Forward Management, LLC

Holdings History for NOVARTIS AG - Ordinary Shares (NVS)

Symbol: NVS on NYSE
Investment type: Equity / Ordinary Shares

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2018		-0.33%	$0	0	-22,392	-100%	$165.51	Q4 2018
30 Sep 2018	0.33%	-0.09%	$1,929,000	22,392	-6,485	-22%	$86.15	Q3 2018
30 Jun 2018	0.36%	-0.02%	$2,183,000	28,877	-1,912	-6.2%	$75.60	Q2 2018
31 Mar 2018	0.36%	+0%	$2,488,000	30,789	+361	+1.2%	$80.81	Q1 2018
31 Dec 2017	0.29%	-0.01%	$2,554,000	30,428	-585	-1.9%	$83.94	Q4 2017
30 Sep 2017	0.3%	+0.1%	$2,662,000	31,013	+10,181	+49%	$85.83	Q3 2017
30 Jun 2017	0.15%	-0.02%	$1,740,000	20,832	-3,508	-14%	$83.53	Q2 2017
31 Mar 2017	0.15%	-0.18%	$1,808,000	24,340	-29,264	-55%	$74.28	Q1 2017
31 Dec 2016	0.27%	-0.05%	$3,903,000	53,604	-9,019	-14%	$72.81	Q4 2016
30 Sep 2016	0.38%	-0%	$4,946,000	62,623	-799	-1.3%	$78.98	Q3 2016
30 Jun 2016	0.53%	+0.07%	$5,233,000	63,422	+7,864	+14%	$82.51	Q2 2016
31 Mar 2016	0.33%	-0.12%	$4,025,000	55,558	-19,512	-26%	$72.45	Q1 2016
31 Dec 2015	0.55%	-0.04%	$6,459,000	75,070	-5,508	-6.8%	$86.04	Q4 2015
30 Sep 2015	0.6%	-0.18%	$7,407,000	80,578	-24,893	-24%	$91.92	Q3 2015
30 Jun 2015	0.65%	+0.03%	$10,372,000	105,471	+4,276	+4.2%	$98.34	Q2 2015
31 Mar 2015	0.61%	-0%	$9,980,000	101,195	-814	-0.8%	$98.62	Q1 2015
31 Dec 2014	0.52%	+0.02%	$9,452,000	102,009	+4,628	+4.8%	$92.66	Q4 2014
30 Sep 2014	0.55%	+0%	$9,166,000	97,381	+859	+0.89%	$94.13	Q3 2014
30 Jun 2014	0.51%	+0.02%	$8,759,000	96,522	+3,074	+3.3%	$90.75	Q2 2014
31 Mar 2014	0.46%	+0.05%	$7,946,000	93,448	+11,016	+13%	$85.03	Q1 2014
31 Dec 2013	0.41%	+0.04%	$6,626,000	82,432	+9,033	+12%	$80.38	Q4 2013
30 Jun 2013	0.45%	0%	$5,191,000	73,399	0		$70.72	Q2 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.