What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q2 2014?

151 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q2 2014. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class: Equity / COM
Total 13F shares: 29,371,437
Share change: -2,243,526
Total reported value: $474,412,923
Put/Call ratio: 648%
Price per share: $16.16
Number of holders: 151
Value change: -$27,960,440
Number of buys: 94
Number of sells: 67

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2014
Previous quarter: Q1 2014

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,853,760	$40,152,000	—	31 Mar 2014	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	1,694,079	$23,837,000	—	31 Mar 2014	13F
COMERICA BANK	13F	Company	— class O/S missing	1,600,920	$22,524,000	—	31 Mar 2014	13F
BlackRock Fund Advisors	13F	Company	— class O/S missing	1,532,335	$21,560,000	—	31 Mar 2014	13F
UBS AG	13F	Company	— class O/S missing	1,185,524	$16,681,000	—	31 Mar 2014	13F
EDGE ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	1,106,975	$15,575,000	—	31 Mar 2014	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,048,528	$14,754,000	—	31 Mar 2014	13F
STATE STREET CORP	13F	Company	— class O/S missing	1,029,705	$14,487,000	—	31 Mar 2014	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	1,029,402	$14,484,000	—	31 Mar 2014	13F
Robeco Institutional Asset Management B.V.	13F	Company	— class O/S missing	1,015,183	$14,283,000	—	31 Mar 2014	13F
CARDINAL CAPITAL MANAGEMENT LLC /CT	13F	Company	— class O/S missing	1,009,095	$14,198,000	—	31 Mar 2014	13F
Invesco Ltd.	13F	Company	— class O/S missing	873,266	$12,288,000	—	31 Mar 2014	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	799,081	$11,243,000	—	31 Mar 2014	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	— class O/S missing	777,876	$10,945,000	—	31 Mar 2014	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	653,257	$9,191,000	—	31 Mar 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	648,743	$9,127,000	—	31 Mar 2014	13F
COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT	13F	Company	— class O/S missing	618,745	$8,705,000	—	31 Mar 2014	13F
LAFFER TENGLER INVESTMENTS, INC.	13F	Company	— class O/S missing	581,511	$8,181,859	—	31 Mar 2014	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	538,932	$7,583,000	—	31 Mar 2014	13F
ASHFORD CAPITAL MANAGEMENT INC	13F	Company	— class O/S missing	465,922	$6,556,000	—	31 Mar 2014	13F
BlackRock Group LTD	13F	Company	— class O/S missing	446,624	$6,283,000	—	31 Mar 2014	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	446,540	$6,283,000	—	31 Mar 2014	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	434,544	$6,114,000	—	31 Mar 2014	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	296,420	$4,171,000	—	31 Mar 2014	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	284,450	$4,002,000	—	31 Mar 2014	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	282,983	$3,982,000	—	31 Mar 2014	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	278,213	$3,915,000	—	31 Mar 2014	13F
MASON STREET ADVISORS, LLC	13F	Company	— class O/S missing	265,000	$3,729,000	—	31 Mar 2014	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	261,831	$3,684,000	—	31 Mar 2014	13F
WEDGE CAPITAL MANAGEMENT L L P/NC	13F	Company	— class O/S missing	259,168	$3,646,000	—	31 Mar 2014	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	258,225	$3,632,000	—	31 Mar 2014	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	251,217	$3,535,000	—	31 Mar 2014	13F
RUSSELL FRANK CO/	13F	Company	— class O/S missing	243,771	$3,430,000	—	31 Mar 2014	13F
SCOUT INVESTMENTS, INC.	13F	Company	— class O/S missing	240,125	$3,379,000	—	31 Mar 2014	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	237,513	$3,342,000	—	31 Mar 2014	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	223,773	$3,149,000	—	31 Mar 2014	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	219,543	$3,089,000	—	31 Mar 2014	13F
BlackRock Investment Management, LLC	13F	Company	— class O/S missing	210,708	$2,965,000	—	31 Mar 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	189,254	$2,663,000	—	31 Mar 2014	13F
Penn Capital Management Company, LLC	13F	Company	— class O/S missing	174,657	$2,457,000	—	31 Mar 2014	13F
VANGUARD GROUP INC	13F	Company	— class O/S missing	148,545	$2,090,000	—	31 Mar 2014	13F
FIFTH THIRD BANCORP	13F	Company	— class O/S missing	140,650	$1,979,000	—	31 Mar 2014	13F
Fiera Capital Corp	13F	Company	— class O/S missing	132,100	$1,859,000	—	31 Mar 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	130,804	$1,841,000	—	31 Mar 2014	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	130,706	$1,839,000	—	31 Mar 2014	13F
Sterling Capital Management LLC	13F	Company	— class O/S missing	130,351	$1,834,000	—	31 Mar 2014	13F
BROWN ADVISORY INC	13F	Company	— class O/S missing	118,296	$1,664,000	—	31 Mar 2014	13F
STEPHENS INC /AR/	13F	Company	— class O/S missing	115,510	$1,625,000	—	31 Mar 2014	13F
Nationwide Fund Advisors	13F	Company	— class O/S missing	113,685	$1,600,000	—	31 Mar 2014	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	— class O/S missing	111,870	$1,574,000	—	31 Mar 2014	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q2 2014

As of 30 Jun 2014, Hercules Capital, Inc. - COM (HTGC) was held by 151 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 29,371,437 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, UBS AG, EDGE ASSET MANAGEMENT, INC, MORGAN STANLEY, CARDINAL CAPITAL MANAGEMENT LLC /CT, Robeco Institutional Asset Management B.V., Invesco Ltd., Advisors Capital Management, LLC, LSV ASSET MANAGEMENT, and WELLS FARGO & COMPANY/MN. This page lists 151 institutional shareholders reporting positions in this security for the Q2 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2014 vs Q1 2014 Across Filers

Q1 2014 holders

156

Q2 2014 holders

151

Holder diff

-5

Investor	Q1 2014 Shares	Q2 2014 Shares	Share Diff	Share Chg %	Q1 2014 Value $	Q2 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.