Hercules Capital, Inc. - COM (HTGC)

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class
Equity / COM
Total 13F shares
28,837,594
Share change
-117,361
Total reported value
$346,170,187
Put/Call ratio
28%
Price per share
$12.01
Number of holders
141
Value change
-$1,729,327
Number of buys
61
Number of sells
62

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2016

As of 31 Mar 2016 Hercules Capital, Inc. - COM (HTGC) had 141 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions held a total of 28,837,594 shares of stock of the company.
Largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, ROYAL BANK OF CANADA, EDGE ASSET MANAGEMENT, INC, UBS Group AG, ALLIANCEBERNSTEIN L.P., WELLINGTON MANAGEMENT GROUP LLP, NORTHPOINTE CAPITAL LLC, PRINCIPAL FINANCIAL GROUP INC, Invesco Ltd., and Advisors Capital Management, LLC.
This table shows 141 institutional shareholders of the security as of 31 Mar 2016.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.