Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q4 2024 13F Holders as of 31 Dec 2024

Type / Class
Equity / COM
Total 13F shares
37,831,650
Share change
+5,914,693
Total reported value
$760,054,394
Put/Call ratio
102%
Price per share
$20.09
Number of holders
330
Value change
+$119,128,752
Number of buys
182
Number of sells
88

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
VAN ECK ASSOCIATES CORP
13F
Company
class O/S missing
3,115,419
$61,873,000 30 Sep 2024
13F
Sound Income Strategies, LLC
13F
Company
class O/S missing
2,737,345
$53,761,458 30 Sep 2024
13F
MORGAN STANLEY
13F
Company
class O/S missing
1,256,966
$24,686,816 30 Sep 2024
13F
Legal & General Group Plc
13F
Company
class O/S missing
1,171,517
$23,014,452 30 Sep 2024
13F
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
Company
class O/S missing
407,119
$20,729,000 30 Sep 2024
13F
LPL Financial LLC
13F
Company
class O/S missing
986,915
$19,383,006 30 Sep 2024
13F
Advisors Capital Management, LLC
13F
Company
class O/S missing
955,600
$18,768,000 30 Sep 2024
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
764,570
$15,016,000 30 Sep 2024
13F
Melia Wealth LLC
13F
Company
class O/S missing
743,573
$14,603,776 30 Sep 2024
13F
BlackRock, Inc.
13F
Company
class O/S missing
703,352
$13,813,828 30 Sep 2024
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
654,838
$12,861,016 30 Sep 2024
13F
Gilman Hill Asset Management, LLC
13F
Company
class O/S missing
597,707
$11,738,958 30 Sep 2024
13F
TWO SIGMA ADVISERS, LP
13F
Company
class O/S missing
460,200
$9,038,328 30 Sep 2024
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
class O/S missing
457,677
$8,988,776 30 Sep 2024
13F
TECTONIC ADVISORS LLC
13F
Company
class O/S missing
433,032
$8,504,738 30 Sep 2024
13F
Muzinich & Co., Inc.
13F
Company
class O/S missing
408,362
$8,020,229 30 Sep 2024
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
406,985
$7,993,185 30 Sep 2024
13F
Sumitomo Mitsui Trust Group, Inc.
13F
Company
class O/S missing
401,133
$7,878,252 30 Sep 2024
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
392,948
$7,717,499 30 Sep 2024
13F
FRANKLIN RESOURCES INC
13F
Company
class O/S missing
387,225
$7,667,055 30 Sep 2024
13F
CONFLUENCE INVESTMENT MANAGEMENT LLC
13F
Company
class O/S missing
380,452
$7,472,077 30 Sep 2024
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
372,692
$7,319,610 30 Sep 2024
13F
DENALI ADVISORS LLC
13F
Company
class O/S missing
358,580
$7,042,510 30 Sep 2024
13F
S&T BANK/PA
13F
Company
class O/S missing
357,127
$7,014,000 30 Sep 2024
13F
Border to Coast Pensions Partnership Ltd
13F
Company
class O/S missing
350,000
$6,854,000 30 Sep 2024
13F
CREDIT AGRICOLE S A
13F
Individual
class O/S missing
330,371
$6,488,486 30 Sep 2024
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
322,781
$6,339,415 30 Sep 2024
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
322,476
$6,333,000 30 Sep 2024
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
303,858
$5,968,000 30 Sep 2024
13F
UBS Group AG
13F
Company
class O/S missing
302,202
$5,935,247 30 Sep 2024
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
297,100
$5,835,050 30 Sep 2024
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
294,507
$5,784,118 30 Sep 2024
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
292,978
$5,754,088 30 Sep 2024
13F
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
13F
Company
class O/S missing
286,734
$5,631,456 30 Sep 2024
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
283,850
$5,574,815 30 Sep 2024
13F
Atria Wealth Solutions, Inc.
13F
Company
class O/S missing
253,158
$4,972,028 30 Sep 2024
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
228,138
$4,480,635 30 Sep 2024
13F
HRT FINANCIAL LP
13F
Company
class O/S missing
222,766
$4,375,000 30 Sep 2024
13F
CENTAURUS FINANCIAL, INC.
13F
Company
class O/S missing
222,491
$4,370,000 30 Sep 2024
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
class O/S missing
221,035
$4,341,120 30 Sep 2024
13F
BLAIR WILLIAM & CO/IL
13F
Company
class O/S missing
212,810
$4,179,588 30 Sep 2024
13F
Left Brain Wealth Management, LLC
13F
Company
class O/S missing
208,661
$4,098,102 30 Sep 2024
13F
FAS Wealth Partners, Inc.
13F
Company
class O/S missing
206,967
$4,064,823 30 Sep 2024
13F
TrueMark Investments, LLC
13F
Company
class O/S missing
199,153
$3,911,365 30 Sep 2024
13F
ARES MANAGEMENT LLC
13F
Company
class O/S missing
198,306
$3,894,730 30 Sep 2024
13F
Baker Avenue Asset Management, LP
13F
Company
class O/S missing
159,668
$3,135,888 30 Sep 2024
13F
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
13F
Company
class O/S missing
155,212
$3,048,364 30 Sep 2024
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
152,500
$2,995,000 30 Sep 2024
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
152,257
$2,990,387 30 Sep 2024
13F
Graypoint LLC
13F
Company
class O/S missing
140,230
$2,754,121 30 Sep 2024
13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2024

As of 31 Dec 2024, Hercules Capital, Inc. - COM (HTGC) was held by 330 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 37,831,650 shares. The largest 10 holders included VAN ECK ASSOCIATES CORP, Sound Income Strategies, LLC, TWO SIGMA ADVISERS, LP, MORGAN STANLEY, Legal & General Group Plc, Advisors Capital Management, LLC, LPL Financial LLC, TWO SIGMA INVESTMENTS, LP, BlackRock, Inc., and CITADEL ADVISORS LLC. This page lists 333 institutional shareholders reporting positions in this security for the Q4 2024 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2024 vs Q3 2024 Across Filers

Q3 2024 holders
291
Q4 2024 holders
330
Holder diff
39
Investor Q3 2024 Shares Q4 2024 Shares Share Diff Share Chg % Q3 2024 Value $ Q4 2024 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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