APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI)

Historical Holders from Q1 2014 to Q3 2025

Symbol: AAOI on Nasdaq
Type / Class: Equity / Common Stock, Par value $0.001
Shares outstanding: 63,656,409
All holders as of 30 Sep 2025: Q3 2025
Total 13F shares, excl. options: 39,723,473
Holdings value: $1,030,591,998
% of all portfolios: 0.002%
Number of holders: 176
Number of buys: 112
Number of sells: -66
Average buys %: +0%
Average sells %: -0%

Reported Shares, Excluding Options vs Price

Reported Value, Excluding Options

Total Investors

Significant Owners of APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI)

Filer	Ownership	Change %	Holdings Value	Net Change	Nb Shares	Change %	Reporting Name	Report Period
VANGUARD GROUP INC	7.25%		$104,626,635		4,072,660		The Vanguard Group	30 Jun 2025
JPMORGAN CHASE & CO	4.4%	-38.8%	$72,626,870	-$49,989,643	2,800,882	-40.8%	JPMORGAN CHASE & CO.	31 Oct 2025
D. E. SHAW & CO, L.P.	4.2%	-18%	$28,708,300	-$3,365,160	2,239,337	-10.5%	D. E. Shaw & Co., L.P.	31 Mar 2025

Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI)

Period	Reported Shares, Excl. Options	Value, Excl. Options	Change	Puts Notional Value	Calls Notional Value	Price	Investors
2025 Q3	39,723,473	$1,030,591,998	+$177,255,769	$164,369,269	$81,792,964	$25.93	176
2025 Q2	33,000,153	$848,474,140	+$103,904,079	$33,439,341	$47,500,749	$25.69	144
2025 Q1	31,102,931	$477,543,294	-$122,043,275	$19,296,822	$16,691,386	$15.35	143
2024 Q4	30,700,536	$1,131,273,628	+$195,252,486	$98,227,286	$112,794,682	$36.86	155
2024 Q3	29,469,796	$421,680,013	+$39,236,735	$17,571,357	$23,427,412	$14.31	140
2024 Q2	29,151,480	$241,668,304	-$21,542,131	$11,531,390	$9,044,390	$8.29	130
2024 Q1	28,634,139	$396,942,786	+$62,150,365	$11,527,362	$12,913,362	$13.86	116
2023 Q4	23,576,575	$455,501,973	+$163,483,529	$12,538,816	$18,276,012	$19.32	102
2023 Q3	15,651,957	$171,681,398	+$44,314,739	$12,489,297	$16,245,473	$10.97	75
2023 Q2	12,020,425	$71,620,247	+$20,792,306	$203,276	$1,255,204	$5.96	53
2023 Q1	8,775,799	$19,393,623	-$668,465	$32,708	$70,278	$2.21	51
2022 Q4	9,269,589	$17,516,982	-$577,856	$523,963	$156,681	$1.89	56
2022 Q3	9,275,493	$25,232,632	-$622,676	$1,020,000	$434,000	$2.72	54
2022 Q2	9,482,231	$14,692,930	-$3,328,231	$542,000	$127,000	$1.55	49
2022 Q1	9,751,108	$35,590,365	-$4,578,543	$1,236,000	$275,000	$3.65	62
2021 Q4	10,845,778	$55,744,440	-$17,461,679	$2,767,000	$747,000	$5.14	77
2021 Q3	13,458,042	$96,653,821	+$458,892	$4,002,000	$1,042,000	$7.18	93
2021 Q2	13,193,286	$111,739,298	-$6,453,613	$5,040,000	$1,991,000	$8.47	99
2021 Q1	14,077,618	$117,673,376	+$22,691,495	$5,688,000	$1,780,000	$8.36	102
2020 Q4	11,204,260	$95,352,448	-$568,601	$6,972,000	$6,540,000	$8.51	95
2020 Q3	10,952,225	$123,188,734	-$9,980,045	$9,606,000	$5,922,000	$11.25	100
2020 Q2	11,831,945	$128,521,804	+$2,313,188	$8,195,000	$4,440,000	$10.87	103
2020 Q1	11,966,616	$90,849,256	-$5,634,099	$6,555,000	$3,137,000	$7.59	95
2019 Q4	12,078,915	$143,491,133	-$7,789,684	$20,379,000	$5,517,000	$11.88	108
2019 Q3	12,428,763	$139,410,629	-$5,663,280	$20,462,000	$6,182,000	$11.22	104
2019 Q2	12,960,762	$133,357,757	+$4,049,234	$12,664,000	$8,231,000	$10.28	122
2019 Q1	12,580,804	$153,481,778	+$4,702,454	$14,317,000	$9,595,000	$12.2	128
2018 Q4	11,961,716	$184,554,662	-$43,855,247	$32,605,000	$15,248,000	$15.43	131
2018 Q3	13,325,526	$328,657,947	-$72,674,817	$46,405,000	$25,813,000	$24.66	144
2018 Q2	14,287,314	$641,521,190	+$51,625,628	$90,576,000	$39,750,000	$44.9	157
2018 Q1	13,701,818	$343,355,410	+$28,257,303	$36,602,000	$22,728,000	$25.06	150
2017 Q4	12,081,099	$456,716,083	-$186,099,469	$77,068,000	$41,491,000	$37.82	165
2017 Q3	14,813,009	$957,751,107	-$60,504,093	$193,753,000	$110,614,000	$64.67	198
2017 Q2	15,825,249	$977,899,383	+$70,705,793	$98,199,000	$86,283,000	$61.79	206
2017 Q1	14,872,542	$834,122,548	+$163,891,034	$28,409,000	$22,329,000	$56.15	143
2016 Q4	13,466,074	$315,856,406	+$17,349,190	$3,512,000	$1,453,000	$23.44	110
2016 Q3	12,851,759	$285,431,041	+$673,750	$5,726,000	$5,171,000	$22.21	94
2016 Q2	13,683,208	$152,553,720	-$14,042,915	$1,518,000	$1,501,000	$11.15	79
2016 Q1	14,458,096	$215,597,709	+$13,259,594	$76,000	$20,000	$14.91	90
2015 Q4	13,540,399	$232,611,594	+$16,088,031	$3,363,000	$2,714,000	$17.16	81
2015 Q3	12,451,323	$233,826,969	+$56,609,892	$4,119,000	$1,768,000	$18.78	87
2015 Q2	9,881,448	$171,543,592	+$29,545,075	$736,000	$1,672,000	$17.36	80
2015 Q1	8,261,036	$114,665,145	+$1,069,615	$498,000	$0	$13.88	72
2014 Q4	8,384,333	$94,070,904	-$18,255,159	$320,000	$155,000	$11.22	71
2014 Q3	8,757,877	$140,999,508	-$17,131,757			$16.1	85
2014 Q2	9,321,788	$216,259,202	+$48,259,164			$23.2	89
2014 Q1	7,242,710	$178,549,471	+$100,972,965			$24.67	81