Forward Management, LLC

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Robert S. Naka - Chief Operating Officer
Location
San Francisco, CA
Holdings as of
September 30, 2016
Value $
$1.32B
Num holdings
200
Date filed
11/3/2016, 05:49 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2016 - Aug 3, 2016
Next filing
Q4 2016 - Feb 2, 2017
SEC
View on sec.gov
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert S. Naka Chief Operating Officer San Francisco, California 11/2/2016

List of Other Managers Reporting for Forward Management, LLC:

Name Holdings Value Location File Number
Broadmark Asset Management Llc San Francisco, CA 028-06435
Pictet Asset Management Ltd London, United Kingdom 028-11664