Q1 2016 13F Holders as of 31 Mar 2016
-
Type / Class
-
Equity / COM
-
Number of holders
-
141
-
Total 13F shares, excl. options
-
28,837,594
-
Shares change
-
-117,361
-
Total reported value, excl. options
-
$346,170,187
-
Value change
-
-$1,729,327
-
Put/Call ratio
-
28.4%
-
Number of buys
-
61
-
Number of sells
-
-62
-
Price
-
$12.01
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2016
162 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q1 2016.
Hercules Capital, Inc. - COM (HTGC) has 141 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 28,837,594 shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2,966,770 shares), ROYAL BANK OF CANADA (1,670,318 shares), EDGE ASSET MANAGEMENT, INC (1,594,207 shares), UBS Group AG (1,520,860 shares), ALLIANCEBERNSTEIN L.P. (1,474,346 shares), WELLINGTON MANAGEMENT GROUP LLP (1,405,494 shares), NORTHPOINTE CAPITAL LLC (1,074,964 shares), PRINCIPAL FINANCIAL GROUP INC (1,063,050 shares), Invesco Ltd. (971,612 shares), and Advisors Capital Management, LLC (949,348 shares).
This table shows the top 141 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.