Security key
427096508
- Security type / class
- Equity / COM
- Total 13F shares
- 32,064,895
- Total 13F value
- $406,034,459
- Share change
- -2,822,856
- Put/Call ratio
- 746%
- SEC-reported price per share
- $12.66
- Number of holders
- 162
- Value change
- -$31,778,749
- Number of buys
- 87
- Number of sells
- 80
Open additional details 1 more signal available
Report period
Q1 2019
Institutions
162
Top holders
10
HTGC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2019
Previous quarter: Q4 2018
Hercules Capital, Inc. SEC filings
Hercules Capital, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 427096508
Recent filing periods:
Ownership snapshot
Top reported holders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PRICE T ROWE ASSOCIATES I...
Disclosed value leader
PRICE T ROWE ASSOCIATES I...
Comparable rows
0/15
Latest evidence
31 Dec 2018
13F
Highest disclosed value: $30,629,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
PRICE T ROWE ASSOCIATES INC /MD/ has the largest disclosed position value at $30.63M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PRICE T ROWE ASSOCIATES INC /MD/'s linked filing trail.
Disclosed position value
Top 5
PRICE T ROWE ASSOCIATES INC /MD/
$30.63M
SHANDA ASSET MANAGEMENT HOLDINGS Ltd
$23.23M
UBS Group AG
$21.22M
ARES MANAGEMENT LLC
$19.1M
ROYAL BANK OF CANADA
$19.08M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
Company
|
—
class O/S missing
|
$30,629,000
2,771,861 shares
|
— | 31 Dec 2018 |
| SHANDA ASSET MANAGEMENT HOLDINGS Ltd |
13F
Company
|
—
class O/S missing
|
$23,231,000
2,102,327 shares
|
— | 31 Dec 2018 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$21,218,000
1,920,172 shares
|
— | 31 Dec 2018 |
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$19,104,000
1,728,837 shares
|
— | 31 Dec 2018 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$19,085,000
1,727,146 shares
|
— | 31 Dec 2018 |
| JPMORGAN CHASE & CO |
13F
Company
|
—
class O/S missing
|
$17,741,000
1,605,493 shares
|
— | 31 Dec 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
162
Shares
32,064,895
Rows available
162
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
167
Q1 2019 holders
162
Holder diff
-5
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 value | Q1 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend