Security key
03823U102
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI)
CUSIP: 03823U102
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock, par value $0.001
- Total 13F shares
- 13,458,042
- Total 13F value
- $96,653,821
- Share change
- +257,932
- Put/Call ratio
- 384%
- SEC-reported price per share
- $7.18
- Number of holders
- 93
- Value change
- +$458,892
- Number of buys
- 47
- Number of sells
- 42
- Shares outstanding
- 80,112,357
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
93
Top holders
10
AAOI full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
APPLIED OPTOELECTRONICS, INC. SEC filings
APPLIED OPTOELECTRONICS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03823U102
Recent filing periods:
Ownership snapshot
Top reported holders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BlackRock Finance, Inc.
Disclosed value leader
BlackRock Finance, Inc.
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 3.7%
Showing 1-6 of 15 holder rows.
Quick read
BlackRock Finance, Inc. leads the comparable SEC ownership view at 3.7%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BlackRock Finance, Inc.'s linked filing trail.
Comparable ownership
Top 5
BlackRock Finance, Inc.
3.7%
VANGUARD GROUP INC
1.7%
AMERIPRISE FINANCIAL INC
0.9%
COOPER CREEK PARTNERS MANAGEMENT LLC
0.83%
Kovack Advisors, Inc.
0.73%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
Company
|
3.7%
|
$25,373,000
2,995,675 shares
|
— | 30 Jun 2021 |
| VANGUARD GROUP INC |
13F
Company
|
1.7%
|
$11,316,000
1,335,979 shares
|
— | 30 Jun 2021 |
| AMERIPRISE FINANCIAL INC |
13F
Company
|
0.9%
|
$6,136,000
724,427 shares
|
— | 30 Jun 2021 |
| COOPER CREEK PARTNERS MANAGEMENT LLC |
13F
Company
|
0.83%
|
$5,656,000
667,791 shares
|
— | 30 Jun 2021 |
| Kovack Advisors, Inc. |
13F
Company
|
0.73%
|
$4,966,000
586,306 shares
|
— | 30 Jun 2021 |
| MORGAN STANLEY |
13F
Company
|
0.63%
|
$4,269,000
503,956 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
93
Shares
13,458,042
Rows available
93
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
99
Q3 2021 holders
93
Holder diff
-6
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend