Q1 2014 13F Holders as of 31 Mar 2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
156
-
Total 13F shares, excl. options
-
31,533,175
-
Shares change
-
+555,576
-
Total reported value, excl. options
-
$443,685,936
-
Value change
-
+$4,088,568
-
Put/Call ratio
-
299%
-
Number of buys
-
94
-
Number of sells
-
-51
-
Price
-
$14.07
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2014
178 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q1 2014.
Hercules Capital, Inc. - COM (HTGC) has 156 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 31,533,175 shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2,853,760 shares), NORTHERN TRUST CORP (1,694,079 shares), COMERICA BANK (1,600,920 shares), BlackRock Fund Advisors (1,532,335 shares), UBS AG (1,185,524 shares), EDGE ASSET MANAGEMENT, INC (1,106,975 shares), MORGAN STANLEY (1,048,528 shares), State Street Corp (1,029,705 shares), Advisors Asset Management, Inc. (1,029,402 shares), and Robeco Institutional Asset Management B.V. (1,015,183 shares).
This table shows the top 156 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.