What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q1 2015?

136 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q1 2015. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q1 2015 13F Holders as of 31 Mar 2015

Type / Class: Equity / COM
Total 13F shares: 26,783,669
Share change: +100,668
Total reported value: $361,075,214
Put/Call ratio: 108%
Price per share: $13.48
Number of holders: 136
Value change: -$2,379,180
Number of buys: 67
Number of sells: 65

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2015
Previous quarter: Q4 2014

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,868,800	$42,688,000	—	31 Dec 2014	13F
EDGE ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	1,592,684	$23,699,000	—	31 Dec 2014	13F
UBS Group AG	13F	Company	— class O/S missing	1,428,206	$21,252,000	—	31 Dec 2014	13F
Invesco Ltd.	13F	Company	— class O/S missing	1,117,909	$16,635,000	—	31 Dec 2014	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	1,063,736	$15,828,000	—	31 Dec 2014	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	1,055,488	$15,705,000	—	31 Dec 2014	13F
CARDINAL CAPITAL MANAGEMENT LLC /CT	13F	Company	— class O/S missing	1,010,363	$15,034,000	—	31 Dec 2014	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	870,027	$12,946,000	—	31 Dec 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	786,207	$11,699,000	—	31 Dec 2014	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	706,548	$10,513,000	—	31 Dec 2014	13F
MORGAN STANLEY	13F	Company	— class O/S missing	570,696	$8,493,000	—	31 Dec 2014	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	557,072	$8,289,000	—	31 Dec 2014	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	556,514	$8,281,000	—	31 Dec 2014	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	539,253	$8,024,000	—	31 Dec 2014	13F
ASHFORD CAPITAL MANAGEMENT INC	13F	Company	— class O/S missing	498,492	$7,418,000	—	31 Dec 2014	13F
COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT	13F	Company	— class O/S missing	491,999	$7,320,000	—	31 Dec 2014	13F
Robeco Institutional Asset Management B.V.	13F	Company	— class O/S missing	471,385	$7,015,000	—	31 Dec 2014	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	358,408	$5,333,000	—	31 Dec 2014	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	342,423	$5,095,000	—	31 Dec 2014	13F
NWQ INVESTMENT MANAGEMENT COMPANY, LLC	13F	Company	— class O/S missing	334,710	$4,980,000	—	31 Dec 2014	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	316,619	$4,711,000	—	31 Dec 2014	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	277,573	$4,130,000	—	31 Dec 2014	13F
BlackRock Group LTD	13F	Company	— class O/S missing	265,616	$3,952,000	—	31 Dec 2014	13F
MASON STREET ADVISORS, LLC	13F	Company	— class O/S missing	265,000	$3,943,000	—	31 Dec 2014	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	261,805	$3,896,000	—	31 Dec 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	260,038	$3,869,000	—	31 Dec 2014	13F
WEDGE CAPITAL MANAGEMENT L L P/NC	13F	Company	— class O/S missing	253,735	$3,776,000	—	31 Dec 2014	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	245,823	$3,658,000	—	31 Dec 2014	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	243,839	$3,628,000	—	31 Dec 2014	13F
SCOUT INVESTMENTS, INC.	13F	Company	— class O/S missing	241,650	$3,596,000	—	31 Dec 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	229,921	$3,421,000	—	31 Dec 2014	13F
COMERICA BANK	13F	Company	— class O/S missing	216,932	$3,228,000	—	31 Dec 2014	13F
CHARTWELL INVESTMENT PARTNERS, LLC	13F	Company	— class O/S missing	209,005	$3,110,000	—	31 Dec 2014	13F
Yorktown Management & Research Co Inc	13F	Company	— class O/S missing	200,000	$2,976,000	—	31 Dec 2014	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	190,777	$2,839,000	—	31 Dec 2014	13F
Fiera Capital Corp	13F	Company	— class O/S missing	176,600	$2,628,000	—	31 Dec 2014	13F
RUSSELL FRANK CO/	13F	Company	— class O/S missing	172,497	$2,565,000	—	31 Dec 2014	13F
Granite Investment Partners, LLC	13F	Company	— class O/S missing	167,357	$2,490,000	—	31 Dec 2014	13F
Na Bokf	13F	Individual	— class O/S missing	164,005	$2,440,000	—	31 Dec 2014	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	151,011	$2,247,000	—	31 Dec 2014	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	147,033	$2,187,000	—	31 Dec 2014	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	144,790	$2,153,000	—	31 Dec 2014	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	138,069	$2,054,000	—	31 Dec 2014	13F
FIFTH THIRD BANCORP	13F	Company	— class O/S missing	138,009	$2,054,000	—	31 Dec 2014	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	132,936	$1,978,000	—	31 Dec 2014	13F
STEPHENS INC /AR/	13F	Company	— class O/S missing	128,099	$1,906,000	—	31 Dec 2014	13F
Employees Retirement System of Texas	13F	Company	— class O/S missing	112,108	$1,668,000	—	31 Dec 2014	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	111,726	$1,662,000	—	31 Dec 2014	13F
Nationwide Fund Advisors	13F	Company	— class O/S missing	107,643	$1,602,000	—	31 Dec 2014	13F
BROWN ADVISORY INC	13F	Company	— class O/S missing	105,251	$1,566,000	—	31 Dec 2014	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2015

As of 31 Mar 2015, Hercules Capital, Inc. - COM (HTGC) was held by 136 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 26,783,669 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, EDGE ASSET MANAGEMENT, INC, UBS Group AG, Invesco Ltd., Advisors Capital Management, LLC, LSV ASSET MANAGEMENT, CARDINAL CAPITAL MANAGEMENT LLC /CT, LOOMIS SAYLES & CO L P, WELLS FARGO & COMPANY/MN, and MORGAN STANLEY. This page lists 136 institutional shareholders reporting positions in this security for the Q1 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2015 vs Q4 2014 Across Filers

Q4 2014 holders

142

Q1 2015 holders

136

Holder diff

-6

Investor	Q4 2014 Shares	Q1 2015 Shares	Share Diff	Share Chg %	Q4 2014 Value $	Q1 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.