Security key
427096508
- Type / Class
- Equity / COM
- Total 13F shares
- 40,324,369
- Share change
- +2,539,520
- Total reported value
- $774,181,882
- Put/Call ratio
- 160%
- Price per share
- $19.21
- Number of holders
- 322
- Value change
- +$47,853,729
- Number of buys
- 179
- Number of sells
- 116
Report period
Q1 2025
Institutions
322
Top holders
10
HTGC full security history
Newer quarter: Q2 2025
Previous quarter: Q4 2024
Hercules Capital, Inc. SEC filings
Hercules Capital, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 427096508
Recent filing periods:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
3,438,447
|
$69,078,000 | — | 31 Dec 2024 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,815,214
|
$56,557,650 | — | 31 Dec 2024 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
1,406,900
|
$28,264,621 | — | 31 Dec 2024 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,279,683
|
$25,708,845 | — | 31 Dec 2024 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
1,077,851
|
$21,654,026 | — | 31 Dec 2024 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,018,210
|
$20,455,842 | — | 31 Dec 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
987,320
|
$19,835,262 | — | 31 Dec 2024 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
945,849
|
$19,002,106 | — | 31 Dec 2024 | |
| BlackRock, Inc. |
13F
|
Company |
—
class O/S missing
|
857,515
|
$17,227,466 | — | 31 Dec 2024 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
828,809
|
$16,650,773 | — | 31 Dec 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
788,353
|
$15,839,000 | — | 31 Dec 2024 | |
| Melia Wealth LLC |
13F
|
Company |
—
class O/S missing
|
760,359
|
$15,275,615 | — | 31 Dec 2024 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
740,210
|
$14,870,819 | — | 31 Dec 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
670,674
|
$13,473,842 | — | 31 Dec 2024 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
595,459
|
$11,962,763 | — | 31 Dec 2024 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
592,574
|
$11,904,812 | — | 31 Dec 2024 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
577,158
|
$11,595,097 | — | 31 Dec 2024 | |
| TECTONIC ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
493,808
|
$9,920,606 | — | 31 Dec 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
450,890
|
$9,058,380 | — | 31 Dec 2024 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
449,996
|
$9,040,419 | — | 31 Dec 2024 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
443,114
|
$8,902,160 | — | 31 Dec 2024 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
442,767
|
$8,895,189 | — | 31 Dec 2024 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
429,125
|
$8,621,121 | — | 31 Dec 2024 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
420,279
|
$8,443,294 | — | 31 Dec 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
406,191
|
$8,160,377 | — | 31 Dec 2024 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
389,280
|
$7,820,635 | — | 31 Dec 2024 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
386,006
|
$7,754,861 | — | 31 Dec 2024 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
382,163
|
$7,677,655 | — | 31 Dec 2024 | |
| CREDIT AGRICOLE S A |
13F
|
Individual |
—
class O/S missing
|
360,565
|
$7,243,750 | — | 31 Dec 2024 | |
| Border to Coast Pensions Partnership Ltd |
13F
|
Company |
—
class O/S missing
|
350,000
|
$7,027,000 | — | 31 Dec 2024 | |
| DENALI ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
349,500
|
$7,021,447 | — | 31 Dec 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
327,372
|
$6,577,000 | — | 31 Dec 2024 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
325,912
|
$6,547,568 | — | 31 Dec 2024 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
321,965
|
$6,468,000 | — | 31 Dec 2024 | |
| S&T BANK/PA |
13F
|
Company |
—
class O/S missing
|
312,575
|
$6,279,631 | — | 31 Dec 2024 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
294,680
|
$5,920,121 | — | 31 Dec 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
289,183
|
$5,809,703 | — | 31 Dec 2024 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
282,713
|
$5,680,000 | — | 31 Dec 2024 | |
| Left Brain Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
275,876
|
$5,542,349 | — | 31 Dec 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
253,428
|
$5,091,378 | — | 31 Dec 2024 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
—
class O/S missing
|
249,700
|
$5,016,473 | — | 31 Dec 2024 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
226,606
|
$4,552,515 | — | 31 Dec 2024 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
212,810
|
$4,275,353 | — | 31 Dec 2024 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
206,840
|
$4,155,416 | — | 31 Dec 2024 | |
| FAS Wealth Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
196,208
|
$3,941,817 | — | 31 Dec 2024 | |
| Graypoint LLC |
13F
|
Company |
—
class O/S missing
|
164,903
|
$3,312,908 | — | 31 Dec 2024 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
—
class O/S missing
|
163,302
|
$3,280,737 | — | 31 Dec 2024 | |
| Baker Avenue Asset Management, LP |
13F
|
Company |
—
class O/S missing
|
162,850
|
$3,271,651 | — | 31 Dec 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
162,106
|
$3,257,000 | — | 31 Dec 2024 | |
| Naviter Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
158,087
|
$3,175,968 | — | 31 Dec 2024 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2025
As of 31 Mar 2025,
Hercules Capital, Inc. - COM (HTGC) was held by
322 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
40,324,369 shares.
The largest 10 holders included
VAN ECK ASSOCIATES CORP, Sound Income Strategies, LLC, TWO SIGMA ADVISERS, LP, MORGAN STANLEY, TWO SIGMA INVESTMENTS, LP, CITADEL ADVISORS LLC, Legal & General Group Plc, LPL Financial LLC, Advisors Capital Management, LLC, and BlackRock, Inc..
This page lists
325
institutional shareholders reporting positions in this security
for the Q1 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2025 vs Q4 2024 Across Filers
Q4 2024 holders
330
Q1 2025 holders
322
Holder diff
-8
| Investor | Q4 2024 Shares | Q1 2025 Shares | Share Diff | Share Chg % | Q4 2024 Value $ | Q1 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.