Security key
43010T104
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q1 2020 13F Holders as of 31 Mar 2020
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 6,097,631
- Total 13F value
- $26,528,000
- Share change
- +925,829
- SEC-reported price per share
- $4.35
- Number of holders
- 33
- Value change
- +$3,753,249
- Number of buys
- 15
- Number of sells
- 18
- Shares outstanding
- 23,298,619
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2020
Institutions
33
Top holders
10
HGLB full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2020
Previous quarter: Q4 2019
HIGHLAND GLOBAL ALLOCATION FUND SEC filings
HIGHLAND GLOBAL ALLOCATION FUND 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 43010T104
Recent filing periods:
Ownership snapshot
Top reported holders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RIVERNORTH CAPITAL MANAGE...
Disclosed value leader
RIVERNORTH CAPITAL MANAGE...
Comparable rows
15/15
Latest evidence
31 Dec 2019
13F
Lead comparable stake: 3.5%
Showing 1-6 of 15 holder rows.
Quick read
RIVERNORTH CAPITAL MANAGEMENT, LLC leads the comparable SEC ownership view at 3.5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RIVERNORTH CAPITAL MANAGEMENT, LLC's linked filing trail.
Comparable ownership
Top 5
RIVERNORTH CAPITAL MANAGEMENT, LLC
3.5%
ROYAL BANK OF CANADA
3.2%
MORGAN STANLEY
3.1%
Almitas Capital LLC
2.1%
Cambridge Investment Research Adv...
1.9%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
3.5%
|
$7,668,000
820,945 shares
|
— | 31 Dec 2019 |
| ROYAL BANK OF CANADA |
13F
Company
|
3.2%
|
$6,962,000
745,423 shares
|
— | 31 Dec 2019 |
| MORGAN STANLEY |
13F
Company
|
3.1%
|
$6,769,000
724,717 shares
|
— | 31 Dec 2019 |
| Almitas Capital LLC |
13F
Company
|
2.1%
|
$4,493,000
481,032 shares
|
— | 31 Dec 2019 |
| Cambridge Investment Research Advisors, Inc. |
13F
Company
|
1.9%
|
$4,162,000
445,606 shares
|
— | 31 Dec 2019 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
1.8%
|
$3,836,000
409,569 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
33
Shares
6,097,631
Rows available
33
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
37
Q1 2020 holders
33
Holder diff
-4
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 value | Q1 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend