What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q4 2018?

167 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q4 2018. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / COM
Total 13F shares: 35,320,172
Share change: -1,407,863
Total reported value: $390,524,623
Put/Call ratio: 578%
Price per share: $11.05
Number of holders: 167
Value change: -$21,463,233
Number of buys: 88
Number of sells: 81

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2019
Previous quarter: Q3 2018

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,853,773	$37,556,000	—	30 Sep 2018	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	2,342,434	$30,827,000	—	30 Sep 2018	13F
UBS Group AG	13F	Company	— class O/S missing	2,284,542	$30,065,000	—	30 Sep 2018	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,818,770	$23,935,000	—	30 Sep 2018	13F
SHANDA ASSET MANAGEMENT HOLDINGS Ltd	13F	Company	— class O/S missing	1,630,756	$21,461,000	—	30 Sep 2018	13F
ARES MANAGEMENT LLC	13F	Company	— class O/S missing	1,535,687	$20,210,000	—	30 Sep 2018	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	1,339,660	$17,630,000	—	30 Sep 2018	13F
Granite Investment Partners, LLC	13F	Company	— class O/S missing	1,229,962	$16,186,000	—	30 Sep 2018	13F
Sound Income Strategies, LLC	13F	Company	— class O/S missing	1,117,364	$14,705,000	—	30 Sep 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,109,927	$14,606,000	—	30 Sep 2018	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	890,892	$11,724,000	—	30 Sep 2018	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	874,867	$11,513,000	—	30 Sep 2018	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	826,033	$10,870,000	—	30 Sep 2018	13F
NORTHPOINTE CAPITAL LLC	13F	Company	— class O/S missing	806,923	$10,619,000	—	30 Sep 2018	13F
MORGAN STANLEY	13F	Company	— class O/S missing	782,760	$10,301,000	—	30 Sep 2018	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	725,586	$9,549,000	—	30 Sep 2018	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	714,068	$9,417,000	—	30 Sep 2018	13F
S&T BANK/PA	13F	Company	— class O/S missing	683,581	$8,996,000	—	30 Sep 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	641,935	$8,448,000	—	30 Sep 2018	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	581,239	$7,649,000	—	30 Sep 2018	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	459,700	$6,050,000	—	30 Sep 2018	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	441,885	$5,815,000	—	30 Sep 2018	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	426,227	$5,609,000	—	30 Sep 2018	13F
NOMURA HOLDINGS INC	13F	Company	— class O/S missing	383,585	$5,073,000	—	30 Sep 2018	13F
CNO Financial Group, Inc.	13F	Company	— class O/S missing	379,367	$4,992,000	—	30 Sep 2018	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	355,389	$4,677,000	—	30 Sep 2018	13F
Legal & General Group Plc	13F	Company	— class O/S missing	342,238	$4,506,000	—	30 Sep 2018	13F
TRILLIUM ASSET MANAGEMENT, LLC	13F	Company	— class O/S missing	326,364	$4,295,000	—	30 Sep 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	324,618	$4,272,000	—	30 Sep 2018	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	312,185	$4,108,000	—	30 Sep 2018	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	310,761	$4,090,000	—	30 Sep 2018	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	308,552	$4,061,000	—	30 Sep 2018	13F
Monarch Partners Asset Management LLC	13F	Company	— class O/S missing	299,378	$3,940,000	—	30 Sep 2018	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	278,111	$3,660,000	—	30 Sep 2018	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	266,565	$3,508,000	—	30 Sep 2018	13F
CREDIT AGRICOLE S A	13F	Individual	— class O/S missing	260,000	$3,422,000	—	30 Sep 2018	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	— class O/S missing	256,513	$3,375,000	—	30 Sep 2018	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	253,457	$3,335,000	—	30 Sep 2018	13F
Invesco Ltd.	13F	Company	— class O/S missing	249,987	$3,290,000	—	30 Sep 2018	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	239,017	$3,145,000	—	30 Sep 2018	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	221,020	$2,909,000	—	30 Sep 2018	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	216,562	$2,850,000	—	30 Sep 2018	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	212,045	$2,791,000	—	30 Sep 2018	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	200,405	$2,637,000	—	30 Sep 2018	13F
Polaris Capital Management, LLC	13F	Company	— class O/S missing	193,015	$2,540,000	—	30 Sep 2018	13F
CIBC Private Wealth Group LLC	13F	Company	— class O/S missing	191,690	$2,522,000	—	30 Sep 2018	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	186,586	$2,455,000	—	30 Sep 2018	13F
Opus Capital Group, LLC	13F	Company	— class O/S missing	153,123	$2,015,000	—	30 Sep 2018	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	136,195	$1,792,000	—	30 Sep 2018	13F
Bramshill Investments, LLC	13F	Company	— class O/S missing	129,347	$1,702,000	—	30 Sep 2018	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2018

As of 31 Dec 2018, Hercules Capital, Inc. - COM (HTGC) was held by 167 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 35,320,172 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, SHANDA ASSET MANAGEMENT HOLDINGS Ltd, UBS Group AG, ARES MANAGEMENT LLC, ROYAL BANK OF CANADA, JPMORGAN CHASE & CO, Muzinich & Co., Inc., Sound Income Strategies, LLC, Granite Investment Partners, LLC, and WELLS FARGO & COMPANY/MN. This page lists 167 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

175

Q4 2018 holders

167

Holder diff

-8

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.