- Type / Class
- Equity / COM
- Total 13F shares
- 33,317,278
- Share change
- -2,174,805
- Total reported value
- $385,322,975
- Put/Call ratio
- 127%
- Price per share
- $11.57
- Number of holders
- 177
- Value change
- -$24,081,959
- Number of buys
- 88
- Number of sells
- 86
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SHANDA ASSET MANAGEMENT HOLDINGS Ltd |
13F
|
Company |
—
class O/S missing
|
4,029,986
|
$42,194,000 | — | 30 Jun 2020 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
2,409,554
|
$25,228,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,106,506
|
$22,056,000 | — | 30 Jun 2020 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,032,879
|
$21,284,000 | — | 30 Jun 2020 | |
| Granite Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
1,302,468
|
$13,637,000 | — | 30 Jun 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,210,339
|
$12,672,000 | — | 30 Jun 2020 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,128,075
|
$11,811,000 | — | 30 Jun 2020 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
1,114,759
|
$11,672,000 | — | 30 Jun 2020 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,104,150
|
$11,560,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
974,210
|
$10,200,000 | — | 30 Jun 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
963,294
|
$10,086,000 | — | 30 Jun 2020 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
809,277
|
$8,473,000 | — | 30 Jun 2020 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
739,373
|
$7,745,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
657,692
|
$6,886,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
638,752
|
$6,687,000 | — | 30 Jun 2020 | |
| S&T BANK/PA |
13F
|
Company |
—
class O/S missing
|
619,830
|
$6,490,000 | — | 30 Jun 2020 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
—
class O/S missing
|
528,767
|
$5,536,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
494,704
|
$5,180,000 | — | 30 Jun 2020 | |
| MILLER HOWARD INVESTMENTS INC /NY |
13F
|
Company |
—
class O/S missing
|
478,552
|
$5,010,000 | — | 30 Jun 2020 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
460,608
|
$4,823,000 | — | 30 Jun 2020 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
449,974
|
$4,711,000 | — | 30 Jun 2020 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
446,900
|
$4,679,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
410,004
|
$4,293,000 | — | 30 Jun 2020 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
408,633
|
$4,278,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
375,713
|
$3,933,000 | — | 30 Jun 2020 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
351,760
|
$3,682,000 | — | 30 Jun 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
346,932
|
$3,632,000 | — | 30 Jun 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
336,507
|
$3,523,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
264,763
|
$2,772,000 | — | 30 Jun 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
260,734
|
$2,730,000 | — | 30 Jun 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
260,423
|
$2,727,000 | — | 30 Jun 2020 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
258,404
|
$2,705,000 | — | 30 Jun 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
247,400
|
$2,590,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
241,765
|
$2,531,000 | — | 30 Jun 2020 | |
| Aberdeen Group plc |
13F
|
Company |
—
class O/S missing
|
225,000
|
$2,357,000 | — | 30 Jun 2020 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
224,546
|
$2,351,000 | — | 30 Jun 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
220,939
|
$2,313,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
219,465
|
$2,298,000 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
216,133
|
$2,263,000 | — | 30 Jun 2020 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
—
class O/S missing
|
202,253
|
$2,117,000 | — | 30 Jun 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
189,220
|
$1,981,000 | — | 30 Jun 2020 | |
| Triad Investment Management |
13F
|
Company |
—
class O/S missing
|
185,399
|
$1,941,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
184,487
|
$1,932,000 | — | 30 Jun 2020 | |
| Radcliffe Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
168,200
|
$1,761,000 | — | 30 Jun 2020 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
166,504
|
$1,743,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
158,751
|
$1,662,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
153,660
|
$1,608,000 | — | 30 Jun 2020 | |
| Polaris Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
146,372
|
$1,533,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
145,254
|
$1,521,000 | — | 30 Jun 2020 | |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
143,238
|
$1,500,000 | — | 30 Jun 2020 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2020
As of 30 Sep 2020,
Hercules Capital, Inc. - COM (HTGC) was held by
177 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
33,317,278 shares.
The largest 10 holders included
SHANDA ASSET MANAGEMENT HOLDINGS Ltd, PRICE T ROWE ASSOCIATES INC /MD/, ROYAL BANK OF CANADA, Sound Income Strategies, LLC, JPMORGAN CHASE & CO, Granite Investment Partners, LLC, Muzinich & Co., Inc., Sumitomo Mitsui Trust Holdings, Inc., Advisors Capital Management, LLC, and VAN ECK ASSOCIATES CORP.
This page lists
177
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
181
Q3 2020 holders
177
Holder diff
-4
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.