HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 3,814,553
- Share change
- -264,560
- Total reported value
- $42,875,000
- Price per share
- $11.24
- Number of holders
- 31
- Value change
- -$3,843,368
- Number of buys
- 16
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA |
13F
|
Company |
3.8%
|
880,424
|
$11,375,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
3.4%
|
802,460
|
$10,367,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.9%
|
675,399
|
$8,726,000 | — | 31 Mar 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
1.7%
|
399,352
|
$5,160,000 | — | 31 Mar 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.84%
|
196,572
|
$2,548,000 | — | 31 Mar 2019 | |
| HIGHLAND CAPITAL MANAGEMENT LP |
13F
|
Company |
0.83%
|
193,849
|
$2,504,000 | — | 31 Mar 2019 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
0.57%
|
131,855
|
$1,704,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.35%
|
82,142
|
$1,061,000 | — | 31 Mar 2019 | |
| Matisse Capital |
13F
|
Company |
0.32%
|
75,398
|
$974,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.32%
|
75,281
|
$973,000 | — | 31 Mar 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.31%
|
72,689
|
$939,000 | — | 31 Mar 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.29%
|
68,111
|
$881,000 | — | 31 Mar 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.19%
|
44,364
|
$573,000 | — | 31 Mar 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.17%
|
40,353
|
$521,000 | — | 31 Mar 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.16%
|
37,726
|
$489,000 | — | 31 Mar 2019 | |
| GLENVIEW STATE BANK TRUST DEPT. |
13F
|
Company |
0.15%
|
35,661
|
$461,000 | — | 31 Mar 2019 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.14%
|
32,949
|
$426,000 | — | 31 Mar 2019 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
0.13%
|
30,891
|
$399,000 | — | 31 Mar 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.12%
|
27,909
|
$360,000 | — | 31 Mar 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
19,401
|
$251,000 | — | 31 Mar 2019 | |
| Bridgeworth, LLC |
13F
|
Company |
0.08%
|
19,320
|
$249,000 | — | 31 Mar 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.08%
|
18,448
|
$238,000 | — | 31 Mar 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.07%
|
16,891
|
$218,000 | — | 31 Mar 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.07%
|
15,543
|
$201,000 | — | 31 Mar 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.06%
|
14,140
|
$183,000 | — | 31 Mar 2019 | |
| IFG Advisory, LLC |
13F
|
Company |
0.06%
|
13,390
|
$172,000 | — | 31 Mar 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.05%
|
11,993
|
$155,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
8,170
|
$106,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
7,787
|
$101,000 | — | 31 Mar 2019 | |
| Kore Private Wealth LLC |
13F
|
Company |
0.03%
|
6,002
|
$78,000 | — | 31 Mar 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.02%
|
5,711
|
$73,000 | — | 31 Mar 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.02%
|
4,666
|
$60,000 | — | 31 Mar 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
4,380
|
$57,000 | — | 31 Mar 2019 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
4,066
|
$53,000 | — | 31 Mar 2019 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
3,929
|
$51,000 | — | 31 Mar 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
3,064
|
$39,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,667
|
$34,000 | — | 31 Mar 2019 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
89
|
$1,000 | — | 31 Mar 2019 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q2 2019
As of 30 Jun 2019,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,814,553 shares.
The largest 10 holders included
MORGAN STANLEY, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, HIGHLAND CAPITAL MANAGEMENT LP, Matisse Capital, H D Vest Advisory Services, Raymond James Financial Services Advisors, Inc., Advisor Group, Inc., and RIVERNORTH CAPITAL MANAGEMENT, LLC.
This page lists
31
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
38
Q2 2019 holders
31
Holder diff
-7
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.