G CLOUGH GLOBAL EQUITY FUND 16 Feb 2016
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 16 Feb 2016
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 16 Feb 2016
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 16 Feb 2016
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 16 Feb 2016
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 16 Feb 2016
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 16 Feb 2016
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 16 Feb 2016
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 16 Feb 2016
SC 13G Open SC 13G document View SEC filing for SC 13G MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND SCHEDULE 13G 16 Feb 2016
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A EATON VANCE OHIO MUNICIPAL INCOME TRUST SCHEDULE 13G 16 Feb 2016
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II SCHEDULE 13G 16 Feb 2016
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A FOR KAYNE ANDERSON MLP INVESTMENT COMPANY 16 Feb 2016
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A UBS ETRACS 2XLEVERAGED LONG WELLS FARGO BUSINESS DEVELOPMENT COMPANY INDEX ETN S 16 Feb 2016
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A FOR FIRST OPPORTUNITY FUND, INC. 16 Feb 2016
PRRN14A Open PRRN14A document View SEC filing for PRRN14A 02 Feb 2016
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 22 Jan 2016
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 13 Jan 2016
PRRN14A Open PRRN14A document View SEC filing for PRRN14A 11 Jan 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 Dec 2015 29 Dec 2015 811-22472
SC 13D Open SC 13D document View SEC filing for SC 13D SCHEDULE 13D 24 Dec 2015
SC 13D Open SC 13D document View SEC filing for SC 13D SCHEDULE 13D 24 Dec 2015
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 23 Dec 2015 23 Dec 2015 811-22472
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC13DA 14 Dec 2015
PREC14A Open PREC14A document View SEC filing for PREC14A 11 Dec 2015
DFAN14A Open DFAN14A document View SEC filing for DFAN14A 17 Nov 2015
DFAN14A Open DFAN14A document View SEC filing for DFAN14A 17 Nov 2015
SC 13D Open SC 13D document View SEC filing for SC 13D THE SCHEDULE 13D 16 Nov 2015
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Nov 2015 30 Sep 2015 028-13256
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Sep 2015 01 Sep 2015 811-10573
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Sep 2015 01 Sep 2015 811-10575
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 23 Sep 2015
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SCHEDULE 13D/A 23 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 23 Sep 2015
3/A Open 3/A document View SEC filing for 3/A OWNERSHIP DOCUMENT 02 Sep 2015 31 Jul 2015 811-23060
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2015 30 Jun 2015 028-13256
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 10 Aug 2015 31 Jul 2015 811-23060
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 10 Jun 2015
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 15 May 2015 05 May 2015 811-10573
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2015 31 Mar 2015 028-13256
SC 13D Open SC 13D document View SEC filing for SC 13D SCHEDULE 13D 20 Feb 2015
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 20 Feb 2015 11 Feb 2015 811-05639
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Feb 2015 31 Dec 2014 028-13256
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 17 Feb 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 17 Feb 2015
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 17 Feb 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 17 Feb 2015
SC 13G Open SC 13G document View SEC filing for SC 13G EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II - SCHEDULE 13G 17 Feb 2015
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 17 Feb 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 17 Feb 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A WESTERN ASSET MANAGED MUNICIPALS FUND INC. - SCHEDULE 13G/A 17 Feb 2015
SC 13D Open SC 13D document View SEC filing for SC 13D SCHEDULE 13D 17 Nov 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Nov 2014 12 Nov 2014 811-10575
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 14 Nov 2014 07 Nov 2014 811-10575
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2014 30 Sep 2014 028-13256
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2014 30 Jun 2014 028-13256
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 12 Aug 2014
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 11 Aug 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2014 31 Mar 2014 028-13256
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2014 31 Dec 2013 028-13256
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G 14 Feb 2014
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 14 Feb 2014
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 14 Feb 2014
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13GA 14 Feb 2014
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G FOR FIRST OPPORTUNITY FUND 14 Feb 2014
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A SECOND AMENDED AND RESTATED APPLICATION 21 Jan 2014 812-14160-04
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2013 30 Sep 2013 028-13256
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A FIRST AMENDED AND RESTATED EXEMPTIVE APPLICATION 08 Oct 2013 812-14160-04
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2013 30 Jun 2013 028-13256
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 10 Jul 2013
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE ORDER 29 May 2013 812-14160-04
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 15 May 2013 31 Mar 2013 028-13256
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 05 Mar 2013
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 15 Feb 2013 31 Dec 2012 028-13256
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 15 Feb 2013
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 15 Feb 2013
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 15 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 15 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 14 Feb 2013
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 14 Nov 2012 30 Sep 2012 028-13256
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 14 Aug 2012 30 Jun 2012 028-13256
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F 15 May 2012 31 Mar 2012 028-13256
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 14 Feb 2012
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F 14 Feb 2012 31 Dec 2011 028-13256
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 10 Jan 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 10 Jan 2012
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 14 Nov 2011 30 Sep 2011 028-13256
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A FORM 13F 29 Sep 2011 31 Mar 2011 028-13256
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A FORM 13F 29 Sep 2011 31 Mar 2011 028-13256
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 15 Aug 2011 30 Jun 2011 028-13256
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 16 May 2011 31 Mar 2011 028-13256
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 10 May 2011
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F 14 Feb 2011 31 Dec 2010 028-13256
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A FIRST AMENDED AND RESTATED APPLICATION FOR EXEMPTIVE ORDER 21 Jan 2011 812-13805-03
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F 15 Nov 2010 30 Sep 2010 028-13256
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 01 Nov 2010
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F 16 Aug 2010 30 Jun 2010 028-13256
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE ORDER 26 Jul 2010 812-13805-03
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F 11 May 2010 31 Mar 2010 028-13256
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F 05 Feb 2010 31 Dec 2009 028-13256

About this filer

RIVERNORTH CAPITAL MANAGEMENT, LLC files with the SEC under CIK 0001447578. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
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New filings appear as the SEC updates EDGAR, and older records can vary by availability.
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Updates follow new EDGAR submissions and periodic data refreshes.

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