Hercules Capital, Inc. - COM (HTGC)

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class
Equity / COM
Total 13F shares
36,579,595
Share change
+275,180
Total reported value
$481,360,397
Put/Call ratio
274%
Price per share
$13.16
Number of holders
175
Value change
+$3,783,123
Number of buys
81
Number of sells
73

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2018

As of 30 Sep 2018, Hercules Capital, Inc. - COM (HTGC) was held by 175 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 36,579,595 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, PRINCIPAL FINANCIAL GROUP INC, UBS Group AG, ROYAL BANK OF CANADA, SHANDA ASSET MANAGEMENT HOLDINGS Ltd, ARES MANAGEMENT LLC, Muzinich & Co., Inc., Granite Investment Partners, LLC, Sound Income Strategies, LLC, and WELLS FARGO & COMPANY/MN. This page lists 175 institutional shareholders reporting positions in this security for the Q3 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.