Q3 2018 13F Holders as of 30 Sep 2018
-
Type / Class
-
Equity / COM
-
Number of holders
-
175
-
Total 13F shares, excl. options
-
36,579,595
-
Shares change
-
+275,180
-
Total reported value, excl. options
-
$481,360,397
-
Value change
-
+$3,783,123
-
Put/Call ratio
-
2.74%
-
Number of buys
-
81
-
Number of sells
-
-73
-
Price
-
$13.16
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2018
198 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q3 2018.
Hercules Capital, Inc. - COM (HTGC) has 175 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 36,579,595 shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2,853,773 shares), PRINCIPAL FINANCIAL GROUP INC (2,342,434 shares), UBS Group AG (2,284,542 shares), ROYAL BANK OF CANADA (1,818,524 shares), SHANDA ASSET MANAGEMENT HOLDINGS Ltd (1,630,756 shares), ARES MANAGEMENT LLC (1,535,687 shares), Muzinich & Co., Inc. (1,339,660 shares), Granite Investment Partners, LLC (1,229,962 shares), Sound Income Strategies, LLC (1,117,364 shares), and WELLS FARGO & COMPANY/MN (1,109,927 shares).
This table shows the top 175 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.