What does CUSIP 72369J102 represent in this 13F holders report?

CUSIP 72369J102 is the security identifier for PHD - Pioneer Floating Rate Fund, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in Q1 2016?

58 institutional investors reported PHD - Pioneer Floating Rate Fund, Inc. - Common Stock for Q1 2016. Use the holders table for investor-level position and value details.

Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)

CUSIP: 72369J102

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class: Equity / Common Stock
Shares outstanding: 12,280,456
Total 13F shares: 9,586,224
Share change: +678,713
Total reported value: $107,188,404
Price per share: $11.19
Number of holders: 58
Value change: +$7,677,474
Number of buys: 27
Number of sells: 29

Quarterly Holders Quick Answers

What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2016
Previous quarter: Q4 2015

Recent filing periods for CUSIP 72369J102:

Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024

Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BAILLIE GIFFORD & CO	13F	Company	10%	1,230,000	$13,346,000	—	31 Dec 2015	13F
MORGAN STANLEY	13F	Company	5.9%	723,321	$7,848,000	—	31 Dec 2015	13F
BESSEMER GROUP INC	13F	Company	5.6%	687,431	$7,459,000	—	31 Dec 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	4.9%	607,766	$6,596,000	—	31 Dec 2015	13F
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD	13F	Company	3.9%	478,209	$5,189,000	—	31 Dec 2015	13F
Bain Capital Credit, LP	13F	Company	3.3%	400,273	$4,343,000	—	31 Dec 2015	13F
Zuckerman Investment Group, LLC	13F	Company	3.2%	391,663	$4,250,000	—	31 Dec 2015	13F
Advisors Asset Management, Inc.	13F	Company	3.1%	383,076	$4,156,000	—	31 Dec 2015	13F
MARINER INVESTMENT GROUP LLC	13F	Company	3%	370,980	$4,025,000	—	31 Dec 2015	13F
Invesco Ltd.	13F	Company	2.8%	345,548	$3,749,000	—	31 Dec 2015	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	2.7%	329,169	$3,571,000	—	31 Dec 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	2.3%	285,197	$3,094,000	—	31 Dec 2015	13F
Gradient Investments LLC	13F	Company	2.2%	271,523	$2,946,000	—	31 Dec 2015	13F
Trust Asset Management LLC	13F	Company	2.1%	256,530	$2,783,000	—	31 Dec 2015	13F
COHEN & STEERS, INC.	13F	Company	2%	243,532	$2,642,000	—	31 Dec 2015	13F
Relative Value Partners Group, LLC	13F	Company	1.8%	220,128	$2,388,000	—	31 Dec 2015	13F
Capital Investment Advisors, LLC	13F	Company	1.5%	186,688	$2,026,000	—	31 Dec 2015	13F
Yorktown Management & Research Co Inc	13F	Company	1.4%	176,500	$1,915,000	—	31 Dec 2015	13F
Round Table Services, LLC	13F	Company	1.2%	143,590	$1,558,000	—	31 Dec 2015	13F
Nuveen Asset Management, LLC	13F	Company	1.1%	129,536	$1,405,000	—	31 Dec 2015	13F
LPL Financial LLC	13F	Company	0.84%	102,784	$1,116,000	—	31 Dec 2015	13F
AQR Arbitrage LLC	13F	Company	0.74%	91,015	$988,000	—	31 Dec 2015	13F
DRW Securities, LLC	13F	Company	0.62%	75,550	$820,000	—	31 Dec 2015	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.49%	60,710	$659,000	—	31 Dec 2015	13F
SG Americas Securities, LLC	13F	Company	0.46%	56,537	$613,000	—	31 Dec 2015	13F
Horizon Kinetics LLC	13F	Company	0.45%	55,229	$599,000	—	31 Dec 2015	13F
Westbourne Investment Advisors, Inc.	13F	Company	0.43%	53,196	$577,000	—	31 Dec 2015	13F
ROBINSON CAPITAL MANAGEMENT, LLC	13F	Company	0.39%	48,163	$523,000	—	31 Dec 2015	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.38%	46,878	$509,000	—	31 Dec 2015	13F
NATIONAL PLANNING CORP	13F	Company	0.36%	44,550	$462,000	—	31 Dec 2015	13F
Squarepoint Ops LLC	13F	Company	0.32%	39,600	$430,000	—	31 Dec 2015	13F
Shaker Financial Services, LLC	13F	Company	0.3%	36,611	$397,000	—	31 Dec 2015	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.27%	32,897	$357,000	—	31 Dec 2015	13F
First Allied Advisory Services, Inc.	13F	Company	0.27%	32,597	$351,000	—	31 Dec 2015	13F
CAXTON CORP	13F	Company	0.24%	29,603	$321,000	—	31 Dec 2015	13F
DOLIVER ADVISORS, LP	13F	Company	0.24%	29,160	$316,000	—	31 Dec 2015	13F
Weiss Asset Management LP	13F	Company	0.17%	21,336	$231,000	—	31 Dec 2015	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.14%	16,901	$184,000	—	31 Dec 2015	13F
Greenwich Wealth Management LLC	13F	Company	0.14%	16,612	$180,000	—	31 Dec 2015	13F
WEDBUSH SECURITIES INC	13F	Company	0.12%	15,178	$165,000	—	31 Dec 2015	13F
UBS Group AG	13F	Company	0.12%	14,300	$155,000	—	31 Dec 2015	13F
Commonwealth Equity Services, Inc	13F	Company	0.1%	11,967	$130,000	—	31 Dec 2015	13F
Stratos Wealth Partners, LTD.	13F	Company	0.09%	11,100	$120,000	—	31 Dec 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.09%	10,619	$115,000	—	31 Dec 2015	13F
U S GLOBAL INVESTORS INC	13F	Company	0.71%	87,701	$88,000	—	31 Dec 2015	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.07%	8,110	$87,000	—	31 Dec 2015	13F
FIFTH THIRD BANCORP	13F	Company	0.05%	5,869	$64,000	—	31 Dec 2015	13F
IFP Advisors, Inc	13F	Company	0.04%	5,379	$58,000	—	31 Dec 2015	13F
ROYAL BANK OF CANADA	13F	Company	0.04%	4,414	$48,000	—	31 Dec 2015	13F
MSI Financial Services Inc	13F	Company	0.03%	3,883	$42,000	—	31 Dec 2015	13F

Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q1 2016

As of 31 Mar 2016, Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by 58 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 9,586,224 shares. The largest 10 holders included BAILLIE GIFFORD & CO, Invesco Ltd., MORGAN STANLEY, BESSEMER GROUP INC, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Bain Capital Credit, LP, Zuckerman Investment Group, LLC, and MARINER INVESTMENT GROUP LLC. This page lists 58 institutional shareholders reporting positions in this security for the Q1 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2016 vs Q4 2015 Across Filers

Q4 2015 holders

Q1 2016 holders

Holder diff

-3

Investor	Q4 2015 Shares	Q1 2016 Shares	Share Diff	Share Chg %	Q4 2015 Value $	Q1 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.