Q1 2016 13F Holders as of 31 Mar 2016
-
Type / Class
-
Equity / COM
-
Number of holders
-
141
-
Total 13F shares, excl. options
-
28,837,594
-
Shares change
-
-117,361
-
Total reported value, excl. options
-
$346,170,187
-
Value change
-
-$1,729,327
-
Put/Call ratio
-
28%
-
Number of buys
-
61
-
Number of sells
-
62
-
Price
-
$12.01
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2016
As of 31 Mar 2016 Hercules Capital, Inc. - COM (HTGC) had 141 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 28,837,594 shares of stock of the company.
Largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, ROYAL BANK OF CANADA, EDGE ASSET MANAGEMENT, INC, UBS Group AG, ALLIANCEBERNSTEIN L.P., WELLINGTON MANAGEMENT GROUP LLP, NORTHPOINTE CAPITAL LLC, PRINCIPAL FINANCIAL GROUP INC, Invesco Ltd., and Advisors Capital Management, LLC.
This table shows 141 institutional shareholders of the security as of 31 Mar 2016.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.