What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q2 2016?

145 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q2 2016. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q2 2016 13F Holders as of 30 Jun 2016

Type / Class: Equity / COM
Total 13F shares: 30,318,362
Share change: +1,365,083
Total reported value: $376,554,505
Put/Call ratio: 14%
Price per share: $12.42
Number of holders: 145
Value change: +$17,107,805
Number of buys: 74
Number of sells: 42

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2016
Previous quarter: Q1 2016

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,966,770	$35,631,000	—	31 Mar 2016	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,670,318	$20,061,000	—	31 Mar 2016	13F
EDGE ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	1,594,207	$19,147,000	—	31 Mar 2016	13F
UBS Group AG	13F	Company	— class O/S missing	1,520,860	$18,266,000	—	31 Mar 2016	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	1,474,346	$17,707,000	—	31 Mar 2016	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	— class O/S missing	1,405,494	$16,880,000	—	31 Mar 2016	13F
NORTHPOINTE CAPITAL LLC	13F	Company	— class O/S missing	1,074,964	$12,910,000	—	31 Mar 2016	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	1,063,050	$12,767,000	—	31 Mar 2016	13F
Invesco Ltd.	13F	Company	— class O/S missing	971,612	$11,669,000	—	31 Mar 2016	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	949,348	$11,401,000	—	31 Mar 2016	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	938,376	$11,269,000	—	31 Mar 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	884,895	$10,626,000	—	31 Mar 2016	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	841,458	$10,106,000	—	31 Mar 2016	13F
MORGAN STANLEY	13F	Company	— class O/S missing	798,344	$9,587,000	—	31 Mar 2016	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	688,985	$8,275,000	—	31 Mar 2016	13F
Yorktown Management & Research Co Inc	13F	Company	— class O/S missing	680,000	$8,167,000	—	31 Mar 2016	13F
CARDINAL CAPITAL MANAGEMENT LLC /CT	13F	Company	— class O/S missing	570,466	$6,851,000	—	31 Mar 2016	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	551,987	$6,629,000	—	31 Mar 2016	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	388,442	$4,665,000	—	31 Mar 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	382,797	$4,597,000	—	31 Mar 2016	13F
ING GROEP NV	13F	Company	— class O/S missing	374,211	$4,494,000	—	31 Mar 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	351,935	$4,226,000	—	31 Mar 2016	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	346,141	$4,157,000	—	31 Mar 2016	13F
BlackRock Group LTD	13F	Company	— class O/S missing	337,436	$4,053,000	—	31 Mar 2016	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	308,552	$3,706,000	—	31 Mar 2016	13F
NWQ INVESTMENT MANAGEMENT COMPANY, LLC	13F	Company	— class O/S missing	306,072	$3,675,924	—	31 Mar 2016	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	296,896	$3,566,000	—	31 Mar 2016	13F
CHARTWELL INVESTMENT PARTNERS, LLC	13F	Company	— class O/S missing	285,062	$3,424,000	—	31 Mar 2016	13F
BRINKER CAPITAL INC	13F	Company	— class O/S missing	267,725	$3,215,000	—	31 Mar 2016	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	237,107	$2,848,000	—	31 Mar 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	173,064	$2,078,000	—	31 Mar 2016	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	164,542	$1,976,000	—	31 Mar 2016	13F
Legal & General Group Plc	13F	Company	— class O/S missing	143,464	$1,724,000	—	31 Mar 2016	13F
West Family Investments, Inc.	13F	Company	— class O/S missing	142,502	$1,711,000	—	31 Mar 2016	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	137,067	$1,645,000	—	31 Mar 2016	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	132,051	$1,586,000	—	31 Mar 2016	13F
Polaris Capital Management, LLC	13F	Company	— class O/S missing	122,636	$1,505,000	—	31 Mar 2016	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	123,427	$1,482,000	—	31 Mar 2016	13F
PEAR TREE ADVISORS INC	13F	Company	— class O/S missing	122,636	$1,473,000	—	31 Mar 2016	13F
Employees Retirement System of Texas	13F	Company	— class O/S missing	112,108	$1,346,000	—	31 Mar 2016	13F
ASHFORD CAPITAL MANAGEMENT INC	13F	Company	— class O/S missing	111,000	$1,333,000	—	31 Mar 2016	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	— class O/S missing	108,860	$1,307,000	—	31 Mar 2016	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	— class O/S missing	99,800	$1,199,000	—	31 Mar 2016	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	98,871	$1,187,000	—	31 Mar 2016	13F
RUSSELL FRANK CO/	13F	Company	— class O/S missing	97,745	$1,174,000	—	31 Mar 2016	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	106,693	$1,079,000	—	31 Mar 2016	13F
Creegan & Nassoura Financial Group, LLC	13F	Company	— class O/S missing	87,745	$1,054,000	—	31 Mar 2016	13F
IMPAX ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	86,000	$1,033,000	—	31 Mar 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	78,088	$938,000	—	31 Mar 2016	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	76,500	$919,000	—	31 Mar 2016	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q2 2016

As of 30 Jun 2016, Hercules Capital, Inc. - COM (HTGC) was held by 145 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 30,318,362 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, EDGE ASSET MANAGEMENT, INC, WELLINGTON MANAGEMENT GROUP LLP, UBS Group AG, ALLIANCEBERNSTEIN L.P., NORTHPOINTE CAPITAL LLC, PRINCIPAL FINANCIAL GROUP INC, and Invesco Ltd.. This page lists 145 institutional shareholders reporting positions in this security for the Q2 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2016 vs Q1 2016 Across Filers

Q1 2016 holders

141

Q2 2016 holders

145

Holder diff

Investor	Q1 2016 Shares	Q2 2016 Shares	Share Diff	Share Chg %	Q1 2016 Value $	Q2 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.