Security key
427096508
- Type / Class
- Equity / COM
- Total 13F shares
- 50,213,039
- Share change
- +961,560
- Total reported value
- $740,088,719
- Put/Call ratio
- 299%
- Price per share
- $14.77
- Number of holders
- 344
- Value change
- -$5,106,445
- Number of buys
- 180
- Number of sells
- 150
Report period
Q1 2026
Institutions
344
Top holders
10
HTGC full security history
Previous quarter: Q4 2025
Hercules Capital, Inc. SEC filings
Hercules Capital, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 427096508
Recent filing periods:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| TRUIST FINANCIAL CORP |
13F
13D/G
|
Company |
0.3%
from 13D/G
|
30,533
|
$574,623 | — | 31 Dec 2025 | |
| Union Bancaire Privee, UBP SA |
13F
|
Company |
—
class O/S missing
|
27,808
|
$81,225,597 | — | 31 Dec 2025 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
3,458,277
|
$65,085,000 | — | 31 Dec 2025 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,703,275
|
$51,118,929 | — | 31 Dec 2025 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
1,922,200
|
$36,175,804 | — | 31 Dec 2025 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,823,405
|
$34,316,485 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,671,860
|
$31,464,406 | — | 31 Dec 2025 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
1,616,456
|
$30,421,702 | — | 31 Dec 2025 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
—
class O/S missing
|
1,526,526
|
$28,729,219 | — | 31 Dec 2025 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,392,476
|
$26,206,398 | — | 31 Dec 2025 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
1,382,084
|
$26,003,911 | — | 31 Dec 2025 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
1,335,787
|
$25,139,511 | — | 31 Dec 2025 | |
| BlackRock, Inc. |
13F
|
Company |
—
class O/S missing
|
1,333,016
|
$25,087,351 | — | 31 Dec 2025 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,114,173
|
$20,968,752 | — | 31 Dec 2025 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,018,759
|
$19,173,044 | — | 31 Dec 2025 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
975,355
|
$18,356,181 | — | 31 Dec 2025 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
828,258
|
$15,587,829 | — | 31 Dec 2025 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
825,537
|
$15,536,607 | — | 31 Dec 2025 | |
| Melia Wealth LLC |
13F
|
Company |
—
class O/S missing
|
802,185
|
$15,097,116 | — | 31 Dec 2025 | |
| TECTONIC ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
759,746
|
$14,298,418 | — | 31 Dec 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
740,481
|
$13,935,849 | — | 31 Dec 2025 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
707,651
|
$13,317,992 | — | 31 Dec 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
691,064
|
$13,005,826 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
643,770
|
$12,115,000 | — | 31 Dec 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
607,140
|
$11,426,330 | — | 31 Dec 2025 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
580,440
|
$10,923,873 | — | 31 Dec 2025 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
—
class O/S missing
|
557,660
|
$10,495,161 | — | 31 Dec 2025 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
472,139
|
$8,885,656 | — | 31 Dec 2025 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
441,316
|
$8,305,000 | — | 31 Dec 2025 | |
| Trexquant Investment LP |
13F
|
Company |
—
class O/S missing
|
402,892
|
$7,582,427 | — | 31 Dec 2025 | |
| Border to Coast Pensions Partnership Ltd |
13F
|
Company |
—
class O/S missing
|
400,000
|
$7,542,000 | — | 31 Dec 2025 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
385,996
|
$7,264,901 | — | 31 Dec 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
364,211
|
$6,854,451 | — | 31 Dec 2025 | |
| Jump Financial, LLC |
13F
|
Company |
—
class O/S missing
|
361,092
|
$6,795,751 | — | 31 Dec 2025 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
—
class O/S missing
|
360,446
|
$6,783,592 | — | 31 Dec 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
358,937
|
$6,755,194 | — | 31 Dec 2025 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
320,215
|
$6,026,447 | — | 31 Dec 2025 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
312,719
|
$5,885,372 | — | 31 Dec 2025 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
309,211
|
$5,819,366 | — | 31 Dec 2025 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
302,845
|
$5,699,543 | — | 31 Dec 2025 | |
| Left Brain Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
295,753
|
$5,566,071 | — | 31 Dec 2025 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
289,789
|
$5,453,829 | — | 31 Dec 2025 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
255,335
|
$4,805,000 | — | 31 Dec 2025 | |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
239,614
|
$4,509,528 | — | 31 Dec 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
234,058
|
$4,404,972 | — | 31 Dec 2025 | |
| DENALI ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
233,249
|
$4,389,746 | — | 31 Dec 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
220,042
|
$4,141,191 | — | 31 Dec 2025 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
—
class O/S missing
|
215,596
|
$4,058,000 | — | 31 Dec 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
215,036
|
$4,046,983 | — | 31 Dec 2025 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
213,833
|
$4,024,337 | — | 31 Dec 2025 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2026
As of 31 Mar 2026,
Hercules Capital, Inc. - COM (HTGC) was held by
344 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
50,213,039 shares.
The largest 10 holders included
Sound Income Strategies, LLC, VAN ECK ASSOCIATES CORP, UBS Group AG, TWO SIGMA INVESTMENTS, LP, Qube Research & Technologies Ltd, LPL Financial LLC, D. E. Shaw & Co., Inc., Legal & General Group Plc, Muzinich & Co., Inc., and MORGAN STANLEY.
This page lists
344
institutional shareholders reporting positions in this security
for the Q1 2026 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
350
Q1 2026 holders
344
Holder diff
-6
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q1 2026 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.