Hercules Capital, Inc. - COM (HTGC)

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / COM
Total 13F shares
31,533,175
Share change
+555,576
Total reported value
$443,685,936
Put/Call ratio
299%
Price per share
$14.07
Number of holders
156
Value change
+$4,088,568
Number of buys
94
Number of sells
51

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2014

As of 31 Mar 2014, Hercules Capital, Inc. - COM (HTGC) was held by 156 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 31,533,175 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, NORTHERN TRUST CORP, COMERICA BANK, BlackRock Fund Advisors, UBS AG, EDGE ASSET MANAGEMENT, INC, MORGAN STANLEY, State Street Corp, Advisors Asset Management, Inc., and Robeco Institutional Asset Management B.V.. This page lists 156 institutional shareholders reporting positions in this security for the Q1 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.