Hercules Capital, Inc. - COM (HTGC)

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class
Equity / COM
Total 13F shares
28,837,594
Share change
-117,361
Total reported value
$346,170,187
Put/Call ratio
28%
Price per share
$12.01
Number of holders
141
Value change
-$1,729,327
Number of buys
61
Number of sells
62

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2016

As of 31 Mar 2016, Hercules Capital, Inc. - COM (HTGC) was held by 141 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 28,837,594 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, ROYAL BANK OF CANADA, EDGE ASSET MANAGEMENT, INC, UBS Group AG, ALLIANCEBERNSTEIN L.P., WELLINGTON MANAGEMENT GROUP LLP, NORTHPOINTE CAPITAL LLC, PRINCIPAL FINANCIAL GROUP INC, Invesco Ltd., and Advisors Capital Management, LLC. This page lists 141 institutional shareholders reporting positions in this security for the Q1 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.