Forward Management, LLC

Q4 2013 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Robert S. Naka - Managing Director, Operations
Location
San Francisco, CA
Holdings as of
31 Dec 2013
Value $
$1.63B
Num holdings
364
Filing time
03 Mar 2014, 18:58:24 UTC
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included SPY, BIL, IWM, DLR, and STAG.
Previous filing
Q2 2013 - 10 Mar 2014
Next filing
Q1 2014 - 08 May 2014
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2013 Q4 - Restatement compared to 2013 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert S. Naka Managing Director, Operations San Francisco, California 03 Mar 2014

List of Other Managers Reporting for Forward Management, LLC:

Name Holdings Value Location File Number
BROADMARK ASSET MANAGEMENT LLC Dallas, TX 028-06435
PICTET ASSET MANAGEMENT LTD London, United Kingdom 028-11664