APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI)
CUSIP: 03823U102
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 77,306,358
- Total 13F shares
- 10,845,778
- Share change
- -2,592,252
- Total reported value
- $55,744,440
- Put/Call ratio
- 370%
- Price per share
- $5.14
- Number of holders
- 77
- Value change
- -$17,461,679
- Number of buys
- 40
- Number of sells
- 65
Quarterly Holders Quick Answers
What is CUSIP 03823U102?
CUSIP 03823U102 identifies AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 03823U102:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
4%
|
3,090,284
|
$22,187,000 | — | 30 Sep 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.8%
|
1,397,439
|
$10,033,000 | — | 30 Sep 2021 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
1.3%
|
992,325
|
$7,125,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.2%
|
914,399
|
$6,565,000 | — | 30 Sep 2021 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.83%
|
643,306
|
$4,619,000 | — | 30 Sep 2021 | |
| COOPER CREEK PARTNERS MANAGEMENT LLC |
13F
|
Company |
0.8%
|
616,973
|
$4,430,000 | — | 30 Sep 2021 | |
| STATE STREET CORP |
13F
|
Company |
0.57%
|
442,623
|
$3,178,000 | — | 30 Sep 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.48%
|
373,900
|
$2,685,000 | — | 30 Sep 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.46%
|
353,532
|
$2,538,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.41%
|
317,800
|
$2,282,000 | — | 30 Sep 2021 | |
| Newtyn Management, LLC |
13F
|
Company |
0.41%
|
316,050
|
$2,269,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.39%
|
298,461
|
$2,143,000 | — | 30 Sep 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.37%
|
287,473
|
$2,064,000 | — | 30 Sep 2021 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
0.33%
|
253,933
|
$1,823,000 | — | 30 Sep 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.28%
|
212,841
|
$1,528,000 | — | 30 Sep 2021 | |
| BOARDMAN BAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.25%
|
190,601
|
$1,369,000 | — | 30 Sep 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.24%
|
182,876
|
$1,313,000 | — | 30 Sep 2021 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.22%
|
170,191
|
$1,222,000 | — | 30 Sep 2021 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.2%
|
157,934
|
$1,134,000 | — | 30 Sep 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.19%
|
144,412
|
$1,036,000 | — | 30 Sep 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.19%
|
143,670
|
$1,032,000 | — | 30 Sep 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.18%
|
139,501
|
$1,002,000 | — | 30 Sep 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.15%
|
117,593
|
$844,000 | — | 30 Sep 2021 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.13%
|
100,000
|
$718,000 | — | 30 Sep 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.12%
|
94,889
|
$682,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
0.12%
|
94,354
|
$677,000 | — | 30 Sep 2021 | |
| PDT Partners, LLC |
13F
|
Company |
0.11%
|
83,085
|
$597,000 | — | 30 Sep 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.1%
|
74,276
|
$533,000 | — | 30 Sep 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.09%
|
73,213
|
$525,000 | — | 30 Sep 2021 | |
| TUDOR INVESTMENT CORP ET AL |
13F
|
Company |
0.09%
|
67,979
|
$488,000 | — | 30 Sep 2021 | |
| OCCUDO QUANTITATIVE STRATEGIES LP |
13F
|
Company |
0.08%
|
61,435
|
$441,000 | — | 30 Sep 2021 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.07%
|
52,800
|
$379,000 | — | 30 Sep 2021 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.07%
|
51,888
|
$372,000 | — | 30 Sep 2021 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.07%
|
50,255
|
$361,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
49,746
|
$357,000 | — | 30 Sep 2021 | |
| Legal & General Group Plc |
13F
|
Company |
0.06%
|
48,136
|
$346,000 | — | 30 Sep 2021 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.05%
|
38,199
|
$274,000 | — | 30 Sep 2021 | |
| Ensign Peak Advisors, Inc |
13F
|
Company |
0.05%
|
37,985
|
$273,000 | — | 30 Sep 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.05%
|
37,229
|
$267,000 | — | 30 Sep 2021 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.05%
|
36,000
|
$258,000 | — | 30 Sep 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.04%
|
33,870
|
$243,000 | — | 30 Sep 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.04%
|
33,596
|
$241,000 | — | 30 Sep 2021 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.04%
|
33,543
|
$241,000 | — | 30 Sep 2021 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.04%
|
27,841
|
$199,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.03%
|
26,000
|
$187,000 | — | 30 Sep 2021 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.03%
|
24,655
|
$184,000 | — | 30 Sep 2021 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.03%
|
24,335
|
$175,000 | — | 30 Sep 2021 | |
| COMERICA BANK |
13F
|
Company |
0.03%
|
22,771
|
$171,000 | — | 30 Sep 2021 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.03%
|
22,608
|
$162,000 | — | 30 Sep 2021 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.03%
|
22,031
|
$159,000 | — | 30 Sep 2021 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) as of Q4 2021
As of 31 Dec 2021,
APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,845,778 shares.
The largest 10 holders included
ROYCE & ASSOCIATES LP, VANGUARD GROUP INC, AMERIPRISE FINANCIAL INC, BlackRock Inc., Kovack Advisors, Inc., D. E. Shaw & Co., Inc., TWO SIGMA ADVISERS, LP, TWO SIGMA INVESTMENTS, LP, JACOBS LEVY EQUITY MANAGEMENT, INC, and CITADEL ADVISORS LLC.
This page lists
77
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
93
Q4 2021 holders
77
Holder diff
-16
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.