NOVARTIS AG - Ordinary Shares (NVS)

CUSIP: 66987V109

Q1 2014 13F Holders as of 31 Mar 2014

Holder snapshot 9 facts
Total 13F shares
237,432,285
Share change
-4,512,360
Total reported value
$20,184,244,285
Put/Call ratio
113%
Reported price per share
$85.02
Number of holders
827
Value change
-$372,335,530
Number of buys
350
Number of sells
357
Security identity 2 facts
Security type / class
Equity / Ordinary Shares
Shares outstanding
2,181,288,547

Security key

66987V109

Report period

Q1 2014

Institutions

827

Top holders

10

NVS full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2014 Previous quarter: Q4 2013 NOVARTIS AG SEC filings NOVARTIS AG company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of NVS - NOVARTIS AG - Ordinary Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
DODGE & COX
13D/G signal
—
Evidence rows
15
Latest as of
31 Dec 2013
13F Lead comparable stake: 2.1% Showing 1-6 of 15 holder rows.
Holder Evidence Ownership % Position 12M Net Δ As of
DODGE & COX
13F
Company
13F
2.1%
$3,736,493,000
46,485,352 shares
 — 31 Dec 2013
PRIMECAP MANAGEMENT CO/CA/
13F
Company
13F
1.2%
$2,147,810,000
26,720,705 shares
 — 31 Dec 2013
BROWN BROTHERS HARRIMAN & CO
13F
Company
13F
0.57%
$991,629,000
12,336,767 shares
 — 31 Dec 2013
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.33%
$571,642,000
7,111,751 shares
 — 31 Dec 2013
Fisher Asset Management, LLC
13F
Company
13F
0.27%
$464,727,000
5,781,623 shares
 — 31 Dec 2013
Neuberger Berman Group LLC
13F
Company
13F
0.19%
$339,203,000
4,219,994 shares
 — 31 Dec 2013
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
827
Shares
237,432,285
Rows available
827
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
811
Q1 2014 holders
827
Holder diff
16
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 value Q1 2014 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .