What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q4 2014?

142 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q4 2014. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q4 2014 13F Holders as of 31 Dec 2014

Type / Class: Equity / COM
Total 13F shares: 26,687,095
Share change: -200,336
Total reported value: $397,087,953
Price per share: $14.88
Number of holders: 142
Value change: -$2,543,098
Number of buys: 63
Number of sells: 62

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2015
Previous quarter: Q3 2014

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,891,100	$41,805,000	—	30 Sep 2014	13F
EDGE ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	1,586,449	$22,940,000	—	30 Sep 2014	13F
UBS AG	13F	Company	— class O/S missing	1,280,266	$18,513,000	—	30 Sep 2014	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	1,044,588	$15,104,000	—	30 Sep 2014	13F
CARDINAL CAPITAL MANAGEMENT LLC /CT	13F	Company	— class O/S missing	1,027,170	$14,853,000	—	30 Sep 2014	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	1,013,803	$14,660,000	—	30 Sep 2014	13F
Invesco Ltd.	13F	Company	— class O/S missing	981,698	$14,195,000	—	30 Sep 2014	13F
Robeco Institutional Asset Management B.V.	13F	Company	— class O/S missing	907,301	$13,118,000	—	30 Sep 2014	13F
LAFFER TENGLER INVESTMENTS, INC.	13F	Company	— class O/S missing	762,533	$11,026,227	—	30 Sep 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	738,122	$10,672,000	—	30 Sep 2014	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	660,737	$9,554,000	—	30 Sep 2014	13F
MORGAN STANLEY	13F	Company	— class O/S missing	649,340	$9,389,000	—	30 Sep 2014	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	637,465	$9,218,000	—	30 Sep 2014	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	617,881	$8,935,000	—	30 Sep 2014	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	593,854	$8,587,000	—	30 Sep 2014	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	593,030	$8,575,000	—	30 Sep 2014	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	556,011	$8,040,000	—	30 Sep 2014	13F
COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT	13F	Company	— class O/S missing	539,803	$7,805,000	—	30 Sep 2014	13F
NWQ INVESTMENT MANAGEMENT COMPANY, LLC	13F	Company	— class O/S missing	430,400	$6,224,000	—	30 Sep 2014	13F
ASHFORD CAPITAL MANAGEMENT INC	13F	Company	— class O/S missing	397,992	$5,755,000	—	30 Sep 2014	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	350,618	$5,069,000	—	30 Sep 2014	13F
BlackRock Group LTD	13F	Company	— class O/S missing	297,881	$4,307,000	—	30 Sep 2014	13F
MASON STREET ADVISORS, LLC	13F	Company	— class O/S missing	265,000	$3,832,000	—	30 Sep 2014	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	262,193	$3,792,000	—	30 Sep 2014	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	260,533	$3,767,000	—	30 Sep 2014	13F
WEDGE CAPITAL MANAGEMENT L L P/NC	13F	Company	— class O/S missing	256,993	$3,716,000	—	30 Sep 2014	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	252,723	$3,654,000	—	30 Sep 2014	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	245,339	$3,548,000	—	30 Sep 2014	13F
SCOUT INVESTMENTS, INC.	13F	Company	— class O/S missing	241,275	$3,489,000	—	30 Sep 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	228,700	$3,308,000	—	30 Sep 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	225,267	$3,257,000	—	30 Sep 2014	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	223,849	$3,237,000	—	30 Sep 2014	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	189,834	$2,743,000	—	30 Sep 2014	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	161,415	$2,334,000	—	30 Sep 2014	13F
RUSSELL FRANK CO/	13F	Company	— class O/S missing	161,097	$2,329,000	—	30 Sep 2014	13F
Fiera Capital Corp	13F	Company	— class O/S missing	154,700	$2,237,000	—	30 Sep 2014	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	149,719	$2,165,000	—	30 Sep 2014	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	141,250	$2,043,000	—	30 Sep 2014	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	141,045	$2,040,000	—	30 Sep 2014	13F
FIFTH THIRD BANCORP	13F	Company	— class O/S missing	140,714	$2,035,000	—	30 Sep 2014	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	139,196	$2,013,000	—	30 Sep 2014	13F
Algebris Investments (UK) LLP	13F	Company	— class O/S missing	136,120	$1,968,000	—	30 Sep 2014	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	131,994	$1,909,000	—	30 Sep 2014	13F
Yorktown Management & Research Co Inc	13F	Company	— class O/S missing	130,000	$1,880,000	—	30 Sep 2014	13F
STEPHENS INC /AR/	13F	Company	— class O/S missing	125,645	$1,817,000	—	30 Sep 2014	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	123,140	$1,781,000	—	30 Sep 2014	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	— class O/S missing	123,140	$1,780,000	—	30 Sep 2014	13F
COMERICA BANK	13F	Company	— class O/S missing	122,655	$1,774,000	—	30 Sep 2014	13F
Nationwide Fund Advisors	13F	Company	— class O/S missing	120,543	$1,743,000	—	30 Sep 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	115,938	$1,676,461	—	30 Sep 2014	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2014

As of 31 Dec 2014, Hercules Capital, Inc. - COM (HTGC) was held by 142 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 26,687,095 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, EDGE ASSET MANAGEMENT, INC, UBS Group AG, Invesco Ltd., Advisors Capital Management, LLC, LSV ASSET MANAGEMENT, CARDINAL CAPITAL MANAGEMENT LLC /CT, LOOMIS SAYLES & CO L P, Laffer Investments, and WELLS FARGO & COMPANY/MN. This page lists 142 institutional shareholders reporting positions in this security for the Q4 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2014 vs Q3 2014 Across Filers

Q3 2014 holders

135

Q4 2014 holders

142

Holder diff

Investor	Q3 2014 Shares	Q4 2014 Shares	Share Diff	Share Chg %	Q3 2014 Value $	Q4 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.