- Type / Class
- Equity / COM
- Total 13F shares
- 37,769,118
- Share change
- +2,285,649
- Total reported value
- $288,207,273
- Put/Call ratio
- 170%
- Price per share
- $7.64
- Number of holders
- 190
- Value change
- +$13,392,395
- Number of buys
- 103
- Number of sells
- 84
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SHANDA ASSET MANAGEMENT HOLDINGS Ltd |
13F
|
Company |
—
class O/S missing
|
3,505,755
|
$49,151,000 | — | 31 Dec 2019 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
2,353,493
|
$32,996,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,163,972
|
$30,339,000 | — | 31 Dec 2019 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,094,980
|
$29,372,000 | — | 31 Dec 2019 | |
| Granite Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
1,367,625
|
$19,174,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,128,723
|
$15,825,000 | — | 31 Dec 2019 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,127,276
|
$15,804,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,116,068
|
$15,647,000 | — | 31 Dec 2019 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
1,080,258
|
$15,145,000 | — | 31 Dec 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
991,966
|
$13,907,000 | — | 31 Dec 2019 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
898,808
|
$12,601,000 | — | 31 Dec 2019 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
820,171
|
$11,499,000 | — | 31 Dec 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
804,712
|
$11,282,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
747,792
|
$10,484,000 | — | 31 Dec 2019 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
782,087
|
$10,026,000 | — | 31 Dec 2019 | |
| S&T BANK/PA |
13F
|
Company |
—
class O/S missing
|
643,585
|
$9,023,000 | — | 31 Dec 2019 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
—
class O/S missing
|
592,634
|
$8,309,000 | — | 31 Dec 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
582,994
|
$8,174,000 | — | 31 Dec 2019 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
564,686
|
$7,917,000 | — | 31 Dec 2019 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
551,343
|
$7,733,000 | — | 31 Dec 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
543,366
|
$7,603,000 | — | 31 Dec 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
503,829
|
$7,064,000 | — | 31 Dec 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
494,727
|
$6,936,000 | — | 31 Dec 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
416,331
|
$5,837,000 | — | 31 Dec 2019 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
372,180
|
$5,218,000 | — | 31 Dec 2019 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
364,560
|
$5,111,000 | — | 31 Dec 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
310,475
|
$4,353,000 | — | 31 Dec 2019 | |
| MILLER HOWARD INVESTMENTS INC /NY |
13F
|
Company |
—
class O/S missing
|
308,552
|
$4,326,000 | — | 31 Dec 2019 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
299,045
|
$4,193,000 | — | 31 Dec 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
286,738
|
$4,020,000 | — | 31 Dec 2019 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
280,145
|
$3,928,000 | — | 31 Dec 2019 | |
| TRILLIUM ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
263,689
|
$3,697,000 | — | 31 Dec 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
251,191
|
$3,521,000 | — | 31 Dec 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
249,829
|
$3,503,000 | — | 31 Dec 2019 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
247,107
|
$3,464,000 | — | 31 Dec 2019 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
228,701
|
$3,206,000 | — | 31 Dec 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
219,600
|
$3,079,000 | — | 31 Dec 2019 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
—
class O/S missing
|
218,919
|
$3,069,000 | — | 31 Dec 2019 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
212,329
|
$2,977,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
207,813
|
$2,914,000 | — | 31 Dec 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
203,165
|
$2,848,000 | — | 31 Dec 2019 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
—
class O/S missing
|
201,989
|
$2,831,000 | — | 31 Dec 2019 | |
| Polaris Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
172,476
|
$2,418,000 | — | 31 Dec 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
168,671
|
$2,365,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
161,739
|
$2,268,000 | — | 31 Dec 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
156,780
|
$2,198,000 | — | 31 Dec 2019 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
145,401
|
$2,039,000 | — | 31 Dec 2019 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
138,358
|
$1,940,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
135,207
|
$1,895,000 | — | 31 Dec 2019 | |
| Glovista Investments LLC |
13F
|
Company |
—
class O/S missing
|
129,606
|
$1,817,000 | — | 31 Dec 2019 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2020
As of 31 Mar 2020,
Hercules Capital, Inc. - COM (HTGC) was held by
190 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
37,769,118 shares.
The largest 10 holders included
SHANDA ASSET MANAGEMENT HOLDINGS Ltd, PRICE T ROWE ASSOCIATES INC /MD/, Sound Income Strategies, LLC, ROYAL BANK OF CANADA, JPMORGAN CHASE & CO, Granite Investment Partners, LLC, WELLS FARGO & COMPANY/MN, Advisors Capital Management, LLC, Muzinich & Co., Inc., and Sumitomo Mitsui Trust Holdings, Inc..
This page lists
190
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
182
Q1 2020 holders
190
Holder diff
8
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.