Security key
427096508
- Security type / class
- Equity / COM
- Total 13F shares
- 31,992,439
- Total 13F value
- $654,054,188
- Share change
- -1,417,559
- Put/Call ratio
- 88%
- SEC-reported price per share
- $20.45
- Number of holders
- 285
- Value change
- -$24,699,358
- Number of buys
- 145
- Number of sells
- 113
Open additional details 1 more signal available
Report period
Q2 2024
Institutions
285
Top holders
10
HTGC full security history
Ownership snapshot
Full 13F holder table
Hercules Capital, Inc. SEC filings
Hercules Capital, Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sound Income Strategies, LLC
Disclosed value leader
Sound Income Strategies, LLC
Comparable rows
0/15
Latest evidence
31 Mar 2024
13F
Highest disclosed value: $48,968,494
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Sound Income Strategies, LLC has the largest disclosed position value at $48.97M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Sound Income Strategies, LLC's linked filing trail.
Disclosed position value
Top 5
Sound Income Strategies, LLC
$48.97M
VAN ECK ASSOCIATES CORP
$46.6M
MARSHALL WACE, LLP
$27.66M
Legal & General Group Plc
$22.41M
MORGAN STANLEY
$21.05M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$48,968,494
2,654,119 shares
|
— | 31 Mar 2024 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$46,602,000
2,525,848 shares
|
— | 31 Mar 2024 |
| MARSHALL WACE, LLP |
13F
Company
|
—
class O/S missing
|
$27,659,575
1,499,164 shares
|
— | 31 Mar 2024 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$22,409,575
1,214,282 shares
|
— | 31 Mar 2024 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$21,053,535
1,141,112 shares
|
— | 31 Mar 2024 |
| Hudson Bay Capital Management LP |
13F
Company
|
—
class O/S missing
|
$19,488,108
1,056,266 shares
|
— | 31 Mar 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
285
Shares
31,992,439
Rows available
285
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2024 vs Q1 2024 Across Filers
Q1 2024 holders
290
Q2 2024 holders
285
Holder diff
-5
| Investor | Q1 2024 Shares | Q2 2024 Shares | Share Diff | Share Chg % | Q1 2024 value | Q2 2024 value | Value change | Value Chg % |
|---|