What does CUSIP 72369J102 represent in this 13F holders report?

CUSIP 72369J102 is the security identifier for PHD - Pioneer Floating Rate Fund, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in Q4 2015?

61 institutional investors reported PHD - Pioneer Floating Rate Fund, Inc. - Common Stock for Q4 2015. Use the holders table for investor-level position and value details.

Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)

CUSIP: 72369J102

Q4 2015 13F Holders as of 31 Dec 2015

Type / Class: Equity / Common Stock
Shares outstanding: 12,280,456
Total 13F shares: 8,903,060
Share change: +78,598
Total reported value: $96,574,828
Price per share: $10.85
Number of holders: 61
Value change: +$826,297
Number of buys: 31
Number of sells: 25

Quarterly Holders Quick Answers

What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.

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Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2016
Previous quarter: Q3 2015

Recent filing periods for CUSIP 72369J102:

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Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BAILLIE GIFFORD & CO	13F	Company	10%	1,230,000	$13,924,000	—	30 Sep 2015	13F
Invesco Ltd.	13F	Company	7.3%	892,996	$10,109,000	—	30 Sep 2015	13F
MORGAN STANLEY	13F	Company	6.2%	762,551	$8,632,000	—	30 Sep 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	5.5%	673,833	$7,628,000	—	30 Sep 2015	13F
BESSEMER GROUP INC	13F	Company	5.2%	632,827	$7,164,000	—	30 Sep 2015	13F
Zuckerman Investment Group, LLC	13F	Company	3.3%	408,477	$4,624,000	—	30 Sep 2015	13F
MARINER INVESTMENT GROUP LLC	13F	Company	3%	370,980	$4,199,000	—	30 Sep 2015	13F
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD	13F	Company	2.6%	315,471	$3,571,000	—	30 Sep 2015	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	2.4%	300,113	$3,397,000	—	30 Sep 2015	13F
Advisors Asset Management, Inc.	13F	Company	2.4%	297,445	$3,367,000	—	30 Sep 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	2.3%	283,545	$3,210,000	—	30 Sep 2015	13F
Gradient Investments LLC	13F	Company	2.1%	262,995	$2,977,000	—	30 Sep 2015	13F
COHEN & STEERS, INC.	13F	Company	2%	241,532	$2,734,000	—	30 Sep 2015	13F
Yorktown Management & Research Co Inc	13F	Company	1.6%	201,792	$2,284,000	—	30 Sep 2015	13F
Capital Investment Advisors, LLC	13F	Company	1.2%	151,970	$1,720,000	—	30 Sep 2015	13F
Round Table Services, LLC	13F	Company	1.2%	143,590	$1,625,000	—	30 Sep 2015	13F
Nuveen Asset Management, LLC	13F	Company	1.1%	139,536	$1,580,000	—	30 Sep 2015	13F
DRW Securities, LLC	13F	Company	0.69%	84,704	$959,000	—	30 Sep 2015	13F
AQR Arbitrage LLC	13F	Company	0.61%	75,359	$853,000	—	30 Sep 2015	13F
Horizon Kinetics LLC	13F	Company	0.6%	73,902	$837,000	—	30 Sep 2015	13F
Westbourne Investment Advisors, Inc.	13F	Company	0.52%	63,339	$717,000	—	30 Sep 2015	13F
LPL Financial LLC	13F	Company	0.42%	52,057	$580,000	—	30 Sep 2015	13F
NATIONAL PLANNING CORP	13F	Company	0.38%	46,550	$513,000	—	30 Sep 2015	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.27%	32,693	$370,000	—	30 Sep 2015	13F
CAXTON CORP	13F	Company	0.27%	32,637	$369,000	—	30 Sep 2015	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	0.17%	21,122	$239,000	—	30 Sep 2015	13F
Peachtree Investment Advisors, Inc.	13F	Company	0.17%	21,000	$238,000	—	30 Sep 2015	13F
UBS Group AG	13F	Company	0.16%	19,695	$223,000	—	30 Sep 2015	13F
WEDBUSH SECURITIES INC	13F	Company	0.13%	15,978	$181,000	—	30 Sep 2015	13F
First Allied Advisory Services, Inc.	13F	Company	0.12%	15,138	$176,000	—	30 Sep 2015	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.12%	15,070	$171,000	—	30 Sep 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.12%	14,806	$167,000	—	30 Sep 2015	13F
Commonwealth Equity Services, Inc	13F	Company	0.1%	12,441	$141,000	—	30 Sep 2015	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.1%	12,337	$140,000	—	30 Sep 2015	13F
Stratos Wealth Partners, LTD.	13F	Company	0.09%	11,511	$130,000	—	30 Sep 2015	13F
U S GLOBAL INVESTORS INC	13F	Company	0.07%	8,000	$91,000	—	30 Sep 2015	13F
Carnick & Kubik, LLC	13F	Company	0.05%	6,548	$74,126	—	30 Sep 2015	13F
FIFTH THIRD BANCORP	13F	Company	0.05%	5,869	$66,000	—	30 Sep 2015	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.04%	4,555	$52,000	—	30 Sep 2015	13F
ROYAL BANK OF CANADA	13F	Company	0.04%	4,308	$49,000	—	30 Sep 2015	13F
BANK OF MONTREAL /CAN/	13F	Company	0.02%	2,000	$23,000	—	30 Sep 2015	13F
Windsor Capital Management, LLC	13F	Company	0.01%	1,650	$18,000	—	30 Sep 2015	13F
MSI Financial Services Inc	13F	Company	0.01%	1,549	$18,000	—	30 Sep 2015	13F
CITIGROUP INC	13F	Company	0.01%	1,233	$14,000	—	30 Sep 2015	13F
First City Capital Management, Inc.	13F	Company	0.01%	751	$8,501	—	30 Sep 2015	13F
Creative Planning	13F	Company	0%	300	$3,000	—	30 Sep 2015	13F
Regal Investment Advisors LLC	13F	Company	0%	200	$2,000	—	30 Sep 2015	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0%	110	$1,000	—	30 Sep 2015	13F
US BANCORP \DE\	13F	Company	0%	86	$1,000	—	30 Sep 2015	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0%	65	$1,000	—	30 Sep 2015	13F

Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q4 2015

As of 31 Dec 2015, Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by 61 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 8,903,060 shares. The largest 10 holders included BAILLIE GIFFORD & CO, MORGAN STANLEY, BESSEMER GROUP INC, GUGGENHEIM CAPITAL LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Sankaty Advisors, LP, Zuckerman Investment Group, LLC, Advisors Asset Management, Inc., MARINER INVESTMENT GROUP LLC, and Invesco Ltd.. This page lists 61 institutional shareholders reporting positions in this security for the Q4 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2015 vs Q3 2015 Across Filers

Q3 2015 holders

Q4 2015 holders

Holder diff

Investor	Q3 2015 Shares	Q4 2015 Shares	Share Diff	Share Chg %	Q3 2015 Value $	Q4 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.