HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB)

Q2 2019 13F Holders as of 30 Jun 2019

Type / Class
Equity / Common Stock
Shares outstanding
23,204,468
Number of holders
31
Total 13F shares, excl. options
3,814,553
Shares change
-264,560
Total reported value, excl. options
$42,875,000
Value change
-$3,843,368
Number of buys
16
Number of sells
-20
Price
$11.24

Significant Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB) as of Q2 2019

39 filings reported holding HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Stock as of Q2 2019.
HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB) has 31 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 3,814,553 shares of 23,204,468 outstanding shares and own 16.44% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (907,080 shares), ROYAL BANK OF CANADA (890,142 shares), WELLS FARGO & COMPANY/MN (425,151 shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (343,215 shares), HIGHLAND CAPITAL MANAGEMENT LP (311,608 shares), Matisse Capital (155,300 shares), H D Vest Advisory Services (132,646 shares), Raymond James Financial Services Advisors, Inc. (80,335 shares), Advisor Group, Inc. (79,818 shares), and RIVERNORTH CAPITAL MANAGEMENT, LLC (72,858 shares).
This table shows the top 31 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.