Security key
66987V109
- Type / Class
- Equity / Ordinary Shares
- Shares outstanding
- 2,181,288,547
- Total 13F shares
- 269,234,694
- Share change
- +17,384,410
- Total reported value
- $19,983,591,444
- Put/Call ratio
- 235%
- Price per share
- $74.27
- Number of holders
- 905
- Value change
- +$1,289,749,366
- Number of buys
- 401
- Number of sells
- 395
Report period
Q1 2017
Institutions
905
Top holders
10
NVS full security history
Newer quarter: Q2 2017
Previous quarter: Q4 2016
NOVARTIS AG SEC filings
NOVARTIS AG company facts
Broader feeds
Reporting periods
Holder history for CUSIP 66987V109
Recent filing periods:
Top shareholders of NVS - NOVARTIS AG - Ordinary Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| DODGE & COX |
13F
|
Company |
2.1%
|
45,718,521
|
$3,330,137,000 | — | 31 Dec 2016 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
0.97%
|
21,246,828
|
$1,547,619,000 | — | 31 Dec 2016 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.68%
|
14,753,570
|
$1,074,650,000 | — | 31 Dec 2016 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.5%
|
10,971,272
|
$799,147,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.37%
|
8,112,500
|
$590,915,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.31%
|
6,820,295
|
$496,790,000 | — | 31 Dec 2016 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
0.28%
|
6,199,477
|
$451,570,000 | — | 31 Dec 2016 | |
| Fisher Asset Management, LLC |
13F
|
Company |
0.28%
|
6,074,870
|
$442,494,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.26%
|
5,632,031
|
$410,238,000 | — | 31 Dec 2016 | |
| MANNING & NAPIER ADVISORS LLC |
13F
|
Company |
0.25%
|
5,554,008
|
$404,553,000 | — | 31 Dec 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.23%
|
4,955,469
|
$360,957,000 | — | 31 Dec 2016 | |
| PARNASSUS INVESTMENTS, LLC |
13F
|
Company |
0.2%
|
4,315,342
|
$314,330,000 | — | 31 Dec 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.18%
|
3,972,512
|
$289,358,000 | — | 31 Dec 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.14%
|
3,073,951
|
$223,905,000 | — | 31 Dec 2016 | |
| Mawer Investment Management Ltd. |
13F
|
Company |
0.14%
|
3,033,455
|
$220,957,000 | — | 31 Dec 2016 | |
| THOMASPARTNERS, INC. |
13F
|
Company |
0.14%
|
3,018,778
|
$219,888,000 | — | 31 Dec 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.14%
|
2,950,555
|
$180,265,000 | — | 31 Dec 2016 | |
| Aristotle Capital Management, LLC |
13F
|
Company |
0.13%
|
2,761,401
|
$201,140,000 | — | 31 Dec 2016 | |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.11%
|
2,335,291
|
$170,103,000 | — | 31 Dec 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.1%
|
2,287,000
|
$166,585,000 | — | 31 Dec 2016 | |
| Capital Research Global Investors |
13F
|
Company |
0.1%
|
2,258,500
|
$164,509,000 | — | 31 Dec 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.1%
|
2,189,337
|
$159,470,000 | — | 31 Dec 2016 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.1%
|
2,082,494
|
$151,689,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.09%
|
1,941,041
|
$141,386,000 | — | 31 Dec 2016 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.09%
|
1,907,815
|
$138,965,000 | — | 31 Dec 2016 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.09%
|
1,881,465
|
$137,046,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.08%
|
1,809,465
|
$131,801,000 | — | 31 Dec 2016 | |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
13F
|
Company |
0.07%
|
1,630,647
|
$118,776,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
1,571,273
|
$114,452,000 | — | 31 Dec 2016 | |
| Boston Partners |
13F
|
Company |
0.07%
|
1,557,652
|
$113,460,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.07%
|
1,509,274
|
$109,935,000 | — | 31 Dec 2016 | |
| FAYEZ SAROFIM & CO |
13F
|
Company |
0.07%
|
1,495,200
|
$108,910,000 | — | 31 Dec 2016 | |
| Capital International Investors |
13F
|
Company |
0.07%
|
1,464,000
|
$106,638,000 | — | 31 Dec 2016 | |
| Capital World Investors |
13F
|
Company |
0.07%
|
1,434,611
|
$104,497,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
1,400,993
|
$102,044,000 | — | 31 Dec 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.06%
|
1,294,902
|
$94,321,000 | — | 31 Dec 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.06%
|
1,207,640
|
$87,964,000 | — | 31 Dec 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.05%
|
1,143,054
|
$83,261,000 | — | 31 Dec 2016 | |
| UNITED STATES STEEL & CARNEGIE PENSION FUND |
13F
|
Company |
0.05%
|
1,128,823
|
$82,223,000 | — | 31 Dec 2016 | |
| ROCKEFELLER FINANCIAL SERVICES INC |
13F
|
Company |
0.05%
|
1,072,894
|
$78,150,000 | — | 31 Dec 2016 | |
| Sterling Capital Management LLC |
13F
|
Company |
0.05%
|
1,071,341
|
$78,036,000 | — | 31 Dec 2016 | |
| SCHARF INVESTMENTS, LLC |
13F
|
Company |
0.05%
|
1,034,587
|
$75,359,000 | — | 31 Dec 2016 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.05%
|
1,028,227
|
$74,896,000 | — | 31 Dec 2016 | |
| EDGE ASSET MANAGEMENT, INC |
13F
|
Company |
0.05%
|
1,023,712
|
$74,567,000 | — | 31 Dec 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.05%
|
1,022,620
|
$74,488,000 | — | 31 Dec 2016 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.04%
|
980,549
|
$71,423,000 | — | 31 Dec 2016 | |
| CGOV Asset Management |
13F
|
Company |
0.04%
|
972,731
|
$95,135,000 | — | 31 Dec 2016 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
0.04%
|
950,551
|
$69,238,000 | — | 31 Dec 2016 | |
| FMR LLC |
13F
|
Company |
0.04%
|
839,817
|
$61,173,000 | — | 31 Dec 2016 | |
| BRISTOL JOHN W & CO INC /NY/ |
13F
|
Company |
0.04%
|
838,467
|
$61,074,000 | — | 31 Dec 2016 |
Institutional Holders of NOVARTIS AG - Ordinary Shares (NVS) as of Q1 2017
As of 31 Mar 2017,
NOVARTIS AG - Ordinary Shares (NVS) was held by
905 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
269,234,694 shares.
The largest 10 holders included
DODGE & COX, PRIMECAP MANAGEMENT CO/CA/, FRANKLIN RESOURCES INC, BROWN BROTHERS HARRIMAN & CO, WELLS FARGO & COMPANY/MN, PARNASSUS INVESTMENTS /CA, BANK OF AMERICA CORP /DE/, LOOMIS SAYLES & CO L P, Fisher Asset Management, LLC, and UBS Group AG.
This page lists
905
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
901
Q1 2017 holders
905
Holder diff
4
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.