Security key
427096508
- Security type / class
- Equity / COM
- Total 13F shares
- 31,450,444
- Total 13F value
- $618,431,809
- Share change
- -240,348
- Put/Call ratio
- 118%
- SEC-reported price per share
- $19.64
- Number of holders
- 291
- Value change
- -$5,791,477
- Number of buys
- 155
- Number of sells
- 101
Open additional details 1 more signal available
Report period
Q3 2024
Institutions
291
Top holders
10
HTGC full security history
Ownership snapshot
Full 13F holder table
Hercules Capital, Inc. SEC filings
Hercules Capital, Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VAN ECK ASSOCIATES CORP
Disclosed value leader
VAN ECK ASSOCIATES CORP
Comparable rows
0/15
Latest evidence
30 Jun 2024
13F
Highest disclosed value: $57,768,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
VAN ECK ASSOCIATES CORP has the largest disclosed position value at $57.77M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VAN ECK ASSOCIATES CORP's linked filing trail.
Disclosed position value
Top 5
VAN ECK ASSOCIATES CORP
$57.77M
Sound Income Strategies, LLC
$55M
Legal & General Group Plc
$25.66M
MORGAN STANLEY
$24.14M
Advisors Capital Management, LLC
$19.35M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$57,768,000
2,824,840 shares
|
— | 30 Jun 2024 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$55,003,808
2,689,673 shares
|
— | 30 Jun 2024 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$25,658,957
1,254,410 shares
|
— | 30 Jun 2024 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$24,137,378
1,180,311 shares
|
— | 30 Jun 2024 |
| Advisors Capital Management, LLC |
13F
Company
|
—
class O/S missing
|
$19,352,000
946,313 shares
|
— | 30 Jun 2024 |
| MARSHALL WACE, LLP |
13F
Company
|
—
class O/S missing
|
$17,738,228
867,395 shares
|
— | 30 Jun 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
291
Shares
31,450,444
Rows available
291
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
285
Q3 2024 holders
291
Holder diff
6
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 value | Q3 2024 value | Value change | Value Chg % |
|---|