- Type / Class
- Equity / COM
- Total 13F shares
- 35,387,613
- Share change
- -2,399,130
- Total reported value
- $370,495,724
- Put/Call ratio
- 138%
- Price per share
- $10.47
- Number of holders
- 181
- Value change
- -$22,787,765
- Number of buys
- 92
- Number of sells
- 86
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
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Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SHANDA ASSET MANAGEMENT HOLDINGS Ltd |
13F
|
Company |
—
class O/S missing
|
5,505,755
|
$42,064,000 | — | 31 Mar 2020 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
2,362,589
|
$18,050,000 | — | 31 Mar 2020 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,262,342
|
$17,284,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,918,033
|
$14,653,000 | — | 31 Mar 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,356,225
|
$10,362,000 | — | 31 Mar 2020 | |
| Granite Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
1,321,673
|
$10,098,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,178,533
|
$9,003,000 | — | 31 Mar 2020 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,149,258
|
$8,780,000 | — | 31 Mar 2020 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
958,926
|
$7,326,000 | — | 31 Mar 2020 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
948,317
|
$7,245,000 | — | 31 Mar 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
879,250
|
$6,717,000 | — | 31 Mar 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
826,265
|
$6,313,000 | — | 31 Mar 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
749,955
|
$5,730,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
656,491
|
$5,016,000 | — | 31 Mar 2020 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
649,310
|
$4,961,000 | — | 31 Mar 2020 | |
| S&T BANK/PA |
13F
|
Company |
—
class O/S missing
|
623,889
|
$4,766,000 | — | 31 Mar 2020 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
—
class O/S missing
|
601,594
|
$4,596,000 | — | 31 Mar 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
595,256
|
$4,548,000 | — | 31 Mar 2020 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
585,931
|
$4,479,000 | — | 31 Mar 2020 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
527,438
|
$4,030,000 | — | 31 Mar 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
479,199
|
$3,668,000 | — | 31 Mar 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
526,020
|
$3,630,000 | — | 31 Mar 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
468,595
|
$3,580,000 | — | 31 Mar 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
403,971
|
$3,086,000 | — | 31 Mar 2020 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
366,181
|
$2,798,000 | — | 31 Mar 2020 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
365,963
|
$2,796,000 | — | 31 Mar 2020 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
364,560
|
$2,785,000 | — | 31 Mar 2020 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
338,836
|
$2,589,000 | — | 31 Mar 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
335,468
|
$2,563,000 | — | 31 Mar 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
335,300
|
$2,562,000 | — | 31 Mar 2020 | |
| MILLER HOWARD INVESTMENTS INC /NY |
13F
|
Company |
—
class O/S missing
|
308,552
|
$2,357,000 | — | 31 Mar 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
276,760
|
$2,114,000 | — | 31 Mar 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
259,070
|
$1,979,000 | — | 31 Mar 2020 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
252,404
|
$1,928,000 | — | 31 Mar 2020 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
248,276
|
$1,897,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
240,436
|
$1,837,000 | — | 31 Mar 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
237,041
|
$1,811,000 | — | 31 Mar 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
226,500
|
$1,730,000 | — | 31 Mar 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
205,464
|
$1,570,000 | — | 31 Mar 2020 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
—
class O/S missing
|
201,989
|
$1,543,000 | — | 31 Mar 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
183,823
|
$1,404,000 | — | 31 Mar 2020 | |
| Radcliffe Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
181,600
|
$1,387,000 | — | 31 Mar 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
175,194
|
$1,338,000 | — | 31 Mar 2020 | |
| Polaris Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
175,174
|
$1,338,000 | — | 31 Mar 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
174,274
|
$1,331,000 | — | 31 Mar 2020 | |
| Triad Investment Management |
13F
|
Company |
—
class O/S missing
|
164,417
|
$1,256,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
158,832
|
$1,214,000 | — | 31 Mar 2020 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
153,128
|
$1,170,000 | — | 31 Mar 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
146,598
|
$1,120,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
145,109
|
$1,108,000 | — | 31 Mar 2020 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q2 2020
As of 30 Jun 2020,
Hercules Capital, Inc. - COM (HTGC) was held by
181 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
35,387,613 shares.
The largest 10 holders included
SHANDA ASSET MANAGEMENT HOLDINGS Ltd, PRICE T ROWE ASSOCIATES INC /MD/, ROYAL BANK OF CANADA, Sound Income Strategies, LLC, Granite Investment Partners, LLC, JPMORGAN CHASE & CO, Advisors Capital Management, LLC, Muzinich & Co., Inc., Sumitomo Mitsui Trust Holdings, Inc., and WELLS FARGO & COMPANY/MN.
This page lists
181
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
190
Q2 2020 holders
181
Holder diff
-9
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.