- Type / Class
- Equity / COM
- Total 13F shares
- 37,831,650
- Share change
- +5,914,693
- Total reported value
- $760,054,394
- Put/Call ratio
- 102%
- Price per share
- $20.09
- Number of holders
- 330
- Value change
- +$119,128,752
- Number of buys
- 182
- Number of sells
- 88
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
3,115,419
|
$61,873,000 | — | 30 Sep 2024 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,737,345
|
$53,761,458 | — | 30 Sep 2024 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,256,966
|
$24,686,816 | — | 30 Sep 2024 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
1,171,517
|
$23,014,452 | — | 30 Sep 2024 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
407,119
|
$20,729,000 | — | 30 Sep 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
986,915
|
$19,383,006 | — | 30 Sep 2024 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
955,600
|
$18,768,000 | — | 30 Sep 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
764,570
|
$15,016,000 | — | 30 Sep 2024 | |
| Melia Wealth LLC |
13F
|
Company |
—
class O/S missing
|
743,573
|
$14,603,776 | — | 30 Sep 2024 | |
| BlackRock, Inc. |
13F
|
Company |
—
class O/S missing
|
703,352
|
$13,813,828 | — | 30 Sep 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
654,838
|
$12,861,016 | — | 30 Sep 2024 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
597,707
|
$11,738,958 | — | 30 Sep 2024 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
460,200
|
$9,038,328 | — | 30 Sep 2024 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
457,677
|
$8,988,776 | — | 30 Sep 2024 | |
| TECTONIC ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
433,032
|
$8,504,738 | — | 30 Sep 2024 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
408,362
|
$8,020,229 | — | 30 Sep 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
406,985
|
$7,993,185 | — | 30 Sep 2024 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
401,133
|
$7,878,252 | — | 30 Sep 2024 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
392,948
|
$7,717,499 | — | 30 Sep 2024 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
387,225
|
$7,667,055 | — | 30 Sep 2024 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
380,452
|
$7,472,077 | — | 30 Sep 2024 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
372,692
|
$7,319,610 | — | 30 Sep 2024 | |
| DENALI ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
358,580
|
$7,042,510 | — | 30 Sep 2024 | |
| S&T BANK/PA |
13F
|
Company |
—
class O/S missing
|
357,127
|
$7,014,000 | — | 30 Sep 2024 | |
| Border to Coast Pensions Partnership Ltd |
13F
|
Company |
—
class O/S missing
|
350,000
|
$6,854,000 | — | 30 Sep 2024 | |
| CREDIT AGRICOLE S A |
13F
|
Individual |
—
class O/S missing
|
330,371
|
$6,488,486 | — | 30 Sep 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
322,781
|
$6,339,415 | — | 30 Sep 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
322,476
|
$6,333,000 | — | 30 Sep 2024 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
303,858
|
$5,968,000 | — | 30 Sep 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
302,202
|
$5,935,247 | — | 30 Sep 2024 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
297,100
|
$5,835,050 | — | 30 Sep 2024 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
294,507
|
$5,784,118 | — | 30 Sep 2024 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
292,978
|
$5,754,088 | — | 30 Sep 2024 | |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
286,734
|
$5,631,456 | — | 30 Sep 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
283,850
|
$5,574,815 | — | 30 Sep 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
253,158
|
$4,972,028 | — | 30 Sep 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
228,138
|
$4,480,635 | — | 30 Sep 2024 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
222,766
|
$4,375,000 | — | 30 Sep 2024 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
222,491
|
$4,370,000 | — | 30 Sep 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
221,035
|
$4,341,120 | — | 30 Sep 2024 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
212,810
|
$4,179,588 | — | 30 Sep 2024 | |
| Left Brain Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
208,661
|
$4,098,102 | — | 30 Sep 2024 | |
| FAS Wealth Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
206,967
|
$4,064,823 | — | 30 Sep 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
—
class O/S missing
|
199,153
|
$3,911,365 | — | 30 Sep 2024 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
198,306
|
$3,894,730 | — | 30 Sep 2024 | |
| Baker Avenue Asset Management, LP |
13F
|
Company |
—
class O/S missing
|
159,668
|
$3,135,888 | — | 30 Sep 2024 | |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
155,212
|
$3,048,364 | — | 30 Sep 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
152,500
|
$2,995,000 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
152,257
|
$2,990,387 | — | 30 Sep 2024 | |
| Graypoint LLC |
13F
|
Company |
—
class O/S missing
|
140,230
|
$2,754,121 | — | 30 Sep 2024 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2024
As of 31 Dec 2024,
Hercules Capital, Inc. - COM (HTGC) was held by
330 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
37,831,650 shares.
The largest 10 holders included
VAN ECK ASSOCIATES CORP, Sound Income Strategies, LLC, TWO SIGMA ADVISERS, LP, MORGAN STANLEY, Legal & General Group Plc, Advisors Capital Management, LLC, LPL Financial LLC, TWO SIGMA INVESTMENTS, LP, BlackRock, Inc., and CITADEL ADVISORS LLC.
This page lists
333
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
291
Q4 2024 holders
330
Holder diff
39
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.