APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI)
CUSIP: 03823U102
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 74,607,593
- Total 13F shares
- 13,458,042
- Share change
- +257,932
- Total reported value
- $96,653,821
- Put/Call ratio
- 384%
- Price per share
- $7.18
- Number of holders
- 93
- Value change
- +$458,892
- Number of buys
- 47
- Number of sells
- 42
Quarterly Holders Quick Answers
What is CUSIP 03823U102?
CUSIP 03823U102 identifies AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 03823U102:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
4%
|
2,995,675
|
$25,373,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.8%
|
1,335,979
|
$11,316,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.97%
|
724,427
|
$6,136,000 | — | 30 Jun 2021 | |
| COOPER CREEK PARTNERS MANAGEMENT LLC |
13F
|
Company |
0.9%
|
667,791
|
$5,656,000 | — | 30 Jun 2021 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.79%
|
586,306
|
$4,966,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.68%
|
503,956
|
$4,269,000 | — | 30 Jun 2021 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.6%
|
445,000
|
$3,769,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
0.58%
|
431,039
|
$3,651,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.43%
|
321,998
|
$2,727,000 | — | 30 Jun 2021 | |
| Newtyn Management, LLC |
13F
|
Company |
0.42%
|
316,050
|
$2,677,000 | — | 30 Jun 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.41%
|
305,121
|
$2,584,000 | — | 30 Jun 2021 | |
| Weiss Multi-Strategy Advisers LLC |
13F
|
Company |
0.41%
|
304,336
|
$2,578,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.38%
|
285,942
|
$2,421,000 | — | 30 Jun 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.32%
|
240,115
|
$2,034,000 | — | 30 Jun 2021 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
0.31%
|
231,046
|
$1,957,000 | — | 30 Jun 2021 | |
| BOARDMAN BAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.27%
|
199,291
|
$1,688,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.25%
|
186,101
|
$1,576,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.24%
|
176,747
|
$1,497,000 | — | 30 Jun 2021 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.23%
|
170,864
|
$1,447,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.21%
|
156,910
|
$1,329,000 | — | 30 Jun 2021 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.19%
|
145,032
|
$1,228,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.18%
|
133,937
|
$1,134,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.18%
|
133,535
|
$1,131,000 | — | 30 Jun 2021 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.17%
|
125,351
|
$1,059,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.15%
|
108,246
|
$917,000 | — | 30 Jun 2021 | |
| PDT Partners, LLC |
13F
|
Company |
0.14%
|
101,718
|
$862,000 | — | 30 Jun 2021 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.13%
|
100,000
|
$847,000 | — | 30 Jun 2021 | |
| Ergoteles LLC |
13F
|
Company |
0.13%
|
93,900
|
$795,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.12%
|
91,272
|
$773,000 | — | 30 Jun 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.1%
|
74,000
|
$627,000 | — | 30 Jun 2021 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.1%
|
71,472
|
$605,000 | — | 30 Jun 2021 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.09%
|
65,097
|
$551,000 | — | 30 Jun 2021 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.08%
|
63,318
|
$536,000 | — | 30 Jun 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.08%
|
62,083
|
$526,000 | — | 30 Jun 2021 | |
| QS Investors, LLC |
13F
|
Company |
0.07%
|
52,800
|
$448,000 | — | 30 Jun 2021 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.07%
|
52,210
|
$442,000 | — | 30 Jun 2021 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.07%
|
50,255
|
$426,000 | — | 30 Jun 2021 | |
| Legal & General Group Plc |
13F
|
Company |
0.06%
|
48,136
|
$408,000 | — | 30 Jun 2021 | |
| Engineers Gate Manager LP |
13F
|
Company |
0.06%
|
47,947
|
$406,000 | — | 30 Jun 2021 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.06%
|
44,671
|
$378,000 | — | 30 Jun 2021 | |
| Trexquant Investment LP |
13F
|
Company |
0.06%
|
44,270
|
$375,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
43,008
|
$365,000 | — | 30 Jun 2021 | |
| TUDOR INVESTMENT CORP ET AL |
13F
|
Company |
0.06%
|
41,649
|
$353,000 | — | 30 Jun 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.05%
|
40,397
|
$342,000 | — | 30 Jun 2021 | |
| Tibra Equities Europe Ltd |
13F
|
Company |
0.05%
|
39,900
|
$338,000 | — | 30 Jun 2021 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.05%
|
38,935
|
$330,000 | — | 30 Jun 2021 | |
| Ensign Peak Advisors, Inc |
13F
|
Company |
0.05%
|
37,985
|
$322,000 | — | 30 Jun 2021 | |
| Jump Financial, LLC |
13F
|
Company |
0.04%
|
32,700
|
$277,000 | — | 30 Jun 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.04%
|
32,299
|
$274,000 | — | 30 Jun 2021 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.04%
|
32,247
|
$273,000 | — | 30 Jun 2021 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) as of Q3 2021
As of 30 Sep 2021,
APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) was held by
93 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,458,042 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, ROYCE & ASSOCIATES LP, AMERIPRISE FINANCIAL INC, Kovack Advisors, Inc., COOPER CREEK PARTNERS MANAGEMENT LLC, STATE STREET CORP, TWO SIGMA ADVISERS, LP, TWO SIGMA INVESTMENTS, LP, and MORGAN STANLEY.
This page lists
93
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
99
Q3 2021 holders
93
Holder diff
-6
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.