- Type / Class
- Equity / COM
- Total 13F shares
- 31,450,444
- Share change
- -240,348
- Total reported value
- $618,431,809
- Put/Call ratio
- 118%
- Price per share
- $19.64
- Number of holders
- 291
- Value change
- -$5,791,477
- Number of buys
- 155
- Number of sells
- 101
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
2,824,840
|
$57,768,000 | — | 30 Jun 2024 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,689,673
|
$55,003,808 | — | 30 Jun 2024 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
1,254,410
|
$25,658,957 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,180,311
|
$24,137,378 | — | 30 Jun 2024 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
946,313
|
$19,352,000 | — | 30 Jun 2024 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
867,395
|
$17,738,228 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
856,288
|
$17,511,083 | — | 30 Jun 2024 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
836,600
|
$17,108,470 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
798,230
|
$16,324,000 | — | 30 Jun 2024 | |
| Strategic Financial Concepts, LLC |
13F
|
Company |
—
class O/S missing
|
353,221
|
$16,300,000 | — | 30 Jun 2024 | |
| Melia Wealth LLC |
13F
|
Company |
—
class O/S missing
|
732,058
|
$14,970,589 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
657,643
|
$13,448,805 | — | 30 Jun 2024 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
651,944
|
$13,332,250 | — | 30 Jun 2024 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
607,669
|
$12,426,839 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
605,633
|
$12,385,185 | — | 30 Jun 2024 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
586,109
|
$11,985,929 | — | 30 Jun 2024 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
404,051
|
$8,262,843 | — | 30 Jun 2024 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
389,732
|
$7,969,996 | — | 30 Jun 2024 | |
| S&T BANK/PA |
13F
|
Company |
—
class O/S missing
|
387,159
|
$7,917,000 | — | 30 Jun 2024 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
386,922
|
$7,912,937 | — | 30 Jun 2024 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
379,548
|
$7,761,757 | — | 30 Jun 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
372,267
|
$7,612,860 | — | 30 Jun 2024 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
371,476
|
$7,596,684 | — | 30 Jun 2024 | |
| TECTONIC ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
370,206
|
$7,570,706 | — | 30 Jun 2024 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
364,247
|
$7,448,851 | — | 30 Jun 2024 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
356,422
|
$7,288,831 | — | 30 Jun 2024 | |
| Border to Coast Pensions Partnership Ltd |
13F
|
Company |
—
class O/S missing
|
350,000
|
$7,160,000 | — | 30 Jun 2024 | |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
340,780
|
$6,968,951 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
330,643
|
$6,762,000 | — | 30 Jun 2024 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
302,445
|
$6,185,000 | — | 30 Jun 2024 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
297,187
|
$6,077,000 | — | 30 Jun 2024 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
295,366
|
$6,040,234 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
272,878
|
$5,580,345 | — | 30 Jun 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
265,027
|
$5,419,822 | — | 30 Jun 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
257,812
|
$5,272,258 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
250,994
|
$5,132,828 | — | 30 Jun 2024 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
237,534
|
$4,857,000 | — | 30 Jun 2024 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
237,366
|
$4,854,000 | — | 30 Jun 2024 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
230,093
|
$4,705,402 | — | 30 Jun 2024 | |
| FAS Wealth Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
208,025
|
$4,254,113 | — | 30 Jun 2024 | |
| Left Brain Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
200,081
|
$4,091,656 | — | 30 Jun 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
186,835
|
$3,820,783 | — | 30 Jun 2024 | |
| Baker Avenue Asset Management, LP |
13F
|
Company |
—
class O/S missing
|
154,690
|
$3,163,404 | — | 30 Jun 2024 | |
| Waterloo Capital, L.P. |
13F
|
Company |
—
class O/S missing
|
150,555
|
$3,078,855 | — | 30 Jun 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
—
class O/S missing
|
147,418
|
$3,014,698 | — | 30 Jun 2024 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
143,038
|
$2,925,127 | — | 30 Jun 2024 | |
| ELEVATION POINT WEALTH PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
142,679
|
$2,917,790 | — | 30 Jun 2024 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
141,879
|
$2,901,426 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
137,622
|
$2,814,000 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
137,561
|
$2,813,188 | — | 30 Jun 2024 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2024
As of 30 Sep 2024,
Hercules Capital, Inc. - COM (HTGC) was held by
291 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
31,450,444 shares.
The largest 10 holders included
VAN ECK ASSOCIATES CORP, Sound Income Strategies, LLC, MORGAN STANLEY, Legal & General Group Plc, LPL Financial LLC, Advisors Capital Management, LLC, Royal Bank of Canada, Melia Wealth LLC, BlackRock, Inc., and WELLS FARGO & COMPANY/MN.
This page lists
293
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
285
Q3 2024 holders
291
Holder diff
6
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.