What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q1 2016?

141 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q1 2016. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class: Equity / COM
Total 13F shares: 28,837,594
Share change: -117,361
Total reported value: $346,170,187
Put/Call ratio: 28%
Price per share: $12.01
Number of holders: 141
Value change: -$1,729,327
Number of buys: 61
Number of sells: 62

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2016
Previous quarter: Q4 2015

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,929,810	$35,714,000	—	31 Dec 2015	13F
EDGE ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	1,614,142	$19,676,000	—	31 Dec 2015	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	1,472,186	$17,946,000	—	31 Dec 2015	13F
UBS Group AG	13F	Company	— class O/S missing	1,447,236	$17,642,000	—	31 Dec 2015	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,427,504	$17,400,000	—	31 Dec 2015	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	— class O/S missing	1,253,883	$15,285,000	—	31 Dec 2015	13F
Invesco Ltd.	13F	Company	— class O/S missing	1,186,434	$14,463,000	—	31 Dec 2015	13F
CARDINAL CAPITAL MANAGEMENT LLC /CT	13F	Company	— class O/S missing	1,058,123	$12,899,000	—	31 Dec 2015	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	1,004,788	$12,248,000	—	31 Dec 2015	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	1,001,010	$12,202,000	—	31 Dec 2015	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	946,876	$11,542,000	—	31 Dec 2015	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	843,211	$10,279,000	—	31 Dec 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	837,891	$10,215,000	—	31 Dec 2015	13F
MORGAN STANLEY	13F	Company	— class O/S missing	823,227	$10,035,000	—	31 Dec 2015	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	759,041	$9,253,000	—	31 Dec 2015	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	688,754	$8,396,000	—	31 Dec 2015	13F
Yorktown Management & Research Co Inc	13F	Company	— class O/S missing	680,000	$8,289,000	—	31 Dec 2015	13F
NWQ INVESTMENT MANAGEMENT COMPANY, LLC	13F	Company	— class O/S missing	577,372	$7,038,000	—	31 Dec 2015	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	454,450	$5,540,000	—	31 Dec 2015	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	387,188	$4,720,000	—	31 Dec 2015	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	378,913	$4,619,000	—	31 Dec 2015	13F
ING GROEP NV	13F	Company	— class O/S missing	330,722	$4,035,000	—	31 Dec 2015	13F
BlackRock Group LTD	13F	Company	— class O/S missing	317,576	$3,871,000	—	31 Dec 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	317,201	$3,865,000	—	31 Dec 2015	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	308,552	$3,761,000	—	31 Dec 2015	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	306,673	$3,738,000	—	31 Dec 2015	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	295,589	$3,603,000	—	31 Dec 2015	13F
BRINKER CAPITAL INC	13F	Company	— class O/S missing	281,577	$3,432,000	—	31 Dec 2015	13F
CHARTWELL INVESTMENT PARTNERS, LLC	13F	Company	— class O/S missing	277,812	$3,387,000	—	31 Dec 2015	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	246,707	$3,007,000	—	31 Dec 2015	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	197,834	$2,409,000	—	31 Dec 2015	13F
Algebris Investments (UK) LLP	13F	Company	— class O/S missing	182,831	$2,229,000	—	31 Dec 2015	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	150,617	$1,836,000	—	31 Dec 2015	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	150,012	$1,829,000	—	31 Dec 2015	13F
RUSSELL FRANK CO/	13F	Company	— class O/S missing	140,085	$1,716,000	—	31 Dec 2015	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	136,900	$1,669,000	—	31 Dec 2015	13F
ASHFORD CAPITAL MANAGEMENT INC	13F	Company	— class O/S missing	130,700	$1,593,000	—	31 Dec 2015	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	122,714	$1,496,000	—	31 Dec 2015	13F
PEAR TREE ADVISORS INC	13F	Company	— class O/S missing	119,420	$1,456,000	—	31 Dec 2015	13F
Polaris Capital Management, LLC	13F	Company	— class O/S missing	119,420	$1,456,000	—	31 Dec 2015	13F
Employees Retirement System of Texas	13F	Company	— class O/S missing	112,108	$1,367,000	—	31 Dec 2015	13F
Legal & General Group Plc	13F	Company	— class O/S missing	109,650	$1,337,000	—	31 Dec 2015	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	— class O/S missing	108,860	$1,327,000	—	31 Dec 2015	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	101,180	$1,233,000	—	31 Dec 2015	13F
LPL Financial LLC	13F	Company	— class O/S missing	92,365	$1,144,000	—	31 Dec 2015	13F
Creegan & Nassoura Financial Group, LLC	13F	Company	— class O/S missing	89,245	$1,088,000	—	31 Dec 2015	13F
IMPAX ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	86,000	$1,048,000	—	31 Dec 2015	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	78,070	$951,000	—	31 Dec 2015	13F
West Family Investments, Inc.	13F	Company	— class O/S missing	77,982	$951,000	—	31 Dec 2015	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	76,500	$933,000	—	31 Dec 2015	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2016

As of 31 Mar 2016, Hercules Capital, Inc. - COM (HTGC) was held by 141 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 28,837,594 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, ROYAL BANK OF CANADA, EDGE ASSET MANAGEMENT, INC, UBS Group AG, ALLIANCEBERNSTEIN L.P., WELLINGTON MANAGEMENT GROUP LLP, NORTHPOINTE CAPITAL LLC, PRINCIPAL FINANCIAL GROUP INC, Invesco Ltd., and Advisors Capital Management, LLC. This page lists 141 institutional shareholders reporting positions in this security for the Q1 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2016 vs Q4 2015 Across Filers

Q4 2015 holders

143

Q1 2016 holders

141

Holder diff

-2

Investor	Q4 2015 Shares	Q1 2016 Shares	Share Diff	Share Chg %	Q4 2015 Value $	Q1 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.