Security key
03823U102
APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI)
CUSIP: 03823U102
Q1 2024 13F Holders as of 31 Mar 2024
- Security type / class
- Equity / Common Stock, Par value $0.001
- Total 13F shares
- 28,634,139
- Total 13F value
- $396,942,786
- Share change
- +5,047,119
- Put/Call ratio
- 89%
- SEC-reported price per share
- $13.86
- Number of holders
- 116
- Value change
- +$62,150,365
- Number of buys
- 75
- Number of sells
- 56
- Shares outstanding
- 81,364,875
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2024
Institutions
116
Top holders
10
AAOI full security history
Ownership snapshot
Full 13F holder table
APPLIED OPTOELECTRONICS, INC. SEC filings
APPLIED OPTOELECTRONICS, INC. company facts
Broader feeds
Ownership snapshot
Top reported holders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
DRIEHAUS CAPITAL MANAGEME...
Disclosed value leader
DRIEHAUS CAPITAL MANAGEME...
Comparable rows
15/15
Latest evidence
31 Dec 2023
13F
Lead comparable stake: 3.4%
Showing 1-6 of 15 holder rows.
Quick read
DRIEHAUS CAPITAL MANAGEMENT LLC leads the comparable SEC ownership view at 3.4%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens DRIEHAUS CAPITAL MANAGEMENT LLC's linked filing trail.
Comparable ownership
Top 5
DRIEHAUS CAPITAL MANAGEMENT LLC
3.4%
Portolan Capital Management, LLC
1.9%
VANGUARD GROUP INC
1.9%
Hood River Capital Management LLC
1.7%
Whale Rock Capital Management LLC
1.3%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| DRIEHAUS CAPITAL MANAGEMENT LLC |
13F
Company
|
3.4%
|
$53,445,264
2,766,318 shares
|
— | 31 Dec 2023 |
| Portolan Capital Management, LLC |
13F
Company
|
1.9%
|
$29,735,084
1,539,083 shares
|
— | 31 Dec 2023 |
| VANGUARD GROUP INC |
13F
Company
|
1.9%
|
$29,216,110
1,512,221 shares
|
— | 31 Dec 2023 |
| Hood River Capital Management LLC |
13F
Company
|
1.7%
|
$26,103,696
1,351,123 shares
|
— | 31 Dec 2023 |
| Whale Rock Capital Management LLC |
13F
Company
|
1.3%
|
$19,818,166
1,025,785 shares
|
— | 31 Dec 2023 |
| ROYCE & ASSOCIATES LP |
13F
Company
|
1.2%
|
$19,424,966
1,005,433 shares
|
— | 31 Dec 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
116
Shares
28,634,139
Rows available
116
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2024 vs Q1 2024 Across Filers
Q1 2024 holders
116
Q1 2024 holders
116
Holder diff
0
| Investor | Q1 2024 Shares | Q1 2024 Shares | Share Diff | Share Chg % | Q1 2024 value | Q1 2024 value | Value change | Value Chg % |
|---|