- Type / Class
- Equity / COM
- Total 13F shares
- 46,921,149
- Share change
- +533,383
- Total reported value
- $983,578,973
- Put/Call ratio
- 146%
- Price per share
- $18.91
- Number of holders
- 341
- Value change
- +$10,557,806
- Number of buys
- 168
- Number of sells
- 127
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Union Bancaire Privee, UBP SA |
13F
|
Company |
—
class O/S missing
|
35,781
|
$93,883,578 | — | 30 Jun 2025 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
3,618,427
|
$66,145,000 | — | 30 Jun 2025 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,930,340
|
$53,566,608 | — | 30 Jun 2025 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,909,160
|
$53,179,445 | — | 30 Jun 2025 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
2,081,600
|
$38,051,648 | — | 30 Jun 2025 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,429,585
|
$26,132,820 | — | 30 Jun 2025 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
1,320,316
|
$24,135,376 | — | 30 Jun 2025 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,296,534
|
$23,700,633 | — | 30 Jun 2025 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
1,253,204
|
$22,908,568 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,153,006
|
$21,076,950 | — | 30 Jun 2025 | |
| BlackRock, Inc. |
13F
|
Company |
—
class O/S missing
|
1,066,818
|
$19,501,429 | — | 30 Jun 2025 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
843,114
|
$15,412,124 | — | 30 Jun 2025 | |
| Melia Wealth LLC |
13F
|
Company |
—
class O/S missing
|
793,586
|
$14,506,754 | — | 30 Jun 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
788,373
|
$14,411,000 | — | 30 Jun 2025 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
754,521
|
$13,792,652 | — | 30 Jun 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
753,654
|
$13,776,809 | — | 30 Jun 2025 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
738,169
|
$13,493,729 | — | 30 Jun 2025 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
664,210
|
$12,141,759 | — | 30 Jun 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
633,741
|
$11,584,784 | — | 30 Jun 2025 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
630,644
|
$11,528,172 | — | 30 Jun 2025 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
621,724
|
$11,365,115 | — | 30 Jun 2025 | |
| TECTONIC ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
621,562
|
$11,362,163 | — | 30 Jun 2025 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
—
class O/S missing
|
580,414
|
$10,609,968 | — | 30 Jun 2025 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
570,379
|
$10,426,530 | — | 30 Jun 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
569,202
|
$10,405,035 | — | 30 Jun 2025 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
558,010
|
$10,200,000 | — | 30 Jun 2025 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
526,369
|
$9,622,026 | — | 30 Jun 2025 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
447,641
|
$8,182,872 | — | 30 Jun 2025 | |
| Atom Investors LP |
13F
|
Company |
—
class O/S missing
|
388,483
|
$7,101,469 | — | 30 Jun 2025 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
383,778
|
$7,015,458 | — | 30 Jun 2025 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
382,964
|
$7,000,582 | — | 30 Jun 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
382,751
|
$6,996,688 | — | 30 Jun 2025 | |
| Border to Coast Pensions Partnership Ltd |
13F
|
Company |
—
class O/S missing
|
375,000
|
$6,855,000 | — | 30 Jun 2025 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
349,374
|
$6,386,557 | — | 30 Jun 2025 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
342,857
|
$6,267,426 | — | 30 Jun 2025 | |
| DENALI ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
333,853
|
$6,102,824 | — | 30 Jun 2025 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
327,023
|
$5,977,981 | — | 30 Jun 2025 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
295,514
|
$5,402,009 | — | 30 Jun 2025 | |
| S&T BANK/PA |
13F
|
Company |
—
class O/S missing
|
288,396
|
$5,271,879 | — | 30 Jun 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
287,158
|
$5,249,000 | — | 30 Jun 2025 | |
| Left Brain Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
284,068
|
$5,192,763 | — | 30 Jun 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
268,698
|
$4,911,800 | — | 30 Jun 2025 | |
| Jump Financial, LLC |
13F
|
Company |
—
class O/S missing
|
263,509
|
$4,816,945 | — | 30 Jun 2025 | |
| TWINBEECH CAPITAL LP |
13F
|
Company |
—
class O/S missing
|
262,822
|
$4,804,386 | — | 30 Jun 2025 | |
| Engineers Gate Manager LP |
13F
|
Company |
—
class O/S missing
|
240,946
|
$4,404,493 | — | 30 Jun 2025 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
—
class O/S missing
|
218,061
|
$3,986,155 | — | 30 Jun 2025 | |
| Truvestments Capital LLC |
13F
|
Company |
—
class O/S missing
|
211,138
|
$3,859,604 | — | 30 Jun 2025 | |
| Naviter Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
203,691
|
$3,723,477 | — | 30 Jun 2025 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
203,205
|
$3,714,587 | — | 30 Jun 2025 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
201,867
|
$3,690,129 | — | 30 Jun 2025 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2025
As of 30 Sep 2025,
Hercules Capital, Inc. - COM (HTGC) was held by
341 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
46,921,149 shares.
The largest 10 holders included
VAN ECK ASSOCIATES CORP, Sound Income Strategies, LLC, TWO SIGMA ADVISERS, LP, LPL Financial LLC, MILLENNIUM MANAGEMENT LLC, BlackRock, Inc., TWO SIGMA INVESTMENTS, LP, UBS Group AG, MORGAN STANLEY, and Legal & General Group Plc.
This page lists
341
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
321
Q3 2025 holders
341
Holder diff
20
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.