Security key
66987V109
- Type / Class
- Equity / Ordinary Shares
- Shares outstanding
- 2,181,288,547
- Total 13F shares
- 233,563,962
- Share change
- +2,624,270
- Total reported value
- $21,466,211,680
- Put/Call ratio
- 131%
- Price per share
- $91.92
- Number of holders
- 917
- Value change
- +$233,941,546
- Number of buys
- 368
- Number of sells
- 399
Report period
Q3 2015
Institutions
917
Top holders
10
NVS full security history
Newer quarter: Q4 2015
Previous quarter: Q2 2015
NOVARTIS AG SEC filings
NOVARTIS AG company facts
Broader feeds
Reporting periods
Holder history for CUSIP 66987V109
Recent filing periods:
Top shareholders of NVS - NOVARTIS AG - Ordinary Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| DODGE & COX |
13F
|
Company |
2.2%
|
47,970,345
|
$4,717,404,000 | — | 30 Jun 2015 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
1%
|
22,137,858
|
$2,177,037,000 | — | 30 Jun 2015 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.45%
|
9,724,869
|
$956,344,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.35%
|
7,725,882
|
$759,763,000 | — | 30 Jun 2015 | |
| Fisher Asset Management, LLC |
13F
|
Company |
0.28%
|
6,054,640
|
$595,413,000 | — | 30 Jun 2015 | |
| FMR LLC |
13F
|
Company |
0.25%
|
5,417,398
|
$532,747,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.24%
|
5,127,427
|
$504,231,000 | — | 30 Jun 2015 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
0.2%
|
4,277,164
|
$420,617,000 | — | 30 Jun 2015 | |
| MANAGED ACCOUNT ADVISORS LLC |
13F
|
Company |
0.18%
|
3,859,095
|
$379,503,000 | — | 30 Jun 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.17%
|
3,723,896
|
$366,207,000 | — | 30 Jun 2015 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.17%
|
3,655,177
|
$359,450,000 | — | 30 Jun 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.13%
|
2,740,884
|
$269,538,000 | — | 30 Jun 2015 | |
| PARNASSUS INVESTMENTS, LLC |
13F
|
Company |
0.12%
|
2,640,330
|
$259,650,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.11%
|
2,498,230
|
$245,677,000 | — | 30 Jun 2015 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.11%
|
2,397,096
|
$235,730,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
2,317,192
|
$227,873,000 | — | 30 Jun 2015 | |
| Capital Research Global Investors |
13F
|
Company |
0.1%
|
2,258,500
|
$222,101,000 | — | 30 Jun 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.1%
|
2,230,556
|
$219,352,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
2,229,718
|
$219,271,000 | — | 30 Jun 2015 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.1%
|
2,223,712
|
$218,680,000 | — | 30 Jun 2015 | |
| Mawer Investment Management Ltd. |
13F
|
Company |
0.1%
|
2,131,730
|
$209,634,000 | — | 30 Jun 2015 | |
| Boston Partners |
13F
|
Company |
0.09%
|
1,926,206
|
$189,423,000 | — | 30 Jun 2015 | |
| WHV Investments, Inc. |
13F
|
Company |
0.08%
|
1,810,519
|
$178,048,000 | — | 30 Jun 2015 | |
| Aristotle Capital Management, LLC |
13F
|
Company |
0.08%
|
1,803,652
|
$177,371,000 | — | 30 Jun 2015 | |
| BAHL & GAYNOR INC |
13F
|
Company |
0.08%
|
1,716,460
|
$168,796,000 | — | 30 Jun 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.08%
|
1,710,522
|
$168,240,000 | — | 30 Jun 2015 | |
| SCHARF INVESTMENTS, LLC |
13F
|
Company |
0.08%
|
1,652,250
|
$162,482,000 | — | 30 Jun 2015 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.08%
|
1,646,119
|
$161,879,000 | — | 30 Jun 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.08%
|
1,635,967
|
$160,882,000 | — | 30 Jun 2015 | |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.07%
|
1,579,591
|
$155,337,000 | — | 30 Jun 2015 | |
| INSTITUTIONAL CAPITAL LLC |
13F
|
Company |
0.07%
|
1,551,584
|
$152,582,000 | — | 30 Jun 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.07%
|
1,518,767
|
$149,355,000 | — | 30 Jun 2015 | |
| Capital International Investors |
13F
|
Company |
0.07%
|
1,464,000
|
$143,970,000 | — | 30 Jun 2015 | |
| FAYEZ SAROFIM & CO |
13F
|
Company |
0.07%
|
1,425,736
|
$140,254,000 | — | 30 Jun 2015 | |
| CAMBIAR INVESTORS LLC |
13F
|
Company |
0.06%
|
1,383,250
|
$136,029,000 | — | 30 Jun 2015 | |
| UNITED STATES STEEL & CARNEGIE PENSION FUND |
13F
|
Company |
0.06%
|
1,381,942
|
$135,900,000 | — | 30 Jun 2015 | |
| MANNING & NAPIER ADVISORS LLC |
13F
|
Company |
0.06%
|
1,286,303
|
$126,493,000 | — | 30 Jun 2015 | |
| THOMASPARTNERS, INC. |
13F
|
Company |
0.06%
|
1,222,190
|
$120,190,000 | — | 30 Jun 2015 | |
| UNITED SERVICES AUTOMOBILE ASSOCIATION |
13F
|
Company |
0.06%
|
1,214,682
|
$119,452,000 | — | 30 Jun 2015 | |
| Sterling Capital Management LLC |
13F
|
Company |
0.05%
|
1,188,125
|
$116,840,000 | — | 30 Jun 2015 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.05%
|
1,186,598
|
$116,690,000 | — | 30 Jun 2015 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.05%
|
1,154,924
|
$113,575,000 | — | 30 Jun 2015 | |
| ROCKEFELLER FINANCIAL SERVICES INC |
13F
|
Company |
0.05%
|
1,144,660
|
$112,565,000 | — | 30 Jun 2015 | |
| SATURNA CAPITAL CORP |
13F
|
Company |
0.05%
|
1,080,256
|
$106,232,000 | — | 30 Jun 2015 | |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
13F
|
Company |
0.05%
|
1,042,940
|
$102,562,000 | — | 30 Jun 2015 | |
| BRISTOL JOHN W & CO INC /NY/ |
13F
|
Company |
0.05%
|
1,032,404
|
$101,527,000 | — | 30 Jun 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.05%
|
994,014
|
$97,751,000 | — | 30 Jun 2015 | |
| MILLER HOWARD INVESTMENTS INC /NY |
13F
|
Company |
0.05%
|
991,932
|
$97,547,000 | — | 30 Jun 2015 | |
| Capital World Investors |
13F
|
Company |
0.04%
|
934,000
|
$91,850,000 | — | 30 Jun 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.04%
|
833,904
|
$82,006,000 | — | 30 Jun 2015 |
Institutional Holders of NOVARTIS AG - Ordinary Shares (NVS) as of Q3 2015
As of 30 Sep 2015,
NOVARTIS AG - Ordinary Shares (NVS) was held by
917 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
233,563,962 shares.
The largest 10 holders included
DODGE & COX, PRIMECAP MANAGEMENT CO/CA/, BROWN BROTHERS HARRIMAN & CO, WELLS FARGO & COMPANY/MN, FRANKLIN RESOURCES INC, Fisher Asset Management, LLC, BANK OF AMERICA CORP /DE/, UBS Group AG, LOOMIS SAYLES & CO L P, and INSTITUTIONAL CAPITAL LLC.
This page lists
917
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
939
Q3 2015 holders
917
Holder diff
-22
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.