Q1 2020 13F Holders as of 3/31/2020
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Type / Class
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Equity / Common Stock
-
Shares outstanding
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23.2M
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Number of holders
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33
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Total 13F shares, excl. options
-
6.1M
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Shares change
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+926K
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Total reported value, excl. options
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$26.5M
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Value change
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+$3.75M
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Number of buys
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15
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Number of sells
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-18
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Price
-
$4.35
Significant Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB) as of Q1 2020
38 filings reported holding HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Stock as of Q1 2020.
HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB) has 33 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 6.1M shares
of 23.2M outstanding shares and own 26.28% of the company stock.
Largest 10 shareholders include RiverNorth Capital Management, LLC (924K shares), MORGAN STANLEY (782K shares), Matisse Capital (735K shares), ROYAL BANK OF CANADA (725K shares), LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (550K shares), Bulldog Investors, LLC (412K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (372K shares), Almitas Capital LLC (262K shares), WELLS FARGO & COMPANY/MN (231K shares), and Shaker Financial Services, LLC (210K shares).
This table shows the top 33 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.