What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q1 2014?

156 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q1 2014. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class: Equity / COM
Total 13F shares: 31,533,175
Share change: +555,576
Total reported value: $443,685,936
Put/Call ratio: 299%
Price per share: $14.07
Number of holders: 156
Value change: +$4,088,568
Number of buys: 94
Number of sells: 51

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2014
Previous quarter: Q4 2013

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,851,460	$46,764,000	—	31 Dec 2013	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	1,545,083	$25,339,000	—	31 Dec 2013	13F
BlackRock Fund Advisors	13F	Company	— class O/S missing	1,543,619	$25,315,000	—	31 Dec 2013	13F
COMERICA BANK	13F	Company	— class O/S missing	1,502,061	$24,634,000	—	31 Dec 2013	13F
STATE STREET CORP	13F	Company	— class O/S missing	1,080,159	$17,715,000	—	31 Dec 2013	13F
UBS AG	13F	Company	— class O/S missing	1,062,552	$17,426,000	—	31 Dec 2013	13F
CARDINAL CAPITAL MANAGEMENT LLC /CT	13F	Company	— class O/S missing	1,016,611	$16,672,000	—	31 Dec 2013	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	975,794	$16,003,000	—	31 Dec 2013	13F
ING GROEP NV	13F	Company	— class O/S missing	970,000	$15,918,000	—	31 Dec 2013	13F
Invesco Ltd.	13F	Company	— class O/S missing	899,330	$14,748,000	—	31 Dec 2013	13F
MORGAN STANLEY	13F	Company	— class O/S missing	882,126	$14,466,000	—	31 Dec 2013	13F
Robeco Institutional Asset Management B.V.	13F	Company	— class O/S missing	831,879	$13,644,000	—	31 Dec 2013	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	— class O/S missing	773,527	$12,686,000	—	31 Dec 2013	13F
EDGE ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	763,692	$12,525,000	—	31 Dec 2013	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	748,138	$12,269,000	—	31 Dec 2013	13F
VANGUARD GROUP INC	13F	Company	— class O/S missing	720,864	$11,822,000	—	31 Dec 2013	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	659,169	$10,810,000	—	31 Dec 2013	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	607,978	$9,971,000	—	31 Dec 2013	13F
COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT	13F	Company	— class O/S missing	574,070	$9,414,000	—	31 Dec 2013	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	545,945	$8,953,000	—	31 Dec 2013	13F
LAFFER TENGLER INVESTMENTS, INC.	13F	Company	— class O/S missing	523,631	$8,587,552	—	31 Dec 2013	13F
ASHFORD CAPITAL MANAGEMENT INC	13F	Company	— class O/S missing	471,644	$7,735,000	—	31 Dec 2013	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	438,844	$7,197,000	—	31 Dec 2013	13F
BlackRock Group LTD	13F	Company	— class O/S missing	419,419	$6,878,000	—	31 Dec 2013	13F
WEDGE CAPITAL MANAGEMENT L L P/NC	13F	Company	— class O/S missing	349,251	$5,728,000	—	31 Dec 2013	13F
DRIEHAUS CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	337,439	$5,534,000	—	31 Dec 2013	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	310,446	$5,092,000	—	31 Dec 2013	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	290,273	$4,760,000	—	31 Dec 2013	13F
MASON STREET ADVISORS, LLC	13F	Company	— class O/S missing	262,400	$4,303,000	—	31 Dec 2013	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	261,163	$4,283,000	—	31 Dec 2013	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	260,166	$4,267,000	—	31 Dec 2013	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	256,835	$4,212,000	—	31 Dec 2013	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	249,496	$4,092,000	—	31 Dec 2013	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	245,922	$4,031,000	—	31 Dec 2013	13F
SCOUT INVESTMENTS, INC.	13F	Company	— class O/S missing	239,900	$3,934,000	—	31 Dec 2013	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	231,943	$3,804,000	—	31 Dec 2013	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	223,093	$3,659,000	—	31 Dec 2013	13F
BlackRock Investment Management, LLC	13F	Company	— class O/S missing	208,783	$3,424,000	—	31 Dec 2013	13F
BROWN ADVISORY INC	13F	Company	— class O/S missing	192,900	$3,164,000	—	31 Dec 2013	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	191,034	$3,133,000	—	31 Dec 2013	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	166,515	$2,732,000	—	31 Dec 2013	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	154,208	$2,529,000	—	31 Dec 2013	13F
FIFTH THIRD BANCORP	13F	Company	— class O/S missing	136,451	$2,238,000	—	31 Dec 2013	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	136,157	$2,233,000	—	31 Dec 2013	13F
FULLER & THALER ASSET MANAGEMENT, INC.	13F	Company	— class O/S missing	134,675	$2,209,000	—	31 Dec 2013	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	120,347	$1,974,000	—	31 Dec 2013	13F
RUSSELL FRANK CO/	13F	Company	— class O/S missing	117,585	$1,843,000	—	31 Dec 2013	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	111,937	$1,836,000	—	31 Dec 2013	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	— class O/S missing	111,570	$1,830,000	—	31 Dec 2013	13F
Nationwide Fund Advisors	13F	Company	— class O/S missing	109,553	$1,797,000	—	31 Dec 2013	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2014

As of 31 Mar 2014, Hercules Capital, Inc. - COM (HTGC) was held by 156 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 31,533,175 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, NORTHERN TRUST CORP, COMERICA BANK, BlackRock Fund Advisors, UBS AG, EDGE ASSET MANAGEMENT, INC, MORGAN STANLEY, State Street Corp, Advisors Asset Management, Inc., and Robeco Institutional Asset Management B.V.. This page lists 156 institutional shareholders reporting positions in this security for the Q1 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders

147

Q1 2014 holders

156

Holder diff

Investor	Q4 2013 Shares	Q1 2014 Shares	Share Diff	Share Chg %	Q4 2013 Value $	Q1 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.