Security key
66987V109
- Type / Class
- Equity / Ordinary Shares
- Shares outstanding
- 2,181,288,547
- Total 13F shares
- 232,276,030
- Share change
- -3,548,570
- Total reported value
- $21,863,219,060
- Put/Call ratio
- 59%
- Price per share
- $94.13
- Number of holders
- 868
- Value change
- -$331,053,568
- Number of buys
- 362
- Number of sells
- 351
Report period
Q3 2014
Institutions
868
Top holders
10
NVS full security history
Newer quarter: Q4 2014
Previous quarter: Q2 2014
NOVARTIS AG SEC filings
NOVARTIS AG company facts
Broader feeds
Reporting periods
Holder history for CUSIP 66987V109
Recent filing periods:
Top shareholders of NVS - NOVARTIS AG - Ordinary Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| DODGE & COX |
13F
|
Company |
2.3%
|
51,102,219
|
$4,626,284,000 | — | 30 Jun 2014 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
1.1%
|
23,846,236
|
$2,158,800,000 | — | 30 Jun 2014 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.52%
|
11,394,385
|
$1,031,534,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.32%
|
7,062,612
|
$639,441,000 | — | 30 Jun 2014 | |
| Fisher Asset Management, LLC |
13F
|
Company |
0.27%
|
5,969,963
|
$540,461,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.2%
|
4,387,926
|
$397,239,000 | — | 30 Jun 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.18%
|
4,034,921
|
$365,282,000 | — | 30 Jun 2014 | |
| MANAGED ACCOUNT ADVISORS LLC |
13F
|
Company |
0.18%
|
3,960,272
|
$358,523,000 | — | 30 Jun 2014 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
0.14%
|
3,062,631
|
$277,260,000 | — | 30 Jun 2014 | |
| FMR LLC |
13F
|
Company |
0.13%
|
2,820,687
|
$255,357,000 | — | 30 Jun 2014 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.13%
|
2,807,874
|
$254,197,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.13%
|
2,800,911
|
$253,567,000 | — | 30 Jun 2014 | |
| PARNASSUS INVESTMENTS, LLC |
13F
|
Company |
0.12%
|
2,713,110
|
$245,618,000 | — | 30 Jun 2014 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.12%
|
2,641,083
|
$239,097,000 | — | 30 Jun 2014 | |
| Capital Research Global Investors |
13F
|
Company |
0.12%
|
2,515,056
|
$227,688,000 | — | 30 Jun 2014 | |
| Boston Partners |
13F
|
Company |
0.11%
|
2,417,787
|
$218,882,000 | — | 30 Jun 2014 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.11%
|
2,383,513
|
$215,779,000 | — | 30 Jun 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.11%
|
2,380,038
|
$215,465,000 | — | 30 Jun 2014 | |
| WHV Investments, Inc. |
13F
|
Company |
0.11%
|
2,356,830
|
$213,364,000 | — | 30 Jun 2014 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.11%
|
2,336,621
|
$211,534,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
2,295,247
|
$207,789,000 | — | 30 Jun 2014 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.1%
|
2,188,611
|
$198,135,000 | — | 30 Jun 2014 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.1%
|
2,115,018
|
$191,472,000 | — | 30 Jun 2014 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.09%
|
2,059,142
|
$186,414,000 | — | 30 Jun 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.09%
|
1,882,082
|
$170,384,000 | — | 30 Jun 2014 | |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.08%
|
1,814,449
|
$164,262,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.08%
|
1,702,578
|
$154,134,000 | — | 30 Jun 2014 | |
| BAHL & GAYNOR INC |
13F
|
Company |
0.07%
|
1,633,714
|
$147,900,000 | — | 30 Jun 2014 | |
| CAMBIAR INVESTORS LLC |
13F
|
Company |
0.07%
|
1,604,574
|
$145,262,000 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.07%
|
1,602,551
|
$145,081,000 | — | 30 Jun 2014 | |
| THORNBURG INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.07%
|
1,593,145
|
$144,227,000 | — | 30 Jun 2014 | |
| Mawer Investment Management Ltd. |
13F
|
Company |
0.07%
|
1,572,498
|
$142,373,000 | — | 30 Jun 2014 | |
| Sterling Capital Management LLC |
13F
|
Company |
0.07%
|
1,561,796
|
$141,389,000 | — | 30 Jun 2014 | |
| Capital International Investors |
13F
|
Company |
0.07%
|
1,464,000
|
$132,536,000 | — | 30 Jun 2014 | |
| SOUND SHORE MANAGEMENT INC /CT/ |
13F
|
Company |
0.07%
|
1,442,881
|
$130,624,000 | — | 30 Jun 2014 | |
| UNITED STATES STEEL & CARNEGIE PENSION FUND |
13F
|
Company |
0.07%
|
1,430,642
|
$129,516,000 | — | 30 Jun 2014 | |
| BRISTOL JOHN W & CO INC /NY/ |
13F
|
Company |
0.06%
|
1,316,359
|
$119,170,000 | — | 30 Jun 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.06%
|
1,277,316
|
$115,634,000 | — | 30 Jun 2014 | |
| SCHARF INVESTMENTS, LLC |
13F
|
Company |
0.06%
|
1,272,297
|
$115,181,000 | — | 30 Jun 2014 | |
| UNITED SERVICES AUTOMOBILE ASSOCIATION |
13F
|
Company |
0.05%
|
1,195,254
|
$108,206,000 | — | 30 Jun 2014 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.05%
|
1,130,428
|
$102,338,000 | — | 30 Jun 2014 | |
| FAYEZ SAROFIM & CO |
13F
|
Company |
0.05%
|
1,123,133
|
$101,895,000 | — | 30 Jun 2014 | |
| SATURNA CAPITAL CORP |
13F
|
Company |
0.05%
|
1,115,053
|
$100,946,000 | — | 30 Jun 2014 | |
| ROCKEFELLER FINANCIAL SERVICES INC |
13F
|
Company |
0.05%
|
1,096,845
|
$99,297,000 | — | 30 Jun 2014 | |
| THOMASPARTNERS, INC. |
13F
|
Company |
0.05%
|
999,521
|
$90,486,000 | — | 30 Jun 2014 | |
| WESTWOOD HOLDINGS GROUP INC |
13F
|
Company |
0.04%
|
970,818
|
$87,888,000 | — | 30 Jun 2014 | |
| Capital World Investors |
13F
|
Company |
0.04%
|
934,000
|
$84,555,000 | — | 30 Jun 2014 | |
| EDGE ASSET MANAGEMENT, INC |
13F
|
Company |
0.04%
|
916,759
|
$82,994,000 | — | 30 Jun 2014 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.04%
|
895,183
|
$81,041,000 | — | 30 Jun 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.04%
|
866,928
|
$78,483,000 | — | 30 Jun 2014 |
Institutional Holders of NOVARTIS AG - Ordinary Shares (NVS) as of Q3 2014
As of 30 Sep 2014,
NOVARTIS AG - Ordinary Shares (NVS) was held by
868 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
232,276,030 shares.
The largest 10 holders included
Dodge & Cox, PRIMECAP MANAGEMENT CO/CA/, BROWN BROTHERS HARRIMAN & CO, WELLS FARGO & COMPANY/MN, Fisher Asset Management, LLC, UBS AG, MANAGED ACCOUNT ADVISORS LLC, LOOMIS SAYLES & CO L P, NORTHERN TRUST CORP, and Invesco Ltd..
This page lists
868
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
841
Q3 2014 holders
868
Holder diff
27
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.