Security key
66987V109
- Type / Class
- Equity / Ordinary Shares
- Shares outstanding
- 2,181,288,547
- Total 13F shares
- 234,784,196
- Share change
- +1,406,229
- Total reported value
- $21,754,711,217
- Put/Call ratio
- 42%
- Price per share
- $92.66
- Number of holders
- 910
- Value change
- +$125,701,493
- Number of buys
- 377
- Number of sells
- 361
Report period
Q4 2014
Institutions
910
Top holders
10
NVS full security history
Newer quarter: Q1 2015
Previous quarter: Q3 2014
NOVARTIS AG SEC filings
NOVARTIS AG company facts
Broader feeds
Reporting periods
Holder history for CUSIP 66987V109
Recent filing periods:
Top shareholders of NVS - NOVARTIS AG - Ordinary Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| DODGE & COX |
13F
|
Company |
2.3%
|
50,905,449
|
$4,791,730,000 | — | 30 Sep 2014 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
1%
|
22,239,448
|
$2,093,399,000 | — | 30 Sep 2014 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.52%
|
11,331,374
|
$1,066,622,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.34%
|
7,388,333
|
$695,462,000 | — | 30 Sep 2014 | |
| Fisher Asset Management, LLC |
13F
|
Company |
0.28%
|
6,015,233
|
$566,214,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.21%
|
4,624,270
|
$435,282,000 | — | 30 Sep 2014 | |
| MANAGED ACCOUNT ADVISORS LLC |
13F
|
Company |
0.19%
|
4,040,820
|
$380,362,000 | — | 30 Sep 2014 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
0.16%
|
3,429,908
|
$322,857,000 | — | 30 Sep 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.15%
|
3,320,724
|
$312,580,000 | — | 30 Sep 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.14%
|
2,947,238
|
$277,423,000 | — | 30 Sep 2014 | |
| PARNASSUS INVESTMENTS, LLC |
13F
|
Company |
0.13%
|
2,736,688
|
$257,604,000 | — | 30 Sep 2014 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.12%
|
2,722,667
|
$256,285,000 | — | 30 Sep 2014 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.12%
|
2,624,579
|
$247,051,000 | — | 30 Sep 2014 | |
| FMR LLC |
13F
|
Company |
0.12%
|
2,525,964
|
$237,769,000 | — | 30 Sep 2014 | |
| Capital Research Global Investors |
13F
|
Company |
0.12%
|
2,515,056
|
$236,742,000 | — | 30 Sep 2014 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.11%
|
2,467,701
|
$232,285,000 | — | 30 Sep 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.11%
|
2,372,740
|
$223,345,000 | — | 30 Sep 2014 | |
| Boston Partners |
13F
|
Company |
0.11%
|
2,361,201
|
$222,259,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
2,350,194
|
$221,224,000 | — | 30 Sep 2014 | |
| WHV Investments, Inc. |
13F
|
Company |
0.11%
|
2,332,327
|
$219,542,000 | — | 30 Sep 2014 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.1%
|
2,207,462
|
$207,788,000 | — | 30 Sep 2014 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.09%
|
2,053,293
|
$193,276,000 | — | 30 Sep 2014 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.09%
|
2,050,873
|
$193,049,000 | — | 30 Sep 2014 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.09%
|
2,040,296
|
$192,053,000 | — | 30 Sep 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.09%
|
1,976,235
|
$186,021,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.08%
|
1,853,023
|
$174,427,000 | — | 30 Sep 2014 | |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.08%
|
1,819,842
|
$171,302,000 | — | 30 Sep 2014 | |
| SOUND SHORE MANAGEMENT INC /CT/ |
13F
|
Company |
0.08%
|
1,717,269
|
$161,647,000 | — | 30 Sep 2014 | |
| Mawer Investment Management Ltd. |
13F
|
Company |
0.08%
|
1,666,412
|
$156,863,000 | — | 30 Sep 2014 | |
| BAHL & GAYNOR INC |
13F
|
Company |
0.08%
|
1,656,289
|
$155,907,000 | — | 30 Sep 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.07%
|
1,616,360
|
$152,152,000 | — | 30 Sep 2014 | |
| CAMBIAR INVESTORS LLC |
13F
|
Company |
0.07%
|
1,602,006
|
$150,797,000 | — | 30 Sep 2014 | |
| Capital International Investors |
13F
|
Company |
0.07%
|
1,464,000
|
$137,806,000 | — | 30 Sep 2014 | |
| UNITED STATES STEEL & CARNEGIE PENSION FUND |
13F
|
Company |
0.07%
|
1,430,642
|
$134,666,000 | — | 30 Sep 2014 | |
| SCHARF INVESTMENTS, LLC |
13F
|
Company |
0.06%
|
1,347,256
|
$126,817,000 | — | 30 Sep 2014 | |
| BRISTOL JOHN W & CO INC /NY/ |
13F
|
Company |
0.06%
|
1,266,543
|
$119,220,000 | — | 30 Sep 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.06%
|
1,259,625
|
$118,570,000 | — | 30 Sep 2014 | |
| UNITED SERVICES AUTOMOBILE ASSOCIATION |
13F
|
Company |
0.06%
|
1,206,892
|
$113,605,000 | — | 30 Sep 2014 | |
| THORNBURG INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.05%
|
1,178,916
|
$110,971,000 | — | 30 Sep 2014 | |
| ROCKEFELLER FINANCIAL SERVICES INC |
13F
|
Company |
0.05%
|
1,154,527
|
$108,675,000 | — | 30 Sep 2014 | |
| FAYEZ SAROFIM & CO |
13F
|
Company |
0.05%
|
1,147,992
|
$107,854,000 | — | 30 Sep 2014 | |
| SATURNA CAPITAL CORP |
13F
|
Company |
0.05%
|
1,115,253
|
$104,979,000 | — | 30 Sep 2014 | |
| THOMASPARTNERS, INC. |
13F
|
Company |
0.05%
|
1,064,211
|
$100,174,000 | — | 30 Sep 2014 | |
| Capital World Investors |
13F
|
Company |
0.04%
|
934,000
|
$87,917,000 | — | 30 Sep 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.04%
|
898,122
|
$84,540,000 | — | 30 Sep 2014 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.04%
|
889,407
|
$83,720,000 | — | 30 Sep 2014 | |
| EDGE ASSET MANAGEMENT, INC |
13F
|
Company |
0.04%
|
879,659
|
$82,803,000 | — | 30 Sep 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.04%
|
821,865
|
$77,362,000 | — | 30 Sep 2014 | |
| INSTITUTIONAL CAPITAL LLC |
13F
|
Company |
0.04%
|
815,699
|
$76,781,000 | — | 30 Sep 2014 | |
| SCOUT INVESTMENTS, INC. |
13F
|
Company |
0.04%
|
784,530
|
$73,848,000 | — | 30 Sep 2014 |
Institutional Holders of NOVARTIS AG - Ordinary Shares (NVS) as of Q4 2014
As of 31 Dec 2014,
NOVARTIS AG - Ordinary Shares (NVS) was held by
910 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
234,784,196 shares.
The largest 10 holders included
Dodge & Cox, PRIMECAP MANAGEMENT CO/CA/, BROWN BROTHERS HARRIMAN & CO, WELLS FARGO & COMPANY/MN, Fisher Asset Management, LLC, UBS Group AG, MANAGED ACCOUNT ADVISORS LLC, NORTHERN TRUST CORP, LOOMIS SAYLES & CO L P, and Invesco Ltd..
This page lists
910
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
868
Q4 2014 holders
910
Holder diff
42
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.