Security key
66987V109
- Type / Class
- Equity / Ordinary Shares
- Shares outstanding
- 2,181,288,547
- Total 13F shares
- 235,807,146
- Share change
- +161,294
- Total reported value
- $20,287,989,287
- Put/Call ratio
- 158%
- Price per share
- $86.04
- Number of holders
- 925
- Value change
- +$5,952,062
- Number of buys
- 372
- Number of sells
- 394
Report period
Q4 2015
Institutions
925
Top holders
10
NVS full security history
Newer quarter: Q1 2016
Previous quarter: Q3 2015
NOVARTIS AG SEC filings
NOVARTIS AG company facts
Broader feeds
Reporting periods
Holder history for CUSIP 66987V109
Recent filing periods:
Top shareholders of NVS - NOVARTIS AG - Ordinary Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| DODGE & COX |
13F
|
Company |
2.1%
|
45,723,035
|
$4,202,861,000 | — | 30 Sep 2015 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
0.95%
|
20,815,508
|
$1,913,361,000 | — | 30 Sep 2015 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.43%
|
9,291,495
|
$854,074,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.35%
|
7,605,758
|
$699,122,000 | — | 30 Sep 2015 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.32%
|
7,053,040
|
$648,315,000 | — | 30 Sep 2015 | |
| Fisher Asset Management, LLC |
13F
|
Company |
0.28%
|
6,132,211
|
$563,673,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.26%
|
5,648,680
|
$519,227,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.23%
|
4,980,552
|
$457,811,000 | — | 30 Sep 2015 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
0.21%
|
4,600,090
|
$422,840,000 | — | 30 Sep 2015 | |
| INSTITUTIONAL CAPITAL LLC |
13F
|
Company |
0.18%
|
3,838,075
|
$352,796,000 | — | 30 Sep 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.16%
|
3,551,038
|
$326,411,000 | — | 30 Sep 2015 | |
| STATE STREET CORP |
13F
|
Company |
0.15%
|
3,345,575
|
$307,527,000 | — | 30 Sep 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.13%
|
2,792,079
|
$256,648,000 | — | 30 Sep 2015 | |
| MANNING & NAPIER ADVISORS LLC |
13F
|
Company |
0.13%
|
2,780,106
|
$255,546,000 | — | 30 Sep 2015 | |
| PARNASSUS INVESTMENTS, LLC |
13F
|
Company |
0.13%
|
2,751,731
|
$243,113,000 | — | 30 Sep 2015 | |
| Mawer Investment Management Ltd. |
13F
|
Company |
0.12%
|
2,510,016
|
$230,721,000 | — | 30 Sep 2015 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.11%
|
2,383,207
|
$219,064,000 | — | 30 Sep 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.11%
|
2,290,849
|
$210,574,000 | — | 30 Sep 2015 | |
| Capital Research Global Investors |
13F
|
Company |
0.1%
|
2,258,500
|
$207,601,000 | — | 30 Sep 2015 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.1%
|
2,233,264
|
$205,282,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.1%
|
2,197,619
|
$202,005,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
2,099,760
|
$193,010,000 | — | 30 Sep 2015 | |
| Boston Partners |
13F
|
Company |
0.09%
|
1,858,760
|
$170,857,000 | — | 30 Sep 2015 | |
| Aristotle Capital Management, LLC |
13F
|
Company |
0.08%
|
1,812,915
|
$166,643,000 | — | 30 Sep 2015 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.08%
|
1,682,398
|
$154,646,000 | — | 30 Sep 2015 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.08%
|
1,664,712
|
$153,020,000 | — | 30 Sep 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.07%
|
1,627,364
|
$149,588,000 | — | 30 Sep 2015 | |
| WHV Investments, Inc. |
13F
|
Company |
0.07%
|
1,603,476
|
$152,945,000 | — | 30 Sep 2015 | |
| SCHARF INVESTMENTS, LLC |
13F
|
Company |
0.07%
|
1,601,739
|
$147,232,000 | — | 30 Sep 2015 | |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.07%
|
1,557,738
|
$143,187,000 | — | 30 Sep 2015 | |
| FAYEZ SAROFIM & CO |
13F
|
Company |
0.07%
|
1,507,914
|
$138,602,000 | — | 30 Sep 2015 | |
| Capital International Investors |
13F
|
Company |
0.07%
|
1,464,000
|
$134,571,000 | — | 30 Sep 2015 | |
| FMR LLC |
13F
|
Company |
0.06%
|
1,410,688
|
$129,670,000 | — | 30 Sep 2015 | |
| UNITED STATES STEEL & CARNEGIE PENSION FUND |
13F
|
Company |
0.06%
|
1,381,942
|
$127,028,000 | — | 30 Sep 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
1,341,342
|
$123,283,000 | — | 30 Sep 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.06%
|
1,278,761
|
$117,544,000 | — | 30 Sep 2015 | |
| THOMASPARTNERS, INC. |
13F
|
Company |
0.06%
|
1,237,717
|
$113,771,000 | — | 30 Sep 2015 | |
| ROCKEFELLER FINANCIAL SERVICES INC |
13F
|
Company |
0.05%
|
1,166,109
|
$107,189,000 | — | 30 Sep 2015 | |
| Sterling Capital Management LLC |
13F
|
Company |
0.05%
|
1,161,458
|
$106,761,000 | — | 30 Sep 2015 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.05%
|
1,152,610
|
$105,948,000 | — | 30 Sep 2015 | |
| SATURNA CAPITAL CORP |
13F
|
Company |
0.05%
|
1,080,256
|
$99,297,000 | — | 30 Sep 2015 | |
| UNITED SERVICES AUTOMOBILE ASSOCIATION |
13F
|
Company |
0.05%
|
1,059,809
|
$97,418,000 | — | 30 Sep 2015 | |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
13F
|
Company |
0.05%
|
1,059,737
|
$97,411,000 | — | 30 Sep 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.05%
|
1,046,312
|
$96,177,000 | — | 30 Sep 2015 | |
| MILLER HOWARD INVESTMENTS INC /NY |
13F
|
Company |
0.04%
|
962,995
|
$88,519,000 | — | 30 Sep 2015 | |
| Capital World Investors |
13F
|
Company |
0.04%
|
934,000
|
$85,853,000 | — | 30 Sep 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.04%
|
904,398
|
$83,132,000 | — | 30 Sep 2015 | |
| BRISTOL JOHN W & CO INC /NY/ |
13F
|
Company |
0.04%
|
884,218
|
$81,277,000 | — | 30 Sep 2015 | |
| CAMBIAR INVESTORS LLC |
13F
|
Company |
0.04%
|
871,262
|
$80,086,000 | — | 30 Sep 2015 | |
| BAHL & GAYNOR INC |
13F
|
Company |
0.04%
|
860,944
|
$79,138,000 | — | 30 Sep 2015 |
Institutional Holders of NOVARTIS AG - Ordinary Shares (NVS) as of Q4 2015
As of 31 Dec 2015,
NOVARTIS AG - Ordinary Shares (NVS) was held by
925 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
235,807,146 shares.
The largest 10 holders included
Dodge & Cox, PRIMECAP MANAGEMENT CO/CA/, FRANKLIN RESOURCES INC, BROWN BROTHERS HARRIMAN & CO, WELLS FARGO & COMPANY/MN, Fisher Asset Management, LLC, BANK OF AMERICA CORP /DE/, UBS Group AG, LOOMIS SAYLES & CO L P, and INSTITUTIONAL CAPITAL LLC.
This page lists
925
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
917
Q4 2015 holders
925
Holder diff
8
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.