HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 6,097,631
- Share change
- +925,829
- Total reported value
- $26,528,000
- Price per share
- $4.35
- Number of holders
- 33
- Value change
- +$3,753,249
- Number of buys
- 15
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.5%
|
820,945
|
$7,668,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
3.2%
|
745,423
|
$6,962,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
3.1%
|
724,717
|
$6,769,000 | — | 31 Dec 2019 | |
| Almitas Capital LLC |
13F
|
Company |
2.1%
|
481,032
|
$4,493,000 | — | 31 Dec 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
1.9%
|
445,606
|
$4,162,000 | — | 31 Dec 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.8%
|
409,569
|
$3,836,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
288,971
|
$2,699,000 | — | 31 Dec 2019 | |
| Matisse Capital |
13F
|
Company |
0.95%
|
221,300
|
$2,067,000 | — | 31 Dec 2019 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
0.83%
|
194,171
|
$1,813,000 | — | 31 Dec 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.81%
|
189,235
|
$1,767,000 | — | 31 Dec 2019 | |
| Virtu Financial LLC |
13F
|
Company |
0.77%
|
179,188
|
$1,674,000 | — | 31 Dec 2019 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.67%
|
155,119
|
$1,590,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.32%
|
74,396
|
$695,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.31%
|
71,146
|
$665,000 | — | 31 Dec 2019 | |
| 6 Meridian |
13F
|
Company |
0.3%
|
70,152
|
$655,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.27%
|
63,208
|
$590,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
48,453
|
$453,000 | — | 31 Dec 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.09%
|
20,049
|
$187,000 | — | 31 Dec 2019 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
20,000
|
$187,000 | — | 31 Dec 2019 | |
| Round Table Services, LLC |
13F
|
Company |
0.09%
|
19,900
|
$186,000 | — | 31 Dec 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.05%
|
12,809
|
$120,000 | — | 31 Dec 2019 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.05%
|
12,736
|
$119,000 | — | 31 Dec 2019 | |
| Lido Advisors, LLC |
13F
|
Company |
0.05%
|
11,030
|
$103,000 | — | 31 Dec 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.05%
|
10,563
|
$99,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
6,130
|
$57,000 | — | 31 Dec 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.02%
|
4,666
|
$44,000 | — | 31 Dec 2019 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
4,263
|
$40,000 | — | 31 Dec 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
3,549
|
$33,000 | — | 31 Dec 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
3,064
|
$29,000 | — | 31 Dec 2019 | |
| Retirement Group, LLC |
13F
|
Company |
0.01%
|
2,938
|
$27,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,423
|
$23,000 | — | 31 Dec 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,900
|
$17,000 | — | 31 Dec 2019 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
789
|
$7,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
500
|
$5,000 | — | 31 Dec 2019 | |
| Lenox Wealth Advisors, LLC |
13F
|
Company |
0%
|
457
|
$4,000 | — | 31 Dec 2019 | |
| Sowell Financial Services LLC |
13F
|
Company |
0%
|
424
|
$4,000 | — | 31 Dec 2019 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0%
|
352
|
$3,000 | — | 31 Dec 2019 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q1 2020
As of 31 Mar 2020,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,097,631 shares.
The largest 10 holders included
RiverNorth Capital Management, LLC, MORGAN STANLEY, Matisse Capital, ROYAL BANK OF CANADA, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., Bulldog Investors, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Almitas Capital LLC, WELLS FARGO & COMPANY/MN, and Shaker Financial Services, LLC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
37
Q1 2020 holders
33
Holder diff
-4
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.